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FQ
First Quadrant Portfolio holdings
AUM
$18M
1-Year Est. Return
24.2%
This Fund
S&P 500
This Quarter
Est. Return
+4.04%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$4.72B
AUM Growth
+$190M
(+4.2%)
Cap. Flow
+$63.1M
Cap. Flow
% of AUM
1.34%
Top 10 Holdings %
Top 10 Hldgs %
13.44%
Holding
963
New
145
Increased
195
Reduced
238
Closed
94
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PepsiCo
PEP
|
+$35.4M |
| 2 |
Baxter International
BAX
|
+$30.7M |
| 3 |
United Parcel Service
UPS
|
+$27M |
| 4 |
American Electric Power
AEP
|
+$22.9M |
| 5 |
Darden Restaurants
DRI
|
+$22.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
GE Aerospace
GE
|
+$40.3M |
| 2 |
Verizon
VZ
|
+$38.9M |
| 3 |
SLB Ltd
SLB
|
+$33.9M |
| 4 |
Johnson & Johnson
JNJ
|
+$30.3M |
| 5 |
Intuit
INTU
|
+$25.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.15% |
| 2 | Healthcare | 14.15% |
| 3 | Financials | 13.11% |
| 4 | Consumer Discretionary | 11.73% |
| 5 | Industrials | 11.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Apple
AAPL
$4.97T
| $105M | 2.23% |
3,728,524
-644,280
| -15% | -$17.1M |
|
2
ExxonMobil
XOM
$650B
| $84.8M | 1.79% |
971,169
-46,879
| -5% | -$4.16M |
|
3
Berkshire Hathaway Class B
BRK.B
$1.1T
| $69.9M | 1.48% |
484,150
+284
| +0.1% | +$41.5K |
|
4
Microsoft
MSFT
$2.9T
| $67M | 1.42% |
1,162,703
-92,998
| -7% | -$5.25M |
|
5
Amgen
AMGN
$209B
| $58M | 1.23% |
347,593
+195
| +0.1% | +$33K |
|
6
Cisco
CSCO
$443B
| $54.6M | 1.16% |
1,721,009
-3,691
| -0.2% | -$114K |
|
|
7
Johnson & Johnson
JNJ
$640B
| $53M | 1.12% |
448,347
-250,093
| -36% | -$30.3M |
|
8
Home Depot
HD
$337B
| $51.5M | 1.09% |
400,577
+26,277
| +7% | +$3.5M |
|
9
Walmart Inc
WMT
$909B
| $45.9M | 0.97% |
1,909,041
+18,657
| +1% | +$453K |
|
10
Wells Fargo
WFC
$254B
| $45M | 0.95% |
1,017,116
-368,908
| -27% | -$17.7M |
|
|
11
PepsiCo
PEP
$196B
| $43.9M | 0.93% |
403,484
+328,798
| +440% | +$35.4M |
|
12
Alphabet (Google) Class C
GOOG
$4.11T
| $40.1M | 0.85% |
1,031,560
-80
| -0% | -$3.04K |
|
|
13
Verizon
VZ
$197B
| $39.5M | 0.84% |
760,116
-724,941
| -49% | -$38.9M |
|
|
CTXS
14
DELISTED
Citrix Systems Inc
CTXS
| $36.6M | 0.77% |
539,080
+132
| +0% | +$8.99K |
|
15
JPMorgan Chase
JPM
$916B
| $36.4M | 0.77% |
546,826
-221,137
| -29% | -$14.4M |
|
|
16
Alphabet (Google) Class A
GOOGL
$4.12T
| $35.7M | 0.76% |
887,900
-300
| -0% | -$11.7K |
|
17
Oracle
ORCL
$339B
| $34.5M | 0.73% |
877,305
+408,705
| +87% | +$16.7M |
|
18
Costco
COST
$432B
| $33.9M | 0.72% |
222,131
+1,731
| +0.8% | +$280K |
|
19
Merck
MRK
$322B
| $33M | 0.7% |
554,755
-346,472
| -38% | -$20.3M |
|
20
McKesson
MCK
$104B
| $33M | 0.7% |
198,008
+6,380
| +3% | +$1.19M |
|
21
Texas Instruments
TXN
$248B
| $32.7M | 0.69% |
465,592
+129,485
| +39% | +$8.83M |
|
22
Universal Health Services
UHS
$10.2B
| $32M | 0.68% |
259,819
+9,069
| +4% | +$1.15M |
|
23
Simon Property Group
SPG
$76.4B
| $32M | 0.68% |
154,552
| – | – |
|
|
24
United Parcel Service
UPS
$88.9B
| $31.2M | 0.66% |
284,996
+247,596
| +662% | +$27M |
|
|
25
GE Aerospace
GE
$364B
| $31.1M | 0.66% |
219,054
-270,063
| -55% | -$40.3M |
|
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First Quadrant's Q3 2016 Portfolio in Review
As of Q3 2016, First Quadrant held 963 positions worth $4.72B, up 4.2% from $4.53B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
First Quadrant's Q3 2016 filing shows 145 new, 195 increased, 238 reduced and 94 closed positions. Its largest new stake was Baxter International: 651,414 shares worth $31M. The largest sale was GE Aerospace, an estimated $40.3M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Financials.
- First Quadrant's largest Q3 2016 buy was Baxter International: 651,414 shares worth $31M.
- First Quadrant added most to PepsiCo in Q3 2016, an estimated $35.4M increase.
- First Quadrant's biggest Q3 2016 reduction was GE Aerospace, cutting an estimated $40.3M.
- First Quadrant fully exited ResMed in Q3 2016, selling an estimated $24.7M.
- First Quadrant's ten largest holdings make up 13% of its $4.72B portfolio in Q3 2016.
- First Quadrant opened 145 new positions and closed 94 in Q3 2016.
- First Quadrant's portfolio value rose 4.2% quarter-over-quarter to $4.72B.
Based on First Quadrant's 13F filing for Q3 2016, filed 19 Oct 2016.