We are live on ! Find out more
FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$3.95B
AUM Growth
+$207M
Cap. Flow
-$18.8M
Cap. Flow %
-0.48%
Top 10 Hldgs %
14.74%
Holding
860
New
60
Increased
146
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$23M
2
VIAB
Viacom Inc. Class B
VIAB
+$22.8M
3
BAC icon
Bank of America
BAC
+$20.6M
4
C icon
Citigroup
C
+$19.6M
5
DHR icon
Danaher
DHR
+$17.7M

Top Sells

Rank Stock Value
1
CSE
CAPITALSOURCE INC
CSE
+$27M
2
UPS icon
United Parcel Service
UPS
+$21.4M
3
PARA
Paramount Global Class B
PARA
+$18.1M
4
BAX icon
Baxter International
BAX
+$15.9M
5
CA
CA, Inc.
CA
+$14.2M

Sector Composition

Rank Sector Weight
1 Financials 16.13%
2 Technology 15.77%
3 Healthcare 13.64%
4 Industrials 12.21%
5 Energy 10.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
1
ExxonMobil
XOM
$650B
$89.4M 2.26%
1,038,628
-10,227
-1% -$922K
AAPL icon
2
Apple
AAPL
$4.97T
$75.9M 1.92%
4,460,428
-156,828
-3% -$2.6M
CVX icon
3
Chevron
CVX
$382B
$61.2M 1.55%
503,321
-92,523
-16% -$11.4M
MSFT icon
4
Microsoft
MSFT
$2.9T
$57M 1.44%
1,712,579
-187,000
-10% -$6.15M
BRK.B icon
5
Berkshire Hathaway Class B
BRK.B
$1.1T
$56.2M 1.42%
495,046
+17,800
+4% +$2.05M
JPM icon
6
JPMorgan Chase
JPM
$916B
$51.6M 1.31%
998,165
-16,369
-2% -$878K
PFE icon
7
Pfizer
PFE
$143B
$50.6M 1.28%
1,855,278
-16,653
-0.9% -$453K
ORCL icon
8
Oracle
ORCL
$339B
$48M 1.22%
1,448,143
+102,200
+8% +$3.32M
CSCO icon
9
Cisco
CSCO
$443B
$46.4M 1.18%
1,980,000
+9,900
+0.5% +$246K
IBM icon
10
IBM
IBM
$213B
$45.3M 1.15%
255,844
– –
UNP icon
11
Union Pacific
UNP
$174B
$45M 1.14%
579,138
-1,422
-0.2% -$112K
WMT icon
12
Walmart Inc
WMT
$909B
$44.1M 1.12%
1,789,914
-3,900
-0.2% -$98.3K
T icon
13
AT&T
T
$164B
$44.1M 1.12%
1,725,311
-101,551
-6% -$2.67M
CMCSA icon
14
Comcast
CMCSA
$87.3B
$42.8M 1.08%
1,895,332
– –
WFC icon
15
Wells Fargo
WFC
$254B
$40.6M 1.03%
983,268
-161,000
-14% -$6.87M
BAC icon
16
Bank of America
BAC
$429B
$40.5M 1.03%
2,935,892
+1,445,288
+97% +$20.6M
VZ icon
17
Verizon
VZ
$197B
$39.6M 1%
848,632
+9
+0% +$439
GOOG icon
18
Alphabet (Google) Class C
GOOG
$4.11T
$36.4M 0.92%
1,668,832
+348,622
+26% +$7.7M
KR icon
19
Kroger
KR
$36.7B
$35.5M 0.9%
1,757,986
-233,812
-12% -$4.49M
HD icon
20
Home Depot
HD
$337B
$35.2M 0.89%
464,500
-39,800
-8% -$3.07M
CVS icon
21
CVS Health
CVS
$135B
$33.1M 0.84%
582,712
-2,800
-0.5% -$167K
AMGN icon
22
Amgen
AMGN
$209B
$33M 0.84%
295,045
-38
-0% -$4.12K
COR icon
23
Cencora
COR
$62B
$32.7M 0.83%
535,393
+163,756
+44% +$9.57M
MDT icon
24
Medtronic
MDT
$112B
$31.5M 0.8%
592,192
-32,992
-5% -$1.78M
NOC icon
25
Northrop Grumman
NOC
$76B
$31.5M 0.8%
330,300
-19,800
-6% -$1.83M
1
2 3 4 5

Similar funds

BC
Blackcrane Capital Bellevue, Washington $16.3M AUM 19.53% 1-Year Est. Return
SCM
SunTx Capital Management Dallas, Texas $21.3M AUM 12.38% 1-Year Est. Return
CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM
FFIM
Founders Fund IV Management San Francisco, California $1.21M AUM

First Quadrant's Q3 2013 Portfolio in Review

As of Q3 2013, First Quadrant held 860 positions worth $3.95B, up 5.5% from $3.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q3 2013 filing shows 60 new, 146 increased, 222 reduced and 71 closed positions. Its largest new stake was MRC Global: 216,194 shares worth $5.79M. The largest sale was CAPITALSOURCE INC, an estimated $27M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2013 buy was MRC Global: 216,194 shares worth $5.79M.
  • First Quadrant added most to Boeing in Q3 2013, an estimated $23M increase.
  • First Quadrant's biggest Q3 2013 reduction was CAPITALSOURCE INC, cutting an estimated $27M.
  • First Quadrant fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.9M.
  • First Quadrant's ten largest holdings make up 15% of its $3.95B portfolio in Q3 2013.
  • First Quadrant opened 60 new positions and closed 71 in Q3 2013.
  • First Quadrant's portfolio value rose 5.5% quarter-over-quarter to $3.95B.

Based on First Quadrant's 13F filing for Q3 2013, filed 28 Oct 2013.