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First Quadrant Portfolio holdings
AUM
$18M
Turnover
89.22%
1-Year Est. Return
24.2%
This Fund
S&P 500
This Quarter Est. Return
+1.98%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$4.47B
AUM Growth
-$23.2M
(-0.52%)
Cap. Flow
-$41.7M
Cap. Flow % of AUM
Cap. Flow %
-0.93%
Top 10 Holdings %
Top 10 Hldgs %
16.7%
Holding
871
New
65
Increased
159
Reduced
175
Closed
66
Avg Time Held
1
year
Top 10 Avg Time Held
0.8
years
Top 20 Avg Time Held
0.9
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Edwards Lifesciences
EW
|
+$26.7M |
| 2 |
Western Digital
WDC
|
+$24.1M |
| 3 |
Expedia Group
EXPE
|
+$23.9M |
| 4 |
Travel + Leisure Co
TNL
|
+$23.7M |
| 5 |
AET
Aetna Inc
AET
|
+$22.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Medtronic
MDT
|
+$33.4M |
| 2 |
United Parcel Service
UPS
|
+$30.4M |
| 3 |
Aptiv
APTV
|
+$27.2M |
| 4 |
Eli Lilly
LLY
|
+$20.4M |
| 5 |
United Therapeutics
UTHR
|
+$19.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 16.76% |
| 2 | Technology | 15.96% |
| 3 | Healthcare | 14.61% |
| 4 | Industrials | 13.14% |
| 5 | Energy | 10.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
Apple
AAPL
$5.03T
| $114M | 2.55% |
4,530,504
+108,212
| +2% | +$2.66M |
2013 Q2
5 quarters
|
|
2
ExxonMobil
XOM
$764B
| $94.8M | 2.12% |
1,008,028
+18,100
| +2% | +$1.8M |
2013 Q2
5 quarters
|
|
3
Alphabet (Google) Class C
GOOG
$3.42T
| $78.9M | 1.76% |
2,714,893
+48,131
| +2% | +$1.39M |
2013 Q2
5 quarters
|
|
4
Microsoft
MSFT
$3.88T
| $76.3M | 1.71% |
1,645,379
+43,500
| +3% | +$1.94M |
2013 Q2
5 quarters
|
|
5
Johnson & Johnson
JNJ
$658B
| $75.2M | 1.68% |
705,570
+3,541
| +0.5% | +$367K |
2013 Q2
5 quarters
|
|
6
Berkshire Hathaway Class B
BRK.B
$1.16T
| $71.5M | 1.6% |
517,767
+900
| +0.2% | +$120K |
2013 Q2
5 quarters
|
|
7
Bank of America
BAC
$346B
| $60.5M | 1.35% |
3,547,992
-76,500
| -2% | -$1.22M |
2013 Q2
5 quarters
|
|
8
Union Pacific
UNP
$181B
| $60.1M | 1.35% |
554,740
-12,820
| -2% | -$1.33M |
2013 Q2
5 quarters
|
|
9
Gilead Sciences
GILD
$212B
| $58.4M | 1.31% |
548,463
+94,590
| +21% | +$9.26M |
2013 Q2
5 quarters
|
|
10
Pfizer
PFE
$174B
| $57M | 1.28% |
2,032,561
+422
| +0% | +$11.8K |
2013 Q2
5 quarters
|
|
11
Oracle
ORCL
$396B
| $55.3M | 1.24% |
1,443,943
| – | – |
2013 Q2
5 quarters
|
|
12
Wells Fargo
WFC
$250B
| $51.8M | 1.16% |
999,036
+600
| +0.1% | +$30.9K |
2013 Q2
5 quarters
|
|
13
SLB Ltd
SLB
$79.3B
| $51.8M | 1.16% |
509,014
-17,800
| -3% | -$1.94M |
2013 Q2
5 quarters
|
|
14
Merck
MRK
$369B
| $50.9M | 1.14% |
900,573
+166,318
| +23% | +$9.34M |
2013 Q2
5 quarters
|
|
15
AT&T
T
$144B
| $48.9M | 1.09% |
1,837,339
+132,930
| +8% | +$3.54M |
2013 Q2
5 quarters
|
|
16
Qualcomm
QCOM
$176B
| $48.1M | 1.08% |
643,318
+25,800
| +4% | +$1.97M |
2013 Q2
5 quarters
|
|
17
ConocoPhillips
COP
$185B
| $45M | 1.01% |
588,313
+4,919
| +0.8% | +$402K |
2013 Q2
5 quarters
|
|
18
Comcast
CMCSA
$82.5B
| $42.4M | 0.95% |
1,577,532
| – | – |
2013 Q2
5 quarters
|
|
19
Southwest Airlines
LUV
$20.8B
| $42.2M | 0.94% |
1,249,385
-139,501
| -10% | -$4.26M |
2013 Q2
5 quarters
|
|
20
Biogen
BIIB
$37.5B
| $41.5M | 0.93% |
125,545
+67,500
| +116% | +$22.3M |
2013 Q2
5 quarters
|
|
21
Home Depot
HD
$328B
| $40.5M | 0.9% |
441,000
-23,500
| -5% | -$2.02M |
2013 Q2
5 quarters
|
|
|
DTV
22
DELISTED
DIRECTV COM STK (DE)
DTV
| $40M | 0.89% |
462,341
+47,400
| +11% | +$4.08M |
2013 Q2
5 quarters
|
|
23
Occidental Petroleum
OXY
$64B
| $38.4M | 0.86% |
417,377
| – | – |
2013 Q2
5 quarters
|
|
24
Verizon
VZ
$185B
| $36.9M | 0.82% |
737,731
-31,600
| -4% | -$1.57M |
2013 Q2
5 quarters
|
|
25
HP
HPQ
$26B
| $36.8M | 0.82% |
2,282,576
+42,904
| +2% | +$696K |
2013 Q2
5 quarters
|
|
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ICMH
First Quadrant's Q3 2014 Portfolio in Review
As of Q3 2014, First Quadrant held 871 positions worth $4.47B, down 0.52% from $4.49B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Quadrant's Q3 2014 filing shows 65 new, 159 increased, 175 reduced and 66 closed positions. Its largest new stake was Keurig Dr Pepper: 350,100 shares worth $22.5M. The largest sale was Medtronic, an estimated $33.4M.
By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.
- First Quadrant's largest Q3 2014 buy was Keurig Dr Pepper: 350,100 shares worth $22.5M.
- First Quadrant added most to Edwards Lifesciences in Q3 2014, an estimated $26.7M increase.
- First Quadrant's biggest Q3 2014 reduction was Medtronic, cutting an estimated $33.4M.
- First Quadrant fully exited Aptiv in Q3 2014, selling an estimated $27.2M.
- First Quadrant's ten largest holdings make up 17% of its $4.47B portfolio in Q3 2014.
- First Quadrant opened 65 new positions and closed 66 in Q3 2014.
- First Quadrant's portfolio value fell 0.52% quarter-over-quarter to $4.47B.
Based on First Quadrant's 13F filing for Q3 2014, filed 24 Oct 2014.