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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+12.33%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$4.28B
AUM Growth
+$332M
Cap. Flow
-$110M
Cap. Flow %
-2.57%
Top 10 Hldgs %
15.36%
Holding
860
New
71
Increased
115
Reduced
260
Closed
70

Top Buys

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$21.8M
2
EOG icon
EOG Resources
EOG
+$19.4M
3
UPS icon
United Parcel Service
UPS
+$18.4M
4
JNJ icon
Johnson & Johnson
JNJ
+$16.4M
5
AMZN icon
Amazon
AMZN
+$14.4M

Top Sells

Rank Stock Value
1
COR icon
Cencora
COR
+$33.9M
2
TJX icon
TJX Companies
TJX
+$25.8M
3
VC icon
Visteon
VC
+$19.1M
4
TW
TOWERS WATSON & CO COM STK CL A (DE)
TW
+$18.1M
5
IBM icon
IBM
IBM
+$17.1M

Sector Composition

Rank Sector Weight
1 Financials 16.52%
2 Technology 15.28%
3 Healthcare 13.3%
4 Industrials 12.38%
5 Energy 10.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
1
ExxonMobil
XOM
$650B
$105M 2.46%
1,039,828
+1,200
+0.1% +$111K
AAPL icon
2
Apple
AAPL
$4.97T
$89.3M 2.09%
4,454,968
-5,460
-0.1% -$103K
MSFT icon
3
Microsoft
MSFT
$2.9T
$67.7M 1.58%
1,810,779
+98,200
+6% +$3.57M
BRK.B icon
4
Berkshire Hathaway Class B
BRK.B
$1.1T
$59.9M 1.4%
505,060
+10,014
+2% +$1.16M
GOOG icon
5
Alphabet (Google) Class C
GOOG
$4.11T
$58.5M 1.37%
2,096,228
+427,396
+26% +$10.8M
JPM icon
6
JPMorgan Chase
JPM
$916B
$58.4M 1.36%
998,165
– –
ORCL icon
7
Oracle
ORCL
$339B
$57.5M 1.35%
1,504,043
+55,900
+4% +$1.92M
CVX icon
8
Chevron
CVX
$382B
$56.3M 1.32%
450,721
-52,600
-10% -$6.36M
PFE icon
9
Pfizer
PFE
$143B
$55.6M 1.3%
1,912,300
+57,022
+3% +$1.66M
WMT icon
10
Walmart Inc
WMT
$909B
$48.8M 1.14%
1,861,314
+71,400
+4% +$1.84M
UNP icon
11
Union Pacific
UNP
$174B
$48.6M 1.14%
578,538
-600
-0.1% -$47.5K
VZ icon
12
Verizon
VZ
$197B
$47.9M 1.12%
975,432
+126,800
+15% +$6.24M
T icon
13
AT&T
T
$164B
$45.4M 1.06%
1,709,423
-15,888
-0.9% -$418K
WFC icon
14
Wells Fargo
WFC
$254B
$44.6M 1.04%
982,136
-1,132
-0.1% -$48.9K
BAC icon
15
Bank of America
BAC
$429B
$44.6M 1.04%
2,862,192
-73,700
-3% -$1.09M
CVS icon
16
CVS Health
CVS
$135B
$42.6M 1%
595,712
+13,000
+2% +$835K
CMCSA icon
17
Comcast
CMCSA
$87.3B
$40.6M 0.95%
1,561,132
-334,200
-18% -$8.05M
SLB icon
18
SLB Ltd
SLB
$72.7B
$40M 0.94%
444,014
+131,000
+42% +$11.8M
CSCO icon
19
Cisco
CSCO
$443B
$39.7M 0.93%
1,768,900
-211,100
-11% -$4.67M
JNJ icon
20
Johnson & Johnson
JNJ
$640B
$38.6M 0.9%
421,064
+177,900
+73% +$16.4M
BA icon
21
Boeing
BA
$169B
$38.5M 0.9%
282,100
+48,900
+21% +$6.36M
HD icon
22
Home Depot
HD
$337B
$38.2M 0.89%
464,500
– –
MA icon
23
Mastercard
MA
$498B
$36.4M 0.85%
435,630
– –
NOC icon
24
Northrop Grumman
NOC
$76B
$35.6M 0.83%
310,400
-19,900
-6% -$2.13M
OXY icon
25
Occidental Petroleum
OXY
$55.7B
$35.3M 0.82%
387,108
+72,125
+23% +$6.59M
1
2 3 4 5

Similar funds

BC
Blackcrane Capital Bellevue, Washington $16.3M AUM 19.53% 1-Year Est. Return
SCM
SunTx Capital Management Dallas, Texas $21.3M AUM 12.38% 1-Year Est. Return
CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM
FFIM
Founders Fund IV Management San Francisco, California $1.21M AUM

First Quadrant's Q4 2013 Portfolio in Review

As of Q4 2013, First Quadrant held 860 positions worth $4.28B, up 8.4% from $3.95B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q4 2013 filing shows 71 new, 115 increased, 260 reduced and 70 closed positions. Its largest new stake was EOG Resources: 226,600 shares worth $19M. The largest sale was Cencora, an estimated $33.9M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q4 2013 buy was EOG Resources: 226,600 shares worth $19M.
  • First Quadrant added most to Qualcomm in Q4 2013, an estimated $21.8M increase.
  • First Quadrant's biggest Q4 2013 reduction was Cencora, cutting an estimated $33.9M.
  • First Quadrant fully exited LSI CORPORATION in Q4 2013, selling an estimated $5.79M.
  • First Quadrant's ten largest holdings make up 15% of its $4.28B portfolio in Q4 2013.
  • First Quadrant opened 71 new positions and closed 70 in Q4 2013.
  • First Quadrant's portfolio value rose 8.4% quarter-over-quarter to $4.28B.

Based on First Quadrant's 13F filing for Q4 2013, filed 29 Jan 2014.