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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.01%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$906M
AUM Growth
+$84.4M
Cap. Flow
+$24.9M
Cap. Flow %
2.75%
Top 10 Hldgs %
32.17%
Holding
1,702
New
134
Increased
458
Reduced
344
Closed
41

Top Buys

Rank Stock Value
1
QGRO icon
American Century US Quality Growth ETF
QGRO
+$12.6M
2
BBUS icon
JPMorgan BetaBuilders US Equity ETF
BBUS
+$9.42M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$2.18M
4
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$1.87M
5
NVDA icon
NVIDIA
NVDA
+$1.63M

Top Sells

Rank Stock Value
1
GBTG icon
American Express Global Business Travel
GBTG
+$2.45M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$2.02M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$1.71M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$1.48M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 11.5%
2 Consumer Discretionary 4.3%
3 Financials 3.56%
4 Communication Services 3.32%
5 Industrials 2.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNC icon
476
PNC Financial Services
PNC
$100B
$116K 0.01%
576
+187
+48% +$37K
ILDR icon
477
First Trust Innovation Leaders ETF
ILDR
$319M
$113K 0.01%
+3,496
New +$107K
MET icon
478
MetLife
MET
$62B
$113K 0.01%
1,368
+701
+105% +$55.2K
WFC.PRL icon
479
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$112K 0.01%
91
– –
MPC icon
480
Marathon Petroleum
MPC
$87.2B
$112K 0.01%
579
-37
-6% -$6.51K
OSCR icon
481
Oscar Health
OSCR
$8.77B
$111K 0.01%
5,850
+3,050
+109% +$50.3K
WPC icon
482
W.P. Carey
WPC
$16B
$111K 0.01%
1,636
– –
BOTZ icon
483
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.56B
$110K 0.01%
3,095
+267
+9% +$9.01K
IBB icon
484
iShares Biotechnology ETF
IBB
$9.78B
$109K 0.01%
758
– –
NLY icon
485
Annaly Capital Management
NLY
$17.1B
$109K 0.01%
5,407
– –
PGR icon
486
Progressive
PGR
$125B
$109K 0.01%
441
-56
-11% -$13.8K
BKSY icon
487
BlackSky Technology
BKSY
$1.25B
$109K 0.01%
+5,400
New +$105K
UL icon
488
Unilever
UL
$134B
$109K 0.01%
1,628
+974
+149% +$67.2K
USB icon
489
US Bancorp
USB
$99.8B
$108K 0.01%
2,225
+3
+0.1% +$142
SPOT icon
490
Spotify
SPOT
$105B
$107K 0.01%
154
– –
QTEC icon
491
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.79B
$107K 0.01%
468
– –
AAON icon
492
Aaon
AAON
$7.18B
$107K 0.01%
1,150
-100
-8% -$8.19K
GNRC icon
493
Generac Holdings
GNRC
$12.5B
$107K 0.01%
640
-100
-14% -$17.5K
AOK icon
494
iShares Core Conservative Allocation ETF
AOK
$792M
$106K 0.01%
2,643
– –
GBTC icon
495
Grayscale Bitcoin Trust
GBTC
$9.74B
$106K 0.01%
1,180
– –
VRTX icon
496
Vertex Pharmaceuticals
VRTX
$134B
$104K 0.01%
265
+9
+4% +$3.76K
COIN icon
497
Coinbase
COIN
$39.7B
$104K 0.01%
307
+3
+1% +$1.02K
ASTS icon
498
AST SpaceMobile
ASTS
$21.2B
$102K 0.01%
2,085
+85
+4% +$4.1K
CP icon
499
Canadian Pacific Kansas City
CP
$80.1B
$102K 0.01%
1,363
-362
-21% -$27.7K
QFLR icon
500
Innovator Nasdaq-100 Managed Floor ETF
QFLR
$525M
$101K 0.01%
3,052
– –
18 19
20
21 22

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PHS
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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, Golden State Wealth Management held 1,702 positions worth $906M, up 10% from $822M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Golden State Wealth Management's Q3 2025 filing shows 134 new, 458 increased, 344 reduced and 41 closed positions. Its largest new stake was TIC Solutions Inc: 59,919 shares worth $798K. The largest sale was American Express Global Business Travel, an estimated $2.45M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Golden State Wealth Management's largest Q3 2025 buy was TIC Solutions Inc: 59,919 shares worth $798K.
  • Golden State Wealth Management added most to American Century US Quality Growth ETF in Q3 2025, an estimated $12.6M increase.
  • Golden State Wealth Management's biggest Q3 2025 reduction was First Trust Rising Dividend Achievers ETF, cutting an estimated $2.02M.
  • Golden State Wealth Management fully exited American Express Global Business Travel in Q3 2025, selling an estimated $2.45M.
  • Golden State Wealth Management's ten largest holdings make up 32% of its $906M portfolio in Q3 2025.
  • Golden State Wealth Management opened 134 new positions and closed 41 in Q3 2025.
  • Golden State Wealth Management's portfolio value rose 10% quarter-over-quarter to $906M.

Based on Golden State Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.