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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.88%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$581M
AUM Growth
+$121M
Cap. Flow
+$83.9M
Cap. Flow %
14.45%
Top 10 Hldgs %
33.37%
Holding
377
New
70
Increased
209
Reduced
62
Closed
16

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.69M
2
FNX icon
First Trust Mid Cap Core AlphaDEX Fund
FNX
+$2.9M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.81M
4
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$2.58M
5
SPGM icon
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
+$2.09M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$980K
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$917K
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$869K
4
LMT icon
Lockheed Martin
LMT
+$541K
5
ITW icon
Illinois Tool Works
ITW
+$424K

Sector Composition

Rank Sector Weight
1 Technology 10.57%
2 Consumer Discretionary 6.25%
3 Financials 5.03%
4 Industrials 4.98%
5 Communication Services 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCI
376
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-41,128
Closed -$869K
AVEO
377
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
– –
-500
Closed -$3K
12 13 14 15
16

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KCM
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Golden State Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, Golden State Wealth Management held 377 positions worth $581M, up 26% from $460M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management deployed $83.9M of net new capital in Q4 2021, opening 70 new positions and adding to 209 existing holdings. Its largest new stake was State Street SPDR Portfolio MSCI Global Stock Market ETF: 36,410 shares worth $2.11M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 ETF, an estimated $980K trimmed.

  • Golden State Wealth Management's largest Q4 2021 buy was State Street SPDR Portfolio MSCI Global Stock Market ETF: 36,410 shares worth $2.11M.
  • Golden State Wealth Management added most to Apple in Q4 2021, an estimated $5.69M increase.
  • Golden State Wealth Management's biggest Q4 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $980K.
  • Golden State Wealth Management fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2021, selling an estimated $869K.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $581M portfolio in Q4 2021.
  • Golden State Wealth Management opened 70 new positions and closed 16 in Q4 2021.
  • Golden State Wealth Management's portfolio value rose 26% quarter-over-quarter to $581M.

Based on Golden State Wealth Management's 13F filing for Q4 2021, filed 14 Feb 2022.