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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNT
1151
Senstar Technologies
SNT
$43.6M
$0 ﹤0.01%
+50
New +$249
SSTI icon
1152
SoundThinking
SSTI
$102M
– –
-800
Closed -$31K
STEW
1153
SRH Total Return Fund
STEW
$1.8B
$0 ﹤0.01%
+25
New +$274
TFC icon
1154
Truist Financial
TFC
$63.4B
– –
-83
Closed -$4K
TMUS icon
1155
T-Mobile US
TMUS
$190B
$0 ﹤0.01%
+6
New +$446
TRP icon
1156
TC Energy
TRP
$68.6B
$0 ﹤0.01%
14
– –
UAL icon
1157
United Airlines
UAL
$41.7B
$0 ﹤0.01%
9
– –
VET icon
1158
Vermilion Energy
VET
$1.76B
– –
-83
Closed -$2K
VOT icon
1159
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$20B
– –
-83
Closed -$12K
VTR icon
1160
Ventas
VTR
$46.6B
– –
-31
Closed -$2K
WBD icon
1161
Warner Bros
WBD
$65.4B
– –
-175
Closed -$5K
WCN
1162
Waste Connections
WCN
$42.3B
$0 ﹤0.01%
10
– –
WEN icon
1163
Wendy's
WEN
$1.46B
– –
-102
Closed -$2K
WEX icon
1164
WEX
WEX
$6.45B
$0 ﹤0.01%
4
– –
WSO icon
1165
Watsco Inc
WSO
$13.1B
– –
-10
Closed -$1K
WW
1166
DELISTED
WW International
WW
– –
-27
Closed -$1K
XLB icon
1167
State Street Materials Select Sector SPDR ETF
XLB
$8.52B
– –
-1,018
Closed -$28K
XSW icon
1168
State Street SPDR S&P Software & Services ETF
XSW
$477M
$0 ﹤0.01%
+2
New +$190
LSXMA
1169
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$0 ﹤0.01%
24
– –
ETRN
1170
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$0 ﹤0.01%
+5
New +$104
PXD
1171
DELISTED
Pioneer Natural Resource Co.
PXD
$0 ﹤0.01%
6
– –
MDC
1172
DELISTED
M.D.C. Holdings, Inc.
MDC
$0 ﹤0.01%
29
– –
BKCC
1173
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-1,000
Closed -$6K
CHS
1174
DELISTED
Chicos FAS, Inc.
CHS
$0 ﹤0.01%
+33
New +$120
ICPT
1175
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-206
Closed -$23K
45 46
47
48 49

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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.