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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+22.89%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$312M
AUM Growth
+$85M
Cap. Flow
+$55.8M
Cap. Flow %
17.89%
Top 10 Hldgs %
52.97%
Holding
1,040
New
20
Increased
152
Reduced
24
Closed
836

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$65.8M
2
QCLN icon
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
+$19.1M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.2M
4
IDU icon
iShares US Utilities ETF
IDU
+$6.38M
5
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$6.3M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.2M
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$6.31M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.04M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$4.87M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Consumer Discretionary 4.76%
3 Financials 4.73%
4 Communication Services 3.52%
5 Healthcare 2.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGN
1026
DELISTED
Allergan plc
AGN
– –
-143
Closed -$25K
SPCE.U
1027
DELISTED
Virgin Galactic Holdings, Inc. Units, each consisting of one share of Common Stock and one-third of
SPCE.U
– –
-1,000
Closed -$17K
RTN
1028
DELISTED
Raytheon Company
RTN
– –
-2,164
Closed -$284K
S
1029
DELISTED
Sprint Corporation
S
– –
-41
Closed –
SPI
1030
DELISTED
SPI Energy Co., Ltd. Ordinary Shares
SPI
– –
-20
Closed –
ATVI
1031
DELISTED
Activision Blizzard
ATVI
– –
-1,055
Closed -$63K
DISH
1032
DELISTED
DISH Network Corp.
DISH
– –
-229
Closed -$5K
SIVB
1033
DELISTED
SVB Financial Group
SIVB
– –
-159
Closed -$24K
BSCN
1034
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
– –
-6,600
Closed -$137K
BSCK
1035
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
– –
-6,492
Closed -$136K
BBL
1036
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
– –
-202
Closed -$6K
SLY
1037
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
– –
-1,784
Closed -$86K
GPM
1038
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
– –
-600
Closed -$3K
CZR
1039
DELISTED
Caesars Entertainment Corporation
CZR
– –
-600
Closed -$4K
38 39 40 41
42

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Golden State Wealth Management's Q2 2020 Portfolio in Review

As of Q2 2020, Golden State Wealth Management held 1,040 positions worth $312M, up 37% from $227M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Golden State Wealth Management deployed $55.8M of net new capital in Q2 2020, opening 20 new positions and adding to 152 existing holdings. Its largest new stake was FS KKR Capital Corp. II: 79,682 shares worth $1.03M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 6.9% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $31.9M trimmed.

  • Golden State Wealth Management's largest Q2 2020 buy was FS KKR Capital Corp. II: 79,682 shares worth $1.03M.
  • Golden State Wealth Management added most to iShares Core S&P Mid-Cap ETF in Q2 2020, an estimated $65.8M increase.
  • Golden State Wealth Management's biggest Q2 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $31.9M.
  • Golden State Wealth Management fully exited iShares Core S&P 500 ETF in Q2 2020, selling an estimated $16.2M.
  • Golden State Wealth Management's ten largest holdings make up 53% of its $312M portfolio in Q2 2020.
  • Golden State Wealth Management opened 20 new positions and closed 836 in Q2 2020.
  • Golden State Wealth Management's portfolio value rose 37% quarter-over-quarter to $312M.

Based on Golden State Wealth Management's 13F filing for Q2 2020, filed 11 Aug 2020.