First Quadrant’s Morgan Stanley MS Stock Holding History

First Quadrant’s Portfolio MS Stock Details MS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-3,637	Closed	-$176K	–	681
2020 Q2	$176K	Buy	+3,637	New	+$153K	0.02%	449
2016 Q3	–	Sell	-1,900	Closed	-$49K	–	895
2016 Q2	$49K	Hold	1,900	–	–	﹤0.01%	712
2016 Q1	$48K	Sell	1,900 -32,900	-95%	-$840K	﹤0.01%	695
2015 Q4	$1.11M	Hold	34,800	–	–	0.02%	375
2015 Q3	$1.1M	Sell	34,800 -1,100	-3%	-$40K	0.02%	362
2015 Q2	$1.39M	Hold	35,900	–	–	0.03%	328
2015 Q1	$1.28M	Sell	35,900 -476,035	-93%	-$17.1M	0.03%	321
2014 Q4	$19.9M	Buy	511,935 +220,600	+76%	+$7.85M	0.42%	82
2014 Q3	$10.1M	Hold	291,335	–	–	0.23%	130
2014 Q2	$9.42M	Sell	291,335 -6,500	-2%	-$200K	0.21%	138
2014 Q1	$9.28M	Sell	297,835 -1,900	-0.6%	-$58.7K	0.21%	142
2013 Q4	$9.4M	Hold	299,735	–	–	0.22%	129
2013 Q3	$8.08M	Buy	299,735 +281,435	+1,538%	+$7.55M	0.2%	148
2013 Q2	$447K	Buy	+18,300	New	+$434K	0.01%	454

Other funds holding MS

Mitsubishi UFJ Financial Group Tokyo, Japan $78.8B AUM 48.4% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Nuveen Charlotte, North Carolina $419B AUM 43.02% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

First Quadrant's MS Position: Q3 2020 in Review

First Quadrant sold out of Morgan Stanley (MS) in Q3 2020, closing a stake of 3,637 shares — an estimated $176K sold.

First Quadrant first reported a position in MS in Q2 2013 and held it in 14 quarters. The position peaked at $19.9M in Q4 2014. 1,144 funds tracked by Wall St. Rank hold MS as of Q3 2020.

First Quadrant reported no remaining Morgan Stanley position as of Q3 2020 after selling out during the quarter.
First Quadrant sold 3,637 Morgan Stanley shares in Q3 2020, an estimated $176K.
First Quadrant first reported a position in Morgan Stanley in Q2 2013 and held it in 14 quarters.
First Quadrant's Morgan Stanley position peaked at $19.9M in Q4 2014.
1,144 funds tracked by Wall St. Rank held Morgan Stanley as of Q3 2020.

Based on First Quadrant's 13F filing for Q3 2020, filed 28 Oct 2020.