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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.01%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$906M
AUM Growth
+$84.4M
Cap. Flow
+$24.9M
Cap. Flow %
2.75%
Top 10 Hldgs %
32.17%
Holding
1,702
New
134
Increased
458
Reduced
344
Closed
41

Top Buys

Rank Stock Value
1
QGRO icon
American Century US Quality Growth ETF
QGRO
+$12.6M
2
BBUS icon
JPMorgan BetaBuilders US Equity ETF
BBUS
+$9.42M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$2.18M
4
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$1.87M
5
NVDA icon
NVIDIA
NVDA
+$1.63M

Top Sells

Rank Stock Value
1
GBTG icon
American Express Global Business Travel
GBTG
+$2.45M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$2.02M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$1.71M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$1.48M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 11.5%
2 Consumer Discretionary 4.3%
3 Financials 3.56%
4 Communication Services 3.32%
5 Industrials 2.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNQ icon
826
Vanguard Real Estate ETF
VNQ
$38.6B
$28.6K ﹤0.01%
313
+3
+1% +$272
NULV icon
827
Nuveen ESG Large-Cap Value ETF
NULV
$2.28B
$28.5K ﹤0.01%
650
– –
TKO icon
828
TKO Group
TKO
$13.8B
$28.5K ﹤0.01%
141
– –
GM icon
829
General Motors
GM
$77.2B
$28.5K ﹤0.01%
467
-36
-7% -$2.01K
LIT icon
830
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$28.4K ﹤0.01%
500
– –
FLR icon
831
Fluor
FLR
$7.3B
$28.2K ﹤0.01%
670
– –
QYLD icon
832
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$28.1K ﹤0.01%
1,652
+2
+0.1% +$34
KLAC icon
833
KLA
KLAC
$252B
$28K ﹤0.01%
260
-80
-24% -$7.46K
AWI icon
834
Armstrong World Industries
AWI
$7.75B
$27.4K ﹤0.01%
140
– –
SH icon
835
ProShares Short S&P500
SH
$843M
$27.4K ﹤0.01%
742
– –
EIX icon
836
Edison International
EIX
$26.1B
$27.4K ﹤0.01%
495
-76
-13% -$4.1K
HOOD icon
837
Robinhood
HOOD
$85B
$27.3K ﹤0.01%
191
+99
+108% +$10.8K
HWM icon
838
Howmet Aerospace
HWM
$113B
$27.3K ﹤0.01%
139
– –
DOCS icon
839
Doximity
DOCS
$4.57B
$27.2K ﹤0.01%
372
– –
BUFF icon
840
Innovator Laddered Allocation Power Buffer ETF
BUFF
$941M
$27.1K ﹤0.01%
555
– –
USXF icon
841
iShares ESG Advanced MSCI USA ETF
USXF
$1.49B
$26.9K ﹤0.01%
469
– –
UUP icon
842
Invesco DB US Dollar Index Bullish Fund
UUP
$414M
$26.8K ﹤0.01%
975
+675
+225% +$18.5K
PCQ
843
Pimco California Municipal Income Fund
PCQ
$168M
$26.7K ﹤0.01%
+3,061
New +$25.8K
BURL icon
844
Burlington
BURL
$23.4B
$26.5K ﹤0.01%
104
– –
OTIS icon
845
Otis Worldwide
OTIS
$27.7B
$26.4K ﹤0.01%
289
-155
-35% -$14.1K
QUS icon
846
State Street SPDR MSCI USA StrategicFactors ETF
QUS
$1.58B
$26.4K ﹤0.01%
154
– –
MAS icon
847
Masco
MAS
$14.7B
$26.3K ﹤0.01%
373
– –
ALGS icon
848
Aligos Therapeutics
ALGS
$47.8M
$26.2K ﹤0.01%
2,674
– –
NKX icon
849
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$661M
$26.2K ﹤0.01%
2,064
– –
LEVI icon
850
Levi Strauss
LEVI
$9.09B
$26.1K ﹤0.01%
1,121
+8
+0.7% +$170
32 33
34
35 36

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Golden State Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, Golden State Wealth Management held 1,702 positions worth $906M, up 10% from $822M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Golden State Wealth Management's Q3 2025 filing shows 134 new, 458 increased, 344 reduced and 41 closed positions. Its largest new stake was TIC Solutions Inc: 59,919 shares worth $798K. The largest sale was American Express Global Business Travel, an estimated $2.45M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Golden State Wealth Management's largest Q3 2025 buy was TIC Solutions Inc: 59,919 shares worth $798K.
  • Golden State Wealth Management added most to American Century US Quality Growth ETF in Q3 2025, an estimated $12.6M increase.
  • Golden State Wealth Management's biggest Q3 2025 reduction was First Trust Rising Dividend Achievers ETF, cutting an estimated $2.02M.
  • Golden State Wealth Management fully exited American Express Global Business Travel in Q3 2025, selling an estimated $2.45M.
  • Golden State Wealth Management's ten largest holdings make up 32% of its $906M portfolio in Q3 2025.
  • Golden State Wealth Management opened 134 new positions and closed 41 in Q3 2025.
  • Golden State Wealth Management's portfolio value rose 10% quarter-over-quarter to $906M.

Based on Golden State Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.