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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.01%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$906M
AUM Growth
+$84.4M
Cap. Flow
+$24.9M
Cap. Flow %
2.75%
Top 10 Hldgs %
32.17%
Holding
1,702
New
134
Increased
458
Reduced
344
Closed
41

Top Buys

Rank Stock Value
1
QGRO icon
American Century US Quality Growth ETF
QGRO
+$12.6M
2
BBUS icon
JPMorgan BetaBuilders US Equity ETF
BBUS
+$9.42M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$2.18M
4
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$1.87M
5
NVDA icon
NVIDIA
NVDA
+$1.63M

Top Sells

Rank Stock Value
1
GBTG icon
American Express Global Business Travel
GBTG
+$2.45M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$2.02M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$1.71M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$1.48M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 11.5%
2 Consumer Discretionary 4.3%
3 Financials 3.56%
4 Communication Services 3.32%
5 Industrials 2.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEN icon
1101
Penumbra
PEN
$12.8B
$10.1K ﹤0.01%
+40
New +$10.1K
SEVN
1102
Seven Hills Realty Trust
SEVN
$170M
$10.1K ﹤0.01%
982
– –
BWA icon
1103
BorgWarner
BWA
$14.1B
$10.1K ﹤0.01%
230
– –
ETR icon
1104
Entergy
ETR
$49.3B
$10.1K ﹤0.01%
108
– –
UFOX
1105
Defiance Space and Connective Tech ETF
UFOX
$896M
$10.1K ﹤0.01%
163
– –
IJT icon
1106
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.36B
$10K ﹤0.01%
71
– –
MILN
1107
Global X Millennial Consumer ETF
MILN
$103M
$9.99K ﹤0.01%
202
+1
+0.5% +$49
SPTM icon
1108
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$9.99K ﹤0.01%
123
– –
TDY icon
1109
Teledyne Technologies
TDY
$32B
$9.96K ﹤0.01%
17
– –
UAL icon
1110
United Airlines
UAL
$40.2B
$9.65K ﹤0.01%
100
-176
-64% -$16.9K
TOST icon
1111
Toast
TOST
$20.6B
$9.64K ﹤0.01%
264
+69
+35% +$3K
OMC icon
1112
Omnicom Group
OMC
$23.2B
$9.46K ﹤0.01%
116
-33
-22% -$2.49K
ETB
1113
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$459M
$9.45K ﹤0.01%
630
-1,990
-76% -$29.3K
ARKQ icon
1114
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.06B
$9.37K ﹤0.01%
84
-145
-63% -$14.3K
HYD icon
1115
VanEck High Yield Muni ETF
HYD
$4.4B
$9.35K ﹤0.01%
183
+2
+1% +$100
QLC icon
1116
FlexShares US Quality Large Cap Index Fund
QLC
$1.05B
$9.34K ﹤0.01%
119
– –
WDFC icon
1117
WD-40
WDFC
$3.15B
$9.29K ﹤0.01%
47
– –
APG icon
1118
APi Group
APG
$18.3B
$9.28K ﹤0.01%
270
– –
HASI icon
1119
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.21B
$9.21K ﹤0.01%
+300
New +$8.28K
VGK icon
1120
Vanguard FTSE Europe ETF
VGK
$31B
$9.2K ﹤0.01%
115
– –
KEYS icon
1121
Keysight
KEYS
$57.3B
$9.1K ﹤0.01%
52
– –
IWX icon
1122
iShares Russell Top 200 Value ETF
IWX
$4.05B
$9.05K ﹤0.01%
103
– –
FQAL icon
1123
Fidelity Quality Factor ETF
FQAL
$1.46B
$9.04K ﹤0.01%
121
– –
RMD icon
1124
ResMed
RMD
$31.9B
$9.03K ﹤0.01%
33
– –
EHC icon
1125
Encompass Health
EHC
$12.4B
$9.02K ﹤0.01%
71
– –
43 44
45
46 47

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MAM
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KCM
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DAM
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Golden State Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, Golden State Wealth Management held 1,702 positions worth $906M, up 10% from $822M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Golden State Wealth Management's Q3 2025 filing shows 134 new, 458 increased, 344 reduced and 41 closed positions. Its largest new stake was TIC Solutions Inc: 59,919 shares worth $798K. The largest sale was American Express Global Business Travel, an estimated $2.45M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Golden State Wealth Management's largest Q3 2025 buy was TIC Solutions Inc: 59,919 shares worth $798K.
  • Golden State Wealth Management added most to American Century US Quality Growth ETF in Q3 2025, an estimated $12.6M increase.
  • Golden State Wealth Management's biggest Q3 2025 reduction was First Trust Rising Dividend Achievers ETF, cutting an estimated $2.02M.
  • Golden State Wealth Management fully exited American Express Global Business Travel in Q3 2025, selling an estimated $2.45M.
  • Golden State Wealth Management's ten largest holdings make up 32% of its $906M portfolio in Q3 2025.
  • Golden State Wealth Management opened 134 new positions and closed 41 in Q3 2025.
  • Golden State Wealth Management's portfolio value rose 10% quarter-over-quarter to $906M.

Based on Golden State Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.