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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCZ icon
626
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$19K 0.01%
341
-72
-17% -$4.16K
VRNT
627
DELISTED
Verint Systems
VRNT
$19K 0.01%
697
– –
INXN
628
DELISTED
Interxion Holding N.V.
INXN
$19K 0.01%
250
– –
CFG icon
629
Citizens Financial Group
CFG
$31B
$18K 0.01%
535
+4
+0.8% +$139
OPPJ
630
WisdomTree Trust WisdomTree Japan Opportunities Fund
OPPJ
$281M
$18K 0.01%
1,000
– –
LULU icon
631
lululemon athletica
LULU
$14B
$18K 0.01%
+100
New +$17.4K
SEVN
632
Seven Hills Realty Trust
SEVN
$175M
$18K 0.01%
982
– –
SONY icon
633
Sony
SONY
$132B
$18K 0.01%
1,735
– –
SPTL icon
634
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$18K 0.01%
481
– –
STLD icon
635
Steel Dynamics
STLD
$38.1B
$18K 0.01%
626
+1
+0.2% +$31
WSR
636
DELISTED
Whitestone REIT
WSR
$18K 0.01%
1,424
-1
-0.1% -$13
XMLV icon
637
Invesco S&P MidCap Low Volatility ETF
XMLV
$747M
$18K 0.01%
358
-136
-28% -$6.9K
AOM icon
638
iShares Core Moderate Allocation ETF
AOM
$1.77B
$17K 0.01%
456
– –
CCI icon
639
Crown Castle
CCI
$32.3B
$17K 0.01%
135
+51
+61% +$6.56K
CHWY icon
640
Chewy
CHWY
$9.84B
$17K 0.01%
+500
New +$16.9K
CRWD icon
641
CrowdStrike
CRWD
$214B
$17K 0.01%
+1,000
New +$17K
ETW
642
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.05B
$17K 0.01%
1,836
+40
+2% +$391
HEFA icon
643
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.63B
$17K 0.01%
585
– –
HTUS icon
644
Hull Tactical US ETF
HTUS
$163M
$17K 0.01%
695
– –
IYY icon
645
iShares Dow Jones US ETF
IYY
$3.05B
$17K 0.01%
240
– –
JGH icon
646
Nuveen Global High Income Fund
JGH
$355M
$17K 0.01%
1,150
– –
MBB icon
647
iShares MBS ETF
MBB
$39.1B
$17K 0.01%
164
– –
MET icon
648
MetLife
MET
$61.9B
$17K 0.01%
358
– –
PHO icon
649
Invesco Water Resources ETF
PHO
$2.08B
$17K 0.01%
482
– –
RWT
650
Redwood Trust
RWT
$574M
$17K 0.01%
1,058
– –
24 25
26
27 28

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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.