First Quadrant’s NetApp NTAP Stock Holding History

First Quadrant’s Portfolio NTAP Stock Details NTAP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-6,174	Closed	-$274K	–	688
2020 Q2	$274K	Buy	+6,174	New	+$265K	0.04%	370
2019 Q1	–	Sell	-1,728	Closed	-$103K	–	776
2018 Q4	$103K	Sell	1,728 -82,832	-98%	-$5.95M	0.01%	636
2018 Q3	$7.26M	Buy	+84,560	New	+$6.99M	0.16%	175
2017 Q3	–	Sell	-393,084	Closed	-$15.7M	–	964
2017 Q2	$15.7M	Hold	393,084	–	–	0.32%	116
2017 Q1	$16.5M	Buy	393,084 +114,881	+41%	+$4.53M	0.32%	120
2016 Q4	$9.81M	Buy	+278,203	New	+$9.73M	0.2%	169
2016 Q3	–	Sell	-699,800	Closed	-$17.2M	–	899
2016 Q2	$17.2M	Buy	699,800 +145,600	+26%	+$3.58M	0.38%	87
2016 Q1	$15.1M	Buy	+554,200	New	+$13.4M	0.33%	106

Other funds holding NTAP

Primecap Management Pasadena, California $169B AUM 114.72% 1-Year Est. Return

Capital International Investors Los Angeles, California $484B AUM 34.9% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

AIG

American International Group New York $2.93M AUM 12.08% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

First Quadrant's NTAP Position: Q3 2020 in Review

First Quadrant sold out of NetApp (NTAP) in Q3 2020, closing a stake of 6,174 shares — an estimated $274K sold.

First Quadrant first reported a position in NTAP in Q1 2016 and held it in 8 quarters. The position peaked at $17.2M in Q2 2016. 538 funds tracked by Wall St. Rank hold NTAP as of Q3 2020.

First Quadrant reported no remaining NetApp position as of Q3 2020 after selling out during the quarter.
First Quadrant sold 6,174 NetApp shares in Q3 2020, an estimated $274K.
First Quadrant first reported a position in NetApp in Q1 2016 and held it in 8 quarters.
First Quadrant's NetApp position peaked at $17.2M in Q2 2016.
538 funds tracked by Wall St. Rank held NetApp as of Q3 2020.

Based on First Quadrant's 13F filing for Q3 2020, filed 28 Oct 2020.