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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.39%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$299M
AUM Growth
-$90.4M
Cap. Flow
-$127M
Cap. Flow %
-42.46%
Top 10 Hldgs %
43.18%
Holding
505
New
239
Increased
28
Reduced
149
Closed
80

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$20.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$20.2M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.12M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$7.55M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.78M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$75.1M
2
QCLN icon
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
+$35.3M
3
AAPL icon
Apple
AAPL
+$6.61M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.07M
5
CIZN
Citizens Holding Co.
CIZN
+$4.48M

Sector Composition

Rank Sector Weight
1 Miscellaneous 69.16%
2 Technology 9.52%
3 Consumer Discretionary 5.56%
4 Financials 4.6%
5 Communication Services 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RNST icon
476
Renasant Corp
RNST
$3.74B
– –
-34,927
Closed -$870K
RSP icon
477
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
– –
-2,877
Closed -$293K
SCHD icon
478
Schwab US Dividend Equity ETF
SCHD
$111B
– –
-187,302
Closed -$3.23M
SCHH icon
479
Schwab US REIT ETF
SCHH
$11.2B
– –
-6,840
Closed -$324K
SENS icon
480
Senseonics Holdings Inc
SENS
$497M
– –
-3,300
Closed -$26K
STZ icon
481
Constellation Brands
STZ
$20.7B
– –
-1,280
Closed -$224K
TCRT icon
482
Alaunos Therapeutics
TCRT
$4.04M
– –
-604
Closed -$297K
TRMK icon
483
Trustmark
TRMK
$2.67B
– –
-13,417
Closed -$329K
TXN icon
484
CALL
Texas Instruments
TXN
$235B
– –
-6
Closed -$1K
TXN icon
485
Texas Instruments
TXN
$235B
– –
-3,423
Closed -$435K
UPS icon
486
CALL
United Parcel Service
UPS
$85.6B
– –
-3
Closed -$2K
VGK icon
487
Vanguard FTSE Europe ETF
VGK
$31B
– –
-17,698
Closed -$712K
VSS icon
488
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$12.1B
– –
-2,916
Closed -$282K
WDIV icon
489
State Street SPDR S&P Global Dividend ETF
WDIV
$290M
– –
-4,284
Closed -$225K
WMB icon
490
Williams Companies
WMB
$92.3B
– –
-10,662
Closed -$203K
WM icon
491
Waste Management
WM
$87.3B
– –
-2,137
Closed -$226K
WSM icon
492
CALL
Williams-Sonoma
WSM
$27B
– –
-10
Closed -$14K
WY icon
493
Weyerhaeuser
WY
$16.4B
– –
-13,610
Closed -$306K
XSLV icon
494
Invesco S&P SmallCap Low Volatility ETF
XSLV
$252M
– –
-21,042
Closed -$710K
ZTS icon
495
Zoetis
ZTS
$30.6B
– –
-2,538
Closed -$348K
TMDI
496
DELISTED
Titan Medical Inc. Ordinary Shares
TMDI
– –
-18,892
Closed -$16K
CVA
497
DELISTED
Covanta Holding Corporation
CVA
– –
-14,610
Closed -$140K
MXIM
498
CALL
DELISTED
Maxim Integrated Products
MXIM
– –
-9
Closed -$2K
BMY.RT
499
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
– –
-6,774
Closed -$374K
AXAS
500
DELISTED
Abraxas Petroleum Corp
AXAS
$0 ﹤0.01%
+50
New +$191
17 18 19
20
21

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SR
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Golden State Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Golden State Wealth Management held 505 positions worth $299M, down 23% from $390M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Golden State Wealth Management withdrew a net $127M in Q3 2020, closing 80 positions and reducing 149 holdings. Its most notable exit was First Trust NASDAQ Clean Edge Green Energy Index Fund, an estimated $35.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 69% of assets, up from 67% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in First Trust Enhanced Short Maturity ETF worth $8.11M.

  • Golden State Wealth Management's largest Q3 2020 buy was First Trust Enhanced Short Maturity ETF: 135,189 shares worth $8.11M.
  • Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $20.7M increase.
  • Golden State Wealth Management's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $75.1M.
  • Golden State Wealth Management fully exited First Trust NASDAQ Clean Edge Green Energy Index Fund in Q3 2020, selling an estimated $35.3M.
  • Golden State Wealth Management's ten largest holdings make up 43% of its $299M portfolio in Q3 2020.
  • Golden State Wealth Management opened 239 new positions and closed 80 in Q3 2020.
  • Golden State Wealth Management's portfolio value fell 23% quarter-over-quarter to $299M.

Based on Golden State Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.