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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+22.89%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$312M
AUM Growth
+$85M
Cap. Flow
+$55.8M
Cap. Flow %
17.89%
Top 10 Hldgs %
52.97%
Holding
1,040
New
20
Increased
152
Reduced
24
Closed
836

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$65.8M
2
QCLN icon
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
+$19.1M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.2M
4
IDU icon
iShares US Utilities ETF
IDU
+$6.38M
5
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$6.3M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.2M
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$6.31M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.04M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$4.87M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Consumer Discretionary 4.76%
3 Financials 4.73%
4 Communication Services 3.52%
5 Healthcare 2.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPI
576
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
– –
-2,231
Closed -$41K
JWN
577
DELISTED
Nordstrom
JWN
– –
-90
Closed -$1K
K
578
DELISTED
Kellanova
K
– –
-53
Closed -$3K
KBE icon
579
State Street SPDR S&P Bank ETF
KBE
$1.66B
– –
-100
Closed -$3K
KEY icon
580
KeyCorp
KEY
$24.4B
– –
-1,731
Closed -$18K
KGC icon
581
Kinross Gold
KGC
$32.8B
– –
-359
Closed -$1K
KHC icon
582
Kraft Heinz
KHC
$30B
– –
-1,820
Closed -$45K
KKR icon
583
KKR & Co
KKR
$92.3B
– –
-2,670
Closed -$63K
KMB icon
584
Kimberly-Clark
KMB
$36.5B
– –
-368
Closed -$47K
KPRX icon
585
Kiora Pharmaceuticals
KPRX
$11.7M
– –
-5
Closed -$9K
KR icon
586
Kroger
KR
$34.8B
– –
-545
Closed -$16K
KSS icon
587
Kohl's
KSS
$2.19B
– –
-2,650
Closed -$39K
KTB icon
588
Kontoor Brands
KTB
$4.26B
– –
-83
Closed -$2K
KYN icon
589
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
– –
-500
Closed -$2K
LEG icon
590
Leggett & Platt
LEG
$1.31B
– –
-246
Closed -$7K
LGMK
591
DELISTED
LogicMark
LGMK
– –
0
– –
LHX icon
592
L3Harris
LHX
$53.4B
– –
-608
Closed -$109K
LIT icon
593
Global X Lithium & Battery Tech ETF
LIT
$1.6B
– –
-500
Closed -$11K
LITE icon
594
Lumentum
LITE
$69.3B
– –
-632
Closed -$47K
LNC icon
595
Lincoln National
LNC
$8.81B
– –
-105
Closed -$3K
LOCO icon
596
El Pollo Loco
LOCO
$462M
– –
-700
Closed -$6K
LPLA icon
597
LPL Financial
LPLA
$28.6B
– –
-454
Closed -$25K
LQD icon
598
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
– –
-2,671
Closed -$330K
LQDT icon
599
Liquidity Services
LQDT
$1.32B
– –
-5,950
Closed -$23K
LRCX icon
600
Lam Research
LRCX
$390B
– –
-4,290
Closed -$103K
22 23
24
25 26

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DAM
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PHS
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MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
Khrom Capital Management Miami Beach, Florida $1.09B AUM 14.82% 1-Year Est. Return
DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return
PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q2 2020 Portfolio in Review

As of Q2 2020, Golden State Wealth Management held 1,040 positions worth $312M, up 37% from $227M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Golden State Wealth Management deployed $55.8M of net new capital in Q2 2020, opening 20 new positions and adding to 152 existing holdings. Its largest new stake was FS KKR Capital Corp. II: 79,682 shares worth $1.03M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 6.9% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $31.9M trimmed.

  • Golden State Wealth Management's largest Q2 2020 buy was FS KKR Capital Corp. II: 79,682 shares worth $1.03M.
  • Golden State Wealth Management added most to iShares Core S&P Mid-Cap ETF in Q2 2020, an estimated $65.8M increase.
  • Golden State Wealth Management's biggest Q2 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $31.9M.
  • Golden State Wealth Management fully exited iShares Core S&P 500 ETF in Q2 2020, selling an estimated $16.2M.
  • Golden State Wealth Management's ten largest holdings make up 53% of its $312M portfolio in Q2 2020.
  • Golden State Wealth Management opened 20 new positions and closed 836 in Q2 2020.
  • Golden State Wealth Management's portfolio value rose 37% quarter-over-quarter to $312M.

Based on Golden State Wealth Management's 13F filing for Q2 2020, filed 11 Aug 2020.