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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.01%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$906M
AUM Growth
+$84.4M
Cap. Flow
+$24.9M
Cap. Flow %
2.75%
Top 10 Hldgs %
32.17%
Holding
1,702
New
134
Increased
458
Reduced
344
Closed
41

Top Buys

Rank Stock Value
1
QGRO icon
American Century US Quality Growth ETF
QGRO
+$12.6M
2
BBUS icon
JPMorgan BetaBuilders US Equity ETF
BBUS
+$9.42M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$2.18M
4
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$1.87M
5
NVDA icon
NVIDIA
NVDA
+$1.63M

Top Sells

Rank Stock Value
1
GBTG icon
American Express Global Business Travel
GBTG
+$2.45M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$2.02M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$1.71M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$1.48M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 11.5%
2 Consumer Discretionary 4.3%
3 Financials 3.56%
4 Communication Services 3.32%
5 Industrials 2.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMLP icon
801
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$31.2K ﹤0.01%
814
+7
+0.9% +$264
CASY icon
802
Casey's General Stores
CASY
$31B
$31.1K ﹤0.01%
55
– –
REZ icon
803
iShares Residential and Multisector Real Estate ETF
REZ
$858M
$31K ﹤0.01%
365
– –
ROST icon
804
Ross Stores
ROST
$81.4B
$30.9K ﹤0.01%
203
-14
-6% -$2K
CME icon
805
CME Group
CME
$94.9B
$30.8K ﹤0.01%
114
– –
NFRA icon
806
FlexShares STOXX Global Broad Infrastructure Index Fund
NFRA
$3B
$30.7K ﹤0.01%
487
+2
+0.4% +$124
PEJ icon
807
Invesco Leisure and Entertainment ETF
PEJ
$305M
$30.3K ﹤0.01%
500
– –
AZO icon
808
AutoZone
AZO
$49.9B
$30K ﹤0.01%
7
– –
EES icon
809
WisdomTree US SmallCap Earnings Fund
EES
$728M
$30K ﹤0.01%
537
+2
+0.4% +$108
TIPX icon
810
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.04B
$29.9K ﹤0.01%
1,551
+17
+1% +$327
IVOL icon
811
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$269M
$29.9K ﹤0.01%
1,549
– –
UMH
812
UMH Properties
UMH
$1.33B
$29.7K ﹤0.01%
2,000
– –
VKTX icon
813
Viking Therapeutics
VKTX
$3.97B
$29.7K ﹤0.01%
+1,130
New +$33.7K
XAR icon
814
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.51B
$29.6K ﹤0.01%
126
– –
ARKF icon
815
ARK Blockchain & Fintech Innovation ETF
ARKF
$763M
$29.6K ﹤0.01%
521
– –
MRSH
816
Marsh
MRSH
$90.6B
$29.5K ﹤0.01%
146
– –
LYB icon
817
LyondellBasell Industries
LYB
$20B
$29.4K ﹤0.01%
600
– –
ITB icon
818
iShares US Home Construction ETF
ITB
$2.34B
$29.2K ﹤0.01%
272
– –
XMMO icon
819
Invesco S&P MidCap Momentum ETF
XMMO
$7.55B
$29.2K ﹤0.01%
216
– –
RYAAY icon
820
Ryanair
RYAAY
$30.9B
$29K ﹤0.01%
481
– –
TIP icon
821
iShares TIPS Bond ETF
TIP
$14.7B
$28.9K ﹤0.01%
259
-4
-2% -$442
AWR icon
822
American States Water
AWR
$3.44B
$28.8K ﹤0.01%
393
– –
NGVC icon
823
Vitamin Cottage Natural Grocers
NGVC
$623M
$28.8K ﹤0.01%
718
– –
FPF
824
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$28.7K ﹤0.01%
1,500
– –
SPG icon
825
Simon Property Group
SPG
$71.3B
$28.7K ﹤0.01%
153
-110
-42% -$19K
31 32
33
34 35

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KCM
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Golden State Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, Golden State Wealth Management held 1,702 positions worth $906M, up 10% from $822M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Golden State Wealth Management's Q3 2025 filing shows 134 new, 458 increased, 344 reduced and 41 closed positions. Its largest new stake was TIC Solutions Inc: 59,919 shares worth $798K. The largest sale was American Express Global Business Travel, an estimated $2.45M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Golden State Wealth Management's largest Q3 2025 buy was TIC Solutions Inc: 59,919 shares worth $798K.
  • Golden State Wealth Management added most to American Century US Quality Growth ETF in Q3 2025, an estimated $12.6M increase.
  • Golden State Wealth Management's biggest Q3 2025 reduction was First Trust Rising Dividend Achievers ETF, cutting an estimated $2.02M.
  • Golden State Wealth Management fully exited American Express Global Business Travel in Q3 2025, selling an estimated $2.45M.
  • Golden State Wealth Management's ten largest holdings make up 32% of its $906M portfolio in Q3 2025.
  • Golden State Wealth Management opened 134 new positions and closed 41 in Q3 2025.
  • Golden State Wealth Management's portfolio value rose 10% quarter-over-quarter to $906M.

Based on Golden State Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.