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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.01%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$906M
AUM Growth
+$84.4M
Cap. Flow
+$24.9M
Cap. Flow %
2.75%
Top 10 Hldgs %
32.17%
Holding
1,702
New
134
Increased
458
Reduced
344
Closed
41

Top Buys

Rank Stock Value
1
QGRO icon
American Century US Quality Growth ETF
QGRO
+$12.6M
2
BBUS icon
JPMorgan BetaBuilders US Equity ETF
BBUS
+$9.42M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$2.18M
4
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$1.87M
5
NVDA icon
NVIDIA
NVDA
+$1.63M

Top Sells

Rank Stock Value
1
GBTG icon
American Express Global Business Travel
GBTG
+$2.45M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$2.02M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$1.71M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$1.48M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 11.5%
2 Consumer Discretionary 4.3%
3 Financials 3.56%
4 Communication Services 3.32%
5 Industrials 2.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIX
1126
Western Asset High Income Fund II
HIX
$355M
$8.94K ﹤0.01%
2,056
– –
KIE icon
1127
State Street SPDR S&P Insurance ETF
KIE
$680M
$8.9K ﹤0.01%
150
– –
JPME icon
1128
JPMorgan Diversified Return US Mid Cap Equity ETF
JPME
$476M
$8.89K ﹤0.01%
82
– –
IYG icon
1129
iShares US Financial Services ETF
IYG
$2.21B
$8.87K ﹤0.01%
99
– –
INGR icon
1130
Ingredion
INGR
$6.53B
$8.79K ﹤0.01%
72
– –
CROX icon
1131
Crocs
CROX
$6.63B
$8.77K ﹤0.01%
105
+16
+18% +$1.46K
PCG icon
1132
PG&E
PCG
$37.5B
$8.75K ﹤0.01%
580
-2,754
-83% -$40.2K
HPQ icon
1133
HP
HPQ
$27.3B
$8.74K ﹤0.01%
321
– –
SDOG icon
1134
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$8.72K ﹤0.01%
144
+1
+0.7% +$59
HACK icon
1135
Amplify Cybersecurity ETF
HACK
$3.01B
$8.68K ﹤0.01%
100
– –
HSBC icon
1136
HSBC
HSBC
$355B
$8.59K ﹤0.01%
121
+1
+0.8% +$65
SVAL icon
1137
iShares US Small Cap Value Factor ETF
SVAL
$210M
$8.54K ﹤0.01%
254
+1
+0.4% +$33
CRCL
1138
Circle Internet Group
CRCL
$17B
$8.48K ﹤0.01%
+64
New +$10.1K
INOD icon
1139
Innodata
INOD
$2.03B
$8.48K ﹤0.01%
110
– –
MCY icon
1140
Mercury Insurance
MCY
$5.92B
$8.48K ﹤0.01%
100
– –
FXL icon
1141
First Trust Technology AlphaDEX Fund
FXL
$2.78B
$8.4K ﹤0.01%
50
– –
WAT icon
1142
Waters Corp
WAT
$40.4B
$8.39K ﹤0.01%
28
+4
+17% +$1.21K
CCJ icon
1143
Cameco
CCJ
$42.4B
$8.39K ﹤0.01%
100
– –
ATO icon
1144
Atmos Energy
ATO
$28.4B
$8.37K ﹤0.01%
49
– –
IQV icon
1145
IQVIA
IQV
$39.8B
$8.36K ﹤0.01%
44
– –
FYBR
1146
DELISTED
Frontier Communications
FYBR
$8.33K ﹤0.01%
223
– –
XSLV icon
1147
Invesco S&P SmallCap Low Volatility ETF
XSLV
$246M
$8.29K ﹤0.01%
179
-1
-0.6% -$46
CNP icon
1148
CenterPoint Energy
CNP
$26.4B
$8.26K ﹤0.01%
213
– –
VOT icon
1149
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.7B
$8.23K ﹤0.01%
28
-20
-42% -$5.77K
ONON icon
1150
On Holding
ONON
$12.9B
$8.22K ﹤0.01%
194
– –
44 45
46
47 48

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Golden State Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, Golden State Wealth Management held 1,702 positions worth $906M, up 10% from $822M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Golden State Wealth Management's Q3 2025 filing shows 134 new, 458 increased, 344 reduced and 41 closed positions. Its largest new stake was TIC Solutions Inc: 59,919 shares worth $798K. The largest sale was American Express Global Business Travel, an estimated $2.45M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Golden State Wealth Management's largest Q3 2025 buy was TIC Solutions Inc: 59,919 shares worth $798K.
  • Golden State Wealth Management added most to American Century US Quality Growth ETF in Q3 2025, an estimated $12.6M increase.
  • Golden State Wealth Management's biggest Q3 2025 reduction was First Trust Rising Dividend Achievers ETF, cutting an estimated $2.02M.
  • Golden State Wealth Management fully exited American Express Global Business Travel in Q3 2025, selling an estimated $2.45M.
  • Golden State Wealth Management's ten largest holdings make up 32% of its $906M portfolio in Q3 2025.
  • Golden State Wealth Management opened 134 new positions and closed 41 in Q3 2025.
  • Golden State Wealth Management's portfolio value rose 10% quarter-over-quarter to $906M.

Based on Golden State Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.