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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+11.88%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$345M
AUM Growth
+$45.9M
Cap. Flow
+$14.1M
Cap. Flow %
4.09%
Top 10 Hldgs %
41.19%
Holding
456
New
31
Increased
143
Reduced
55
Closed
219

Top Buys

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$2.59M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.46M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$1.93M
4
GAB icon
Gabelli Equity Trust
GAB
+$1.9M
5
AMZN icon
Amazon
AMZN
+$1.86M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.07M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.25M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.19M
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$1.02M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$1.02M

Sector Composition

Rank Sector Weight
1 Technology 11.02%
2 Consumer Discretionary 5.91%
3 Financials 5.03%
4 Communication Services 4.02%
5 Healthcare 3.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FV icon
26
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$2.43M 0.71%
60,109
-3,722
-6% -$139K
IJH icon
27
iShares Core S&P Mid-Cap ETF
IJH
$127B
$2.42M 0.7%
52,720
-53,445
-50% -$2.25M
AGGY icon
28
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
$2.37M 0.69%
44,090
-6,479
-13% -$348K
GAB icon
29
Gabelli Equity Trust
GAB
$1.79B
$2.36M 0.68%
385,529
+328,865
+580% +$1.9M
V icon
30
Visa
V
$677B
$2.27M 0.66%
10,386
+1,491
+17% +$305K
BRK.B icon
31
Berkshire Hathaway Class B
BRK.B
$1.13T
$2.25M 0.65%
9,701
-266
-3% -$58.6K
UNH icon
32
UnitedHealth
UNH
$370B
$2.14M 0.62%
6,097
+1,530
+34% +$513K
HD icon
33
Home Depot
HD
$355B
$2.09M 0.61%
7,885
+1,735
+28% +$477K
VT icon
34
Vanguard Total World Stock ETF
VT
$79.8B
$2.08M 0.6%
22,420
+357
+2% +$31K
MILN
35
Global X Millennial Consumer ETF
MILN
$103M
$2.06M 0.6%
55,190
+5,370
+11% +$185K
LMT icon
36
Lockheed Martin
LMT
$136B
$2.05M 0.59%
5,781
-15
-0.3% -$5.51K
PCI
37
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$1.87M 0.54%
88,284
+310
+0.4% +$6.24K
DIS icon
38
Walt Disney
DIS
$181B
$1.79M 0.52%
9,897
+2,351
+31% +$337K
SPSM icon
39
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
$1.71M 0.5%
47,776
+43,371
+985% +$1.39M
JPM icon
40
JPMorgan Chase
JPM
$950B
$1.7M 0.49%
13,390
+611
+5% +$68.3K
FTSD icon
41
Franklin Short Duration US Government ETF
FTSD
$302M
$1.62M 0.47%
16,884
-1,599
-9% -$153K
QCOM icon
42
Qualcomm
QCOM
$176B
$1.61M 0.47%
10,561
+1,775
+20% +$247K
COST icon
43
Costco
COST
$420B
$1.58M 0.46%
4,183
+673
+19% +$251K
TAN icon
44
Invesco Solar ETF
TAN
$1.49B
$1.57M 0.46%
15,295
– –
IWP icon
45
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$1.53M 0.44%
14,951
+1
+0% +$95
RODM icon
46
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
$1.45M 0.42%
51,087
-12,710
-20% -$346K
META icon
47
Meta Platforms (Facebook)
META
$1.51T
$1.44M 0.42%
5,256
+1,644
+46% +$451K
LMBS icon
48
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.38B
$1.42M 0.41%
27,514
+9,260
+51% +$478K
ESGU icon
49
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$1.41M 0.41%
16,337
+8,468
+108% +$688K
VIG icon
50
Vanguard Dividend Appreciation ETF
VIG
$114B
$1.37M 0.4%
9,693
+487
+5% +$66K
1
2
3 4 5

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PHS
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MAM
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KCM
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DAM
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MIA
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PWA
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Golden State Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, Golden State Wealth Management held 456 positions worth $345M, up 15% from $299M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Golden State Wealth Management deployed $14.1M of net new capital in Q4 2020, opening 31 new positions and adding to 143 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 69,715 shares worth $2.82M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.5% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $5.07M trimmed.

  • Golden State Wealth Management's largest Q4 2020 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 69,715 shares worth $2.82M.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q4 2020, an estimated $2.46M increase.
  • Golden State Wealth Management's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $5.07M.
  • Golden State Wealth Management fully exited iShares Core Dividend Growth ETF in Q4 2020, selling an estimated $1.02M.
  • Golden State Wealth Management's ten largest holdings make up 41% of its $345M portfolio in Q4 2020.
  • Golden State Wealth Management opened 31 new positions and closed 219 in Q4 2020.
  • Golden State Wealth Management's portfolio value rose 15% quarter-over-quarter to $345M.

Based on Golden State Wealth Management's 13F filing for Q4 2020, filed 28 Jan 2021.