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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$4.74B
AUM Growth
+$271M
Cap. Flow
+$39.7M
Cap. Flow %
0.84%
Top 10 Hldgs %
16.26%
Holding
860
New
55
Increased
168
Reduced
204
Closed
93

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$36.3M
2
INTC icon
Intel
INTC
+$33.9M
3
UNH icon
UnitedHealth
UNH
+$33.9M
4
COST icon
Costco
COST
+$31.6M
5
UPS icon
United Parcel Service
UPS
+$31.4M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$42.1M
2
CVS icon
CVS Health
CVS
+$31.7M
3
RTN
Raytheon Company
RTN
+$27.7M
4
TNL icon
Travel + Leisure Co
TNL
+$24.1M
5
LUV icon
Southwest Airlines
LUV
+$22.5M

Sector Composition

Rank Sector Weight
1 Financials 16.91%
2 Technology 16.1%
3 Healthcare 13.46%
4 Industrials 12.72%
5 Consumer Staples 8.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.97T
$128M 2.71%
4,654,056
+123,552
+3% +$3.36M
XOM icon
2
ExxonMobil
XOM
$650B
$94.9M 2%
1,026,419
+18,391
+2% +$1.72M
MSFT icon
3
Microsoft
MSFT
$2.9T
$76.5M 1.61%
1,647,879
+2,500
+0.2% +$117K
BRK.B icon
4
Berkshire Hathaway Class B
BRK.B
$1.1T
$75.5M 1.59%
503,001
-14,766
-3% -$2.13M
JNJ icon
5
Johnson & Johnson
JNJ
$640B
$74.2M 1.56%
709,414
+3,844
+0.5% +$405K
GOOG icon
6
Alphabet (Google) Class C
GOOG
$4.11T
$71.6M 1.51%
2,714,893
– –
ORCL icon
7
Oracle
ORCL
$339B
$65.5M 1.38%
1,456,343
+12,400
+0.9% +$505K
BAC icon
8
Bank of America
BAC
$429B
$63.5M 1.34%
3,547,992
– –
UNP icon
9
Union Pacific
UNP
$174B
$61.4M 1.29%
515,013
-39,727
-7% -$4.56M
PFE icon
10
Pfizer
PFE
$143B
$59.9M 1.26%
2,028,029
-4,532
-0.2% -$130K
CMCSA icon
11
Comcast
CMCSA
$87.3B
$56.6M 1.19%
1,950,132
+372,600
+24% +$10.2M
GILD icon
12
Gilead Sciences
GILD
$165B
$52.8M 1.11%
560,157
+11,694
+2% +$1.21M
AMGN icon
13
Amgen
AMGN
$209B
$51.9M 1.09%
325,633
+137,700
+73% +$21.5M
UNH icon
14
UnitedHealth
UNH
$382B
$51.7M 1.09%
511,251
+357,460
+232% +$33.9M
PEP icon
15
PepsiCo
PEP
$196B
$47M 0.99%
497,300
+378,300
+318% +$36.3M
INTC icon
16
Intel
INTC
$413B
$46.2M 0.97%
1,271,900
+975,000
+328% +$33.9M
WFC icon
17
Wells Fargo
WFC
$254B
$44.5M 0.94%
812,148
-186,888
-19% -$9.89M
SLB icon
18
SLB Ltd
SLB
$72.7B
$43.8M 0.92%
513,214
+4,200
+0.8% +$386K
DAL icon
19
Delta Air Lines
DAL
$56.7B
$42.7M 0.9%
869,036
+159,036
+22% +$6.69M
HPQ icon
20
HP
HPQ
$26B
$42M 0.89%
2,304,323
+21,747
+1% +$364K
JPM icon
21
JPMorgan Chase
JPM
$916B
$41M 0.86%
654,470
+53,000
+9% +$3.19M
DTV
22
DELISTED
DIRECTV COM STK (DE)
DTV
$39.3M 0.83%
453,041
-9,300
-2% -$800K
ALK icon
23
Alaska Air
ALK
$5.11B
$38.6M 0.81%
645,685
+182,829
+40% +$9.63M
MRK icon
24
Merck
MRK
$322B
$38.2M 0.81%
705,749
-194,824
-22% -$10.9M
WDC icon
25
Western Digital
WDC
$159B
$38M 0.8%
454,456
+462
+0.1% +$34.9K
1
2 3 4 5

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SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
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LSM
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FFIM
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First Quadrant's Q4 2014 Portfolio in Review

As of Q4 2014, First Quadrant held 860 positions worth $4.74B, up 6.1% from $4.47B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

First Quadrant's Q4 2014 filing shows 55 new, 168 increased, 204 reduced and 93 closed positions. Its largest new stake was Exelon: 1,072,250 shares worth $28.4M. The largest sale was Qualcomm, an estimated $42.1M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 17% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q4 2014 buy was Exelon: 1,072,250 shares worth $28.4M.
  • First Quadrant added most to PepsiCo in Q4 2014, an estimated $36.3M increase.
  • First Quadrant's biggest Q4 2014 reduction was Qualcomm, cutting an estimated $42.1M.
  • First Quadrant fully exited Waddell & Reed Financial, Inc. in Q4 2014, selling an estimated $17.4M.
  • First Quadrant's ten largest holdings make up 16% of its $4.74B portfolio in Q4 2014.
  • First Quadrant opened 55 new positions and closed 93 in Q4 2014.
  • First Quadrant's portfolio value rose 6.1% quarter-over-quarter to $4.74B.

Based on First Quadrant's 13F filing for Q4 2014, filed 27 Jan 2015.