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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+8.63%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$783M
AUM Growth
+$37.7M
Cap. Flow
-$10.5M
Cap. Flow %
-1.35%
Top 10 Hldgs %
40.45%
Holding
753
New
52
Increased
15
Reduced
294
Closed
138

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$55.5M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$55.4M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$55.4M
4
PRIM icon
Primoris Services
PRIM
+$437K
5
NBIX icon
Neurocrine Biosciences
NBIX
+$322K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$10M
2
MSFT icon
Microsoft
MSFT
+$8.54M
3
AMZN icon
Amazon
AMZN
+$7.55M
4
META icon
Meta Platforms (Facebook)
META
+$3.33M
5
JNJ icon
Johnson & Johnson
JNJ
+$2.69M

Sector Composition

Rank Sector Weight
1 Miscellaneous 22.68%
2 Technology 19.52%
3 Healthcare 11.53%
4 Consumer Discretionary 11.05%
5 Financials 8.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGPI icon
676
MGP Ingredients
MGPI
$308M
– –
-2,887
Closed -$106K
MMM icon
677
3M
MMM
$84.9B
– –
-1,936
Closed -$253K
MOD icon
678
Modine Manufacturing
MOD
$9.5B
– –
-24,472
Closed -$135K
MORN icon
679
Morningstar
MORN
$7.57B
– –
-1,743
Closed -$246K
MPWR icon
680
Monolithic Power Systems
MPWR
$56.1B
– –
-801
Closed -$190K
MS icon
681
Morgan Stanley
MS
$324B
– –
-3,637
Closed -$176K
MSTR icon
682
Strategy Inc
MSTR
$51.5B
– –
-14,200
Closed -$168K
MU icon
683
Micron Technology
MU
$1.05T
– –
-2,357
Closed -$121K
MYGN icon
684
Myriad Genetics
MYGN
$371M
– –
-6,776
Closed -$77K
NDSN icon
685
Nordson
NDSN
$17.2B
– –
-481
Closed -$91K
NEM icon
686
Newmont
NEM
$131B
– –
-5,115
Closed -$316K
NRC icon
687
NRC Health Common Stock
NRC
$486M
– –
-2,763
Closed -$161K
NTAP icon
688
NetApp
NTAP
$37.3B
– –
-6,174
Closed -$274K
NTCT icon
689
NETSCOUT
NTCT
$2.79B
– –
-4,502
Closed -$115K
NTRS icon
690
Northern Trust
NTRS
$32.7B
– –
-1,936
Closed -$154K
NXPI icon
691
NXP Semiconductors
NXPI
$57.1B
– –
-1,801
Closed -$205K
OTIS icon
692
Otis Worldwide
OTIS
$26.1B
– –
-8,175
Closed -$465K
PAHC icon
693
Phibro Animal Health
PAHC
$1.42B
– –
-3,687
Closed -$97K
PANW icon
694
Palo Alto Networks
PANW
$307B
– –
-2,802
Closed -$107K
PB icon
695
Prosperity Bancshares
PB
$8.53B
– –
-1,586
Closed -$94K
PLAB icon
696
Photronics
PLAB
$1.61B
– –
-8,225
Closed -$92K
PNFP icon
697
Pinnacle Financial Partners Inc
PNFP
$15B
– –
-10,340
Closed -$434K
POOL icon
698
Pool Corp
POOL
$6.06B
– –
-301
Closed -$82K
RDN icon
699
Radian Group
RDN
$4.68B
– –
-5,105
Closed -$79K
REGN icon
700
Regeneron Pharmaceuticals
REGN
$79.7B
– –
-134
Closed -$84K
26 27
28
29 30

Similar funds

ICMH
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BC
Blackcrane Capital Bellevue, Washington $16.3M AUM 19.53% 1-Year Est. Return
SCM
SunTx Capital Management Dallas, Texas $21.3M AUM 12.38% 1-Year Est. Return
CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM

First Quadrant's Q3 2020 Portfolio in Review

As of Q3 2020, First Quadrant held 753 positions worth $783M, up 5.1% from $745M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

First Quadrant's Q3 2020 filing shows 52 new, 15 increased, 294 reduced and 138 closed positions. Its largest new stake was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF: 1,370,525 shares worth $56M. The largest sale was Apple, an estimated $10M.

By sector, the portfolio is most concentrated in Miscellaneous at 23% of assets, up from 1.3% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2020 buy was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF: 1,370,525 shares worth $56M.
  • First Quadrant added most to Primoris Services in Q3 2020, an estimated $437K increase.
  • First Quadrant's biggest Q3 2020 reduction was Apple, cutting an estimated $10M.
  • First Quadrant fully exited Littelfuse in Q3 2020, selling an estimated $895K.
  • First Quadrant's ten largest holdings make up 40% of its $783M portfolio in Q3 2020.
  • First Quadrant opened 52 new positions and closed 138 in Q3 2020.
  • First Quadrant's portfolio value rose 5.1% quarter-over-quarter to $783M.

Based on First Quadrant's 13F filing for Q3 2020, filed 28 Oct 2020.