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First Quadrant Portfolio holdings
AUM
$18M
Turnover
89.22%
1-Year Est. Return
24.2%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$3.95B
AUM Growth
+$207M
(+5.5%)
Cap. Flow
-$18.8M
Cap. Flow % of AUM
Cap. Flow %
-0.48%
Top 10 Holdings %
Top 10 Hldgs %
14.74%
Holding
860
New
60
Increased
146
Reduced
222
Closed
71
Avg Time Held
0.2
years
Top 10 Avg Time Held
0.2
years
Top 20 Avg Time Held
0.2
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Boeing
BA
|
+$23M |
| 2 |
VIAB
Viacom Inc. Class B
VIAB
|
+$22.8M |
| 3 |
Bank of America
BAC
|
+$20.6M |
| 4 |
Citigroup
C
|
+$19.6M |
| 5 |
Danaher
DHR
|
+$17.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CSE
CAPITALSOURCE INC
CSE
|
+$27M |
| 2 |
United Parcel Service
UPS
|
+$21.4M |
| 3 |
Paramount Global Class B
PARA
|
+$18.1M |
| 4 |
Baxter International
BAX
|
+$15.9M |
| 5 |
CA, Inc.
CA
|
+$14.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 16.34% |
| 2 | Technology | 16.25% |
| 3 | Healthcare | 14.22% |
| 4 | Industrials | 12.56% |
| 5 | Energy | 10.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
ExxonMobil
XOM
$764B
| $89.4M | 2.26% |
1,038,628
-10,227
| -1% | -$922K |
2013 Q2
1 quarter
|
|
2
Apple
AAPL
$5.03T
| $75.9M | 1.92% |
4,460,428
-156,828
| -3% | -$2.6M |
2013 Q2
1 quarter
|
|
3
Chevron
CVX
$459B
| $61.2M | 1.55% |
503,321
-92,523
| -16% | -$11.4M |
2013 Q2
1 quarter
|
|
4
Microsoft
MSFT
$3.88T
| $57M | 1.44% |
1,712,579
-187,000
| -10% | -$6.15M |
2013 Q2
1 quarter
|
|
5
Berkshire Hathaway Class B
BRK.B
$1.16T
| $56.2M | 1.42% |
495,046
+17,800
| +4% | +$2.05M |
2013 Q2
1 quarter
|
|
6
JPMorgan Chase
JPM
$895B
| $51.6M | 1.31% |
998,165
-16,369
| -2% | -$878K |
2013 Q2
1 quarter
|
|
7
Pfizer
PFE
$174B
| $50.6M | 1.28% |
1,855,278
-16,653
| -0.9% | -$453K |
2013 Q2
1 quarter
|
|
8
Oracle
ORCL
$396B
| $48M | 1.22% |
1,448,143
+102,200
| +8% | +$3.32M |
2013 Q2
1 quarter
|
|
9
Cisco
CSCO
$412B
| $46.4M | 1.18% |
1,980,000
+9,900
| +0.5% | +$246K |
2013 Q2
1 quarter
|
|
10
IBM
IBM
$244B
| $45.3M | 1.15% |
255,844
| – | – |
2013 Q2
1 quarter
|
|
11
Union Pacific
UNP
$181B
| $45M | 1.14% |
579,138
-1,422
| -0.2% | -$112K |
2013 Q2
1 quarter
|
|
12
Walmart Inc
WMT
$980B
| $44.1M | 1.12% |
1,789,914
-3,900
| -0.2% | -$98.3K |
2013 Q2
1 quarter
|
|
13
AT&T
T
$144B
| $44.1M | 1.12% |
1,725,311
-101,551
| -6% | -$2.67M |
2013 Q2
1 quarter
|
|
14
Comcast
CMCSA
$82.5B
| $42.8M | 1.08% |
1,895,332
| – | – |
2013 Q2
1 quarter
|
|
15
Wells Fargo
WFC
$250B
| $40.6M | 1.03% |
983,268
-161,000
| -14% | -$6.87M |
2013 Q2
1 quarter
|
|
|
16
Bank of America
BAC
$346B
| $40.5M | 1.03% |
2,935,892
+1,445,288
| +97% | +$20.6M |
2013 Q2
1 quarter
|
|
17
Verizon
VZ
$185B
| $39.6M | 1% |
848,632
+9
| +0% | +$439 |
2013 Q2
1 quarter
|
|
18
Alphabet (Google) Class C
GOOG
$3.42T
| $36.4M | 0.92% |
1,668,832
+348,622
| +26% | +$7.7M |
2013 Q2
1 quarter
|
|
19
Kroger
KR
$39.4B
| $35.5M | 0.9% |
1,757,986
-233,812
| -12% | -$4.49M |
2013 Q2
1 quarter
|
|
20
Home Depot
HD
$328B
| $35.2M | 0.89% |
464,500
-39,800
| -8% | -$3.07M |
2013 Q2
1 quarter
|
|
21
CVS Health
CVS
$115B
| $33.1M | 0.84% |
582,712
-2,800
| -0.5% | -$167K |
2013 Q2
1 quarter
|
|
22
Amgen
AMGN
$252B
| $33M | 0.84% |
295,045
-38
| -0% | -$4.12K |
2013 Q2
1 quarter
|
|
23
Cencora
COR
$63.1B
| $32.7M | 0.83% |
535,393
+163,756
| +44% | +$9.6M |
2013 Q2
1 quarter
|
|
24
Medtronic
MDT
$123B
| $31.5M | 0.8% |
592,192
-32,992
| -5% | -$1.78M |
2013 Q2
1 quarter
|
|
25
Northrop Grumman
NOC
$79.2B
| $31.5M | 0.8% |
330,300
-19,800
| -6% | -$1.83M |
2013 Q2
1 quarter
|
|
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ICMH
First Quadrant's Q3 2013 Portfolio in Review
As of Q3 2013, First Quadrant held 860 positions worth $3.95B, up 5.5% from $3.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Quadrant's Q3 2013 filing shows 60 new, 146 increased, 222 reduced and 71 closed positions. Its largest new stake was MRC Global: 216,194 shares worth $5.79M. The largest sale was CAPITALSOURCE INC, an estimated $27M.
By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.
- First Quadrant's largest Q3 2013 buy was MRC Global: 216,194 shares worth $5.79M.
- First Quadrant added most to Boeing in Q3 2013, an estimated $23M increase.
- First Quadrant's biggest Q3 2013 reduction was CAPITALSOURCE INC, cutting an estimated $27M.
- First Quadrant fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.9M.
- First Quadrant's ten largest holdings make up 15% of its $3.95B portfolio in Q3 2013.
- First Quadrant opened 60 new positions and closed 71 in Q3 2013.
- First Quadrant's portfolio value rose 5.5% quarter-over-quarter to $3.95B.
Based on First Quadrant's 13F filing for Q3 2013, filed 28 Oct 2013.