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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.01%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$906M
AUM Growth
+$84.4M
Cap. Flow
+$24.9M
Cap. Flow %
2.75%
Top 10 Hldgs %
32.17%
Holding
1,702
New
134
Increased
458
Reduced
344
Closed
41

Top Buys

Rank Stock Value
1
QGRO icon
American Century US Quality Growth ETF
QGRO
+$12.6M
2
BBUS icon
JPMorgan BetaBuilders US Equity ETF
BBUS
+$9.42M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$2.18M
4
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$1.87M
5
NVDA icon
NVIDIA
NVDA
+$1.63M

Top Sells

Rank Stock Value
1
GBTG icon
American Express Global Business Travel
GBTG
+$2.45M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$2.02M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$1.71M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$1.48M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 11.5%
2 Consumer Discretionary 4.3%
3 Financials 3.56%
4 Communication Services 3.32%
5 Industrials 2.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
301
Coca-Cola
KO
$375B
$331K 0.04%
4,995
+926
+23% +$63.7K
VBK icon
302
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$329K 0.04%
1,104
– –
SOXX icon
303
iShares Semiconductor ETF
SOXX
$45.9B
$328K 0.04%
1,209
-19
-2% -$4.74K
VLUE icon
304
iShares MSCI USA Value Factor ETF
VLUE
$9.47B
$323K 0.04%
2,579
+3
+0.1% +$353
VEU icon
305
Vanguard FTSE All-World ex-US ETF
VEU
$70.2B
$321K 0.04%
4,497
+6
+0.1% +$414
ARKK icon
306
ARK Innovation ETF
ARKK
$6.29B
$319K 0.04%
3,701
+116
+3% +$8.87K
VXUS icon
307
Vanguard Total International Stock ETF
VXUS
$163B
$317K 0.03%
4,310
+3,702
+609% +$263K
ANGL icon
308
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.11B
$315K 0.03%
10,591
+1,205
+13% +$35.3K
HYG icon
309
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$314K 0.03%
3,873
-11
-0.3% -$886
COF icon
310
Capital One
COF
$134B
$314K 0.03%
1,477
+312
+27% +$68.3K
SRE icon
311
Sempra
SRE
$54.8B
$313K 0.03%
3,476
+1,256
+57% +$102K
COP icon
312
ConocoPhillips
COP
$141B
$313K 0.03%
3,305
-185
-5% -$17.5K
SBUX icon
313
Starbucks
SBUX
$120B
$309K 0.03%
3,653
-51
-1% -$4.57K
CSGP icon
314
CoStar Group
CSGP
$12.3B
$306K 0.03%
3,626
+166
+5% +$14.7K
NUMG icon
315
Nuveen ESG Mid-Cap Growth ETF
NUMG
$367M
$300K 0.03%
6,172
-21
-0.3% -$1.02K
DE icon
316
Deere & Co
DE
$168B
$296K 0.03%
647
+115
+22% +$56.7K
RODM icon
317
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
$294K 0.03%
8,274
+5,658
+216% +$197K
ULTA icon
318
Ulta Beauty
ULTA
$24.3B
$293K 0.03%
535
– –
VOE icon
319
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$291K 0.03%
1,669
-30
-2% -$5.1K
VTEB icon
320
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
$287K 0.03%
5,728
+518
+10% +$25.5K
ABT icon
321
Abbott
ABT
$187B
$285K 0.03%
2,124
-21
-1% -$2.76K
XYLD icon
322
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$284K 0.03%
7,245
+2
+0% +$78
VBR icon
323
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$281K 0.03%
1,348
+1
+0.1% +$204
JAAA icon
324
Janus Henderson AAA CLO ETF
JAAA
$29.8B
$281K 0.03%
5,531
-4,906
-47% -$249K
AIRR icon
325
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.7B
$279K 0.03%
2,883
– –
11 12
13
14 15

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MAM
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KCM
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PWA
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Golden State Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, Golden State Wealth Management held 1,702 positions worth $906M, up 10% from $822M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Golden State Wealth Management's Q3 2025 filing shows 134 new, 458 increased, 344 reduced and 41 closed positions. Its largest new stake was TIC Solutions Inc: 59,919 shares worth $798K. The largest sale was American Express Global Business Travel, an estimated $2.45M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Golden State Wealth Management's largest Q3 2025 buy was TIC Solutions Inc: 59,919 shares worth $798K.
  • Golden State Wealth Management added most to American Century US Quality Growth ETF in Q3 2025, an estimated $12.6M increase.
  • Golden State Wealth Management's biggest Q3 2025 reduction was First Trust Rising Dividend Achievers ETF, cutting an estimated $2.02M.
  • Golden State Wealth Management fully exited American Express Global Business Travel in Q3 2025, selling an estimated $2.45M.
  • Golden State Wealth Management's ten largest holdings make up 32% of its $906M portfolio in Q3 2025.
  • Golden State Wealth Management opened 134 new positions and closed 41 in Q3 2025.
  • Golden State Wealth Management's portfolio value rose 10% quarter-over-quarter to $906M.

Based on Golden State Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.