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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.01%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$906M
AUM Growth
+$84.4M
Cap. Flow
+$24.9M
Cap. Flow %
2.75%
Top 10 Hldgs %
32.17%
Holding
1,702
New
134
Increased
458
Reduced
344
Closed
41

Top Buys

Rank Stock Value
1
QGRO icon
American Century US Quality Growth ETF
QGRO
+$12.6M
2
BBUS icon
JPMorgan BetaBuilders US Equity ETF
BBUS
+$9.42M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$2.18M
4
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$1.87M
5
NVDA icon
NVIDIA
NVDA
+$1.63M

Top Sells

Rank Stock Value
1
GBTG icon
American Express Global Business Travel
GBTG
+$2.45M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$2.02M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$1.71M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$1.48M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 11.5%
2 Consumer Discretionary 4.3%
3 Financials 3.56%
4 Communication Services 3.32%
5 Industrials 2.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIG icon
976
Hartford Financial Services
HIG
$38.7B
$15.7K ﹤0.01%
118
– –
TGTX icon
977
TG Therapeutics
TGTX
$7.52B
$15.6K ﹤0.01%
433
– –
JGH icon
978
Nuveen Global High Income Fund
JGH
$356M
$15.5K ﹤0.01%
1,150
– –
TMFC icon
979
Motley Fool 100 Index ETF
TMFC
$2.12B
$15.5K ﹤0.01%
+220
New +$14.8K
CVSA
980
Covista Inc
CVSA
$4.38B
$15.4K ﹤0.01%
100
– –
SCHO icon
981
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$15.4K ﹤0.01%
631
+6
+1% +$146
RYAN icon
982
Ryan Specialty Holdings
RYAN
$10.9B
$15.4K ﹤0.01%
273
-170
-38% -$10.1K
BIT icon
983
BlackRock Multi-Sector Income Trust
BIT
$704M
$15.3K ﹤0.01%
1,143
+23
+2% +$326
VALE icon
984
Vale
VALE
$63.4B
$15.3K ﹤0.01%
1,406
– –
PRU icon
985
Prudential Financial
PRU
$42.1B
$15.2K ﹤0.01%
147
-2
-1% -$211
FFIV icon
986
F5
FFIV
$23.2B
$15.2K ﹤0.01%
47
– –
MGM icon
987
MGM Resorts International
MGM
$10.9B
$15.2K ﹤0.01%
438
– –
FIZZ icon
988
National Beverage
FIZZ
$2.91B
$15.1K ﹤0.01%
410
– –
BEP icon
989
Brookfield Renewable
BEP
$9.8B
$15.1K ﹤0.01%
585
+8
+1% +$206
IAT icon
990
iShares US Regional Banks ETF
IAT
$678M
$15.1K ﹤0.01%
286
+2
+0.7% +$104
BCS icon
991
Barclays
BCS
$94.3B
$15K ﹤0.01%
727
– –
IYC icon
992
iShares US Consumer Discretionary ETF
IYC
$1.23B
$15K ﹤0.01%
143
– –
TNL icon
993
Travel + Leisure Co
TNL
$4.5B
$14.9K ﹤0.01%
250
– –
SPYD icon
994
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.68B
$14.8K ﹤0.01%
337
+47
+16% +$2.06K
BALI icon
995
iShares U.S. Large Cap Premium Income Active ETF
BALI
$1.36B
$14.8K ﹤0.01%
467
+28
+6% +$862
FNDF icon
996
Schwab Fundamental International Large Company Index ETF
FNDF
$25.5B
$14.8K ﹤0.01%
344
+13
+4% +$541
DEFT
997
Defi Technologies
DEFT
$178M
$14.8K ﹤0.01%
7,000
+6,500
+1,300% +$16.8K
AIN icon
998
Albany International
AIN
$1.73B
$14.7K ﹤0.01%
275
– –
MSB
999
Mesabi Trust
MSB
$306M
$14.6K ﹤0.01%
500
– –
AFMC icon
1000
First Trust Active Factor Mid Cap ETF
AFMC
$198M
$14.6K ﹤0.01%
426
– –
38 39
40
41 42

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DAM
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Golden State Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, Golden State Wealth Management held 1,702 positions worth $906M, up 10% from $822M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Golden State Wealth Management's Q3 2025 filing shows 134 new, 458 increased, 344 reduced and 41 closed positions. Its largest new stake was TIC Solutions Inc: 59,919 shares worth $798K. The largest sale was American Express Global Business Travel, an estimated $2.45M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Golden State Wealth Management's largest Q3 2025 buy was TIC Solutions Inc: 59,919 shares worth $798K.
  • Golden State Wealth Management added most to American Century US Quality Growth ETF in Q3 2025, an estimated $12.6M increase.
  • Golden State Wealth Management's biggest Q3 2025 reduction was First Trust Rising Dividend Achievers ETF, cutting an estimated $2.02M.
  • Golden State Wealth Management fully exited American Express Global Business Travel in Q3 2025, selling an estimated $2.45M.
  • Golden State Wealth Management's ten largest holdings make up 32% of its $906M portfolio in Q3 2025.
  • Golden State Wealth Management opened 134 new positions and closed 41 in Q3 2025.
  • Golden State Wealth Management's portfolio value rose 10% quarter-over-quarter to $906M.

Based on Golden State Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.