First Quadrant’s Northern Trust NTRS Stock Holding History

First Quadrant’s Portfolio NTRS Stock Details NTRS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-1,936	Closed	-$154K	–	690
2020 Q2	$154K	Buy	+1,936	New	+$154K	0.02%	465
2016 Q1	–	Sell	-11,540	Closed	-$832K	–	822
2015 Q4	$832K	Sell	11,540 -149,700	-93%	-$10.8M	0.02%	402
2015 Q3	$11M	Buy	161,240 +11,540	+8%	+$848K	0.25%	129
2015 Q2	$11.4M	Buy	+149,700	New	+$11.2M	0.24%	134

Other funds holding NTRS

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

American Century Companies Kansas City, Missouri $194B AUM 35% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Barrow, Hanley, Mewhinney & Strauss Dallas, Texas $30.5B AUM 29.95% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

First Quadrant's NTRS Position: Q3 2020 in Review

First Quadrant sold out of Northern Trust (NTRS) in Q3 2020, closing a stake of 1,936 shares — an estimated $154K sold.

First Quadrant first reported a position in NTRS in Q2 2015 and held it in 4 quarters. The position peaked at $11.4M in Q2 2015. 604 funds tracked by Wall St. Rank hold NTRS as of Q3 2020.

First Quadrant reported no remaining Northern Trust position as of Q3 2020 after selling out during the quarter.
First Quadrant sold 1,936 Northern Trust shares in Q3 2020, an estimated $154K.
First Quadrant first reported a position in Northern Trust in Q2 2015 and held it in 4 quarters.
First Quadrant's Northern Trust position peaked at $11.4M in Q2 2015.
604 funds tracked by Wall St. Rank held Northern Trust as of Q3 2020.

Based on First Quadrant's 13F filing for Q3 2020, filed 28 Oct 2020.