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First Quadrant Portfolio holdings
AUM
$18M
Turnover
89.22%
1-Year Est. Return
24.2%
This Fund
S&P 500
This Quarter Est. Return
+12.33%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$4.28B
AUM Growth
+$332M
(+8.4%)
Cap. Flow
-$110M
Cap. Flow % of AUM
Cap. Flow %
-2.57%
Top 10 Holdings %
Top 10 Hldgs %
15.36%
Holding
860
New
71
Increased
115
Reduced
260
Closed
70
Avg Time Held
0.4
years
Top 10 Avg Time Held
0.4
years
Top 20 Avg Time Held
0.4
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Qualcomm
QCOM
|
+$21.8M |
| 2 |
EOG Resources
EOG
|
+$19.4M |
| 3 |
United Parcel Service
UPS
|
+$18.4M |
| 4 |
Johnson & Johnson
JNJ
|
+$16.4M |
| 5 |
Amazon
AMZN
|
+$14.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cencora
COR
|
+$33.9M |
| 2 |
TJX Companies
TJX
|
+$25.8M |
| 3 |
Visteon
VC
|
+$19.1M |
| 4 |
TOWERS WATSON & CO COM STK CL A (DE)
TW
|
+$18.1M |
| 5 |
IBM
IBM
|
+$17.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 16.66% |
| 2 | Technology | 15.76% |
| 3 | Healthcare | 13.83% |
| 4 | Industrials | 12.78% |
| 5 | Energy | 10.42% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
ExxonMobil
XOM
$764B
| $105M | 2.46% |
1,039,828
+1,200
| +0.1% | +$111K |
2013 Q2
2 quarters
|
|
2
Apple
AAPL
$5.03T
| $89.3M | 2.09% |
4,454,968
-5,460
| -0.1% | -$103K |
2013 Q2
2 quarters
|
|
3
Microsoft
MSFT
$3.88T
| $67.7M | 1.58% |
1,810,779
+98,200
| +6% | +$3.57M |
2013 Q2
2 quarters
|
|
4
Berkshire Hathaway Class B
BRK.B
$1.16T
| $59.9M | 1.4% |
505,060
+10,014
| +2% | +$1.16M |
2013 Q2
2 quarters
|
|
5
Alphabet (Google) Class C
GOOG
$3.42T
| $58.5M | 1.37% |
2,096,228
+427,396
| +26% | +$10.8M |
2013 Q2
2 quarters
|
|
6
JPMorgan Chase
JPM
$895B
| $58.4M | 1.36% |
998,165
| – | – |
2013 Q2
2 quarters
|
|
7
Oracle
ORCL
$396B
| $57.5M | 1.35% |
1,504,043
+55,900
| +4% | +$1.92M |
2013 Q2
2 quarters
|
|
8
Chevron
CVX
$459B
| $56.3M | 1.32% |
450,721
-52,600
| -10% | -$6.36M |
2013 Q2
2 quarters
|
|
9
Pfizer
PFE
$174B
| $55.6M | 1.3% |
1,912,300
+57,022
| +3% | +$1.66M |
2013 Q2
2 quarters
|
|
10
Walmart Inc
WMT
$980B
| $48.8M | 1.14% |
1,861,314
+71,400
| +4% | +$1.84M |
2013 Q2
2 quarters
|
|
11
Union Pacific
UNP
$181B
| $48.6M | 1.14% |
578,538
-600
| -0.1% | -$47.5K |
2013 Q2
2 quarters
|
|
12
Verizon
VZ
$185B
| $47.9M | 1.12% |
975,432
+126,800
| +15% | +$6.24M |
2013 Q2
2 quarters
|
|
13
AT&T
T
$144B
| $45.4M | 1.06% |
1,709,423
-15,888
| -0.9% | -$418K |
2013 Q2
2 quarters
|
|
14
Wells Fargo
WFC
$250B
| $44.6M | 1.04% |
982,136
-1,132
| -0.1% | -$48.9K |
2013 Q2
2 quarters
|
|
15
Bank of America
BAC
$346B
| $44.6M | 1.04% |
2,862,192
-73,700
| -3% | -$1.09M |
2013 Q2
2 quarters
|
|
16
CVS Health
CVS
$115B
| $42.6M | 1% |
595,712
+13,000
| +2% | +$835K |
2013 Q2
2 quarters
|
|
17
Comcast
CMCSA
$82.5B
| $40.6M | 0.95% |
1,561,132
-334,200
| -18% | -$8.05M |
2013 Q2
2 quarters
|
|
18
SLB Ltd
SLB
$79.3B
| $40M | 0.94% |
444,014
+131,000
| +42% | +$11.8M |
2013 Q2
2 quarters
|
|
19
Cisco
CSCO
$412B
| $39.7M | 0.93% |
1,768,900
-211,100
| -11% | -$4.67M |
2013 Q2
2 quarters
|
|
|
20
Johnson & Johnson
JNJ
$658B
| $38.6M | 0.9% |
421,064
+177,900
| +73% | +$16.4M |
2013 Q2
2 quarters
|
|
21
Boeing
BA
$136B
| $38.5M | 0.9% |
282,100
+48,900
| +21% | +$6.36M |
2013 Q2
2 quarters
|
|
22
Home Depot
HD
$328B
| $38.2M | 0.89% |
464,500
| – | – |
2013 Q2
2 quarters
|
|
23
Mastercard
MA
$556B
| $36.4M | 0.85% |
435,630
| – | – |
2013 Q2
2 quarters
|
|
24
Northrop Grumman
NOC
$79.2B
| $35.6M | 0.83% |
310,400
-19,900
| -6% | -$2.13M |
2013 Q2
2 quarters
|
|
25
Occidental Petroleum
OXY
$64B
| $35.3M | 0.82% |
387,108
+72,125
| +23% | +$6.59M |
2013 Q2
2 quarters
|
|
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ICMH
First Quadrant's Q4 2013 Portfolio in Review
As of Q4 2013, First Quadrant held 860 positions worth $4.28B, up 8.4% from $3.95B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Quadrant's Q4 2013 filing shows 71 new, 115 increased, 260 reduced and 70 closed positions. Its largest new stake was EOG Resources: 226,600 shares worth $19M. The largest sale was Cencora, an estimated $33.9M.
By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.
- First Quadrant's largest Q4 2013 buy was EOG Resources: 226,600 shares worth $19M.
- First Quadrant added most to Qualcomm in Q4 2013, an estimated $21.8M increase.
- First Quadrant's biggest Q4 2013 reduction was Cencora, cutting an estimated $33.9M.
- First Quadrant fully exited LSI CORPORATION in Q4 2013, selling an estimated $5.78M.
- First Quadrant's ten largest holdings make up 15% of its $4.28B portfolio in Q4 2013.
- First Quadrant opened 71 new positions and closed 70 in Q4 2013.
- First Quadrant's portfolio value rose 8.4% quarter-over-quarter to $4.28B.
Based on First Quadrant's 13F filing for Q4 2013, filed 29 Jan 2014.