We are live on ! Find out more
GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.01%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$906M
AUM Growth
+$84.4M
Cap. Flow
+$24.9M
Cap. Flow %
2.75%
Top 10 Hldgs %
32.17%
Holding
1,702
New
134
Increased
458
Reduced
344
Closed
41

Top Buys

Rank Stock Value
1
QGRO icon
American Century US Quality Growth ETF
QGRO
+$12.6M
2
BBUS icon
JPMorgan BetaBuilders US Equity ETF
BBUS
+$9.42M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$2.18M
4
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$1.87M
5
NVDA icon
NVIDIA
NVDA
+$1.63M

Top Sells

Rank Stock Value
1
GBTG icon
American Express Global Business Travel
GBTG
+$2.45M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$2.02M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$1.71M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$1.48M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 11.5%
2 Consumer Discretionary 4.3%
3 Financials 3.56%
4 Communication Services 3.32%
5 Industrials 2.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CI icon
676
Cigna
CI
$74.6B
$50.4K 0.01%
174
-33
-16% -$9.76K
VTEC icon
677
Vanguard California Tax-Exempt Bond ETF
VTEC
$3.1B
$50.4K 0.01%
505
– –
DFAS icon
678
Dimensional US Small Cap ETF
DFAS
$15.8B
$50.2K 0.01%
733
+2
+0.3% +$133
PAYX icon
679
Paychex
PAYX
$42.7B
$50.2K 0.01%
396
– –
ET icon
680
Energy Transfer Partners
ET
$69.3B
$50.1K 0.01%
2,918
+817
+39% +$14.3K
VLO icon
681
Valero Energy
VLO
$85.9B
$49.9K 0.01%
293
+1
+0.3% +$149
FHN icon
682
First Horizon
FHN
$12.1B
$49.6K 0.01%
2,195
– –
EMR icon
683
Emerson Electric
EMR
$88.3B
$49.5K 0.01%
377
-75
-17% -$10.2K
PFG icon
684
Principal Financial Group
PFG
$24.3B
$49.4K 0.01%
596
– –
VIS icon
685
Vanguard Industrials ETF
VIS
$8.48B
$49.4K 0.01%
166
– –
GSK icon
686
GSK
GSK
$106B
$49.3K 0.01%
1,142
+2
+0.2% +$78
STRL icon
687
Sterling Infrastructure
STRL
$16.7B
$48.9K 0.01%
144
– –
SBLK icon
688
Star Bulk Carriers
SBLK
$3.22B
$48.8K 0.01%
2,626
-21,992
-89% -$414K
BNDX icon
689
Vanguard Total International Bond ETF
BNDX
$83.1B
$48.8K 0.01%
987
-69
-7% -$3.4K
ITA icon
690
iShares US Aerospace & Defense ETF
ITA
$15B
$47.9K 0.01%
229
+145
+173% +$28.6K
SWX icon
691
Southwest Gas
SWX
$6.67B
$47.5K 0.01%
606
– –
SOUN icon
692
SoundHound AI
SOUN
$3.49B
$46.9K 0.01%
2,915
+300
+11% +$3.98K
FTGC icon
693
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.02B
$46.8K 0.01%
1,807
+3
+0.2% +$76
FTS icon
694
Fortis
FTS
$28.7B
$46.4K 0.01%
914
– –
BUSE icon
695
First Busey Corp
BUSE
$2.56B
$46.3K 0.01%
2,001
– –
ECL icon
696
Ecolab
ECL
$79.9B
$46.3K 0.01%
169
-11
-6% -$2.99K
JMEE icon
697
JPMorgan Small & Mid Cap Enhanced Equity ETF
JMEE
$2.95B
$46.1K 0.01%
727
+57
+9% +$3.52K
FHLC icon
698
Fidelity MSCI Health Care Index ETF
FHLC
$3.37B
$45.8K 0.01%
685
+3
+0.4% +$194
IBUY icon
699
Amplify Online Retail ETF
IBUY
$127M
$45.7K 0.01%
600
– –
FNV icon
700
Franco-Nevada
FNV
$46B
$45.7K 0.01%
205
– –
26 27
28
29 30

Similar funds

DAM
Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return
PHS
PFM Health Sciences San Francisco, California $1.1B AUM 57.92% 1-Year Est. Return
MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
Khrom Capital Management Miami Beach, Florida $1.09B AUM 14.82% 1-Year Est. Return
DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return
PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, Golden State Wealth Management held 1,702 positions worth $906M, up 10% from $822M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Golden State Wealth Management's Q3 2025 filing shows 134 new, 458 increased, 344 reduced and 41 closed positions. Its largest new stake was TIC Solutions Inc: 59,919 shares worth $798K. The largest sale was American Express Global Business Travel, an estimated $2.45M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Golden State Wealth Management's largest Q3 2025 buy was TIC Solutions Inc: 59,919 shares worth $798K.
  • Golden State Wealth Management added most to American Century US Quality Growth ETF in Q3 2025, an estimated $12.6M increase.
  • Golden State Wealth Management's biggest Q3 2025 reduction was First Trust Rising Dividend Achievers ETF, cutting an estimated $2.02M.
  • Golden State Wealth Management fully exited American Express Global Business Travel in Q3 2025, selling an estimated $2.45M.
  • Golden State Wealth Management's ten largest holdings make up 32% of its $906M portfolio in Q3 2025.
  • Golden State Wealth Management opened 134 new positions and closed 41 in Q3 2025.
  • Golden State Wealth Management's portfolio value rose 10% quarter-over-quarter to $906M.

Based on Golden State Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.