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First Quadrant Portfolio holdings
AUM
$18M
Turnover
89.22%
1-Year Est. Return
24.2%
This Fund
S&P 500
This Quarter Est. Return
+4.04%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$4.72B
AUM Growth
+$190M
(+4.2%)
Cap. Flow
+$63.1M
Cap. Flow % of AUM
Cap. Flow %
1.34%
Top 10 Holdings %
Top 10 Hldgs %
13.44%
Holding
963
New
145
Increased
195
Reduced
238
Closed
94
Avg Time Held
1.8
years
Top 10 Avg Time Held
1.5
years
Top 20 Avg Time Held
1.4
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PepsiCo
PEP
|
+$35.4M |
| 2 |
Baxter International
BAX
|
+$30.7M |
| 3 |
United Parcel Service
UPS
|
+$27M |
| 4 |
American Electric Power
AEP
|
+$22.9M |
| 5 |
Darden Restaurants
DRI
|
+$22.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
GE Aerospace
GE
|
+$40.3M |
| 2 |
Verizon
VZ
|
+$38.9M |
| 3 |
SLB Ltd
SLB
|
+$33.9M |
| 4 |
Johnson & Johnson
JNJ
|
+$30.3M |
| 5 |
Intuit
INTU
|
+$25.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.93% |
| 2 | Healthcare | 14.37% |
| 3 | Financials | 13.33% |
| 4 | Consumer Discretionary | 11.77% |
| 5 | Industrials | 11.67% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
Apple
AAPL
$5.03T
| $105M | 2.23% |
3,728,524
-644,280
| -15% | -$17.1M |
2013 Q2
13 quarters
|
|
2
ExxonMobil
XOM
$764B
| $84.8M | 1.79% |
971,169
-46,879
| -5% | -$4.16M |
2013 Q2
13 quarters
|
|
3
Berkshire Hathaway Class B
BRK.B
$1.16T
| $69.9M | 1.48% |
484,150
+284
| +0.1% | +$41.5K |
2013 Q2
13 quarters
|
|
4
Microsoft
MSFT
$3.88T
| $67M | 1.42% |
1,162,703
-92,998
| -7% | -$5.25M |
2013 Q2
13 quarters
|
|
5
Amgen
AMGN
$252B
| $58M | 1.23% |
347,593
+195
| +0.1% | +$33K |
2013 Q2
13 quarters
|
|
6
Cisco
CSCO
$412B
| $54.6M | 1.16% |
1,721,009
-3,691
| -0.2% | -$114K |
2013 Q2
13 quarters
|
|
|
7
Johnson & Johnson
JNJ
$658B
| $53M | 1.12% |
448,347
-250,093
| -36% | -$30.3M |
2013 Q2
13 quarters
|
|
8
Home Depot
HD
$328B
| $51.5M | 1.09% |
400,577
+26,277
| +7% | +$3.5M |
2013 Q2
13 quarters
|
|
9
Walmart Inc
WMT
$980B
| $45.9M | 0.97% |
1,909,041
+18,657
| +1% | +$453K |
2013 Q2
13 quarters
|
|
10
Wells Fargo
WFC
$250B
| $45M | 0.95% |
1,017,116
-368,908
| -27% | -$17.7M |
2013 Q2
13 quarters
|
|
|
11
PepsiCo
PEP
$187B
| $43.9M | 0.93% |
403,484
+328,798
| +440% | +$35.4M |
2013 Q2
13 quarters
|
|
12
Alphabet (Google) Class C
GOOG
$3.42T
| $40.1M | 0.85% |
1,031,560
-80
| -0% | -$3.04K |
2013 Q2
13 quarters
|
|
|
13
Verizon
VZ
$185B
| $39.5M | 0.84% |
760,116
-724,941
| -49% | -$38.9M |
2013 Q2
13 quarters
|
|
|
CTXS
14
DELISTED
Citrix Systems Inc
CTXS
| $36.6M | 0.77% |
539,080
+132
| +0% | +$8.99K |
2014 Q2
9 quarters
|
|
15
JPMorgan Chase
JPM
$895B
| $36.4M | 0.77% |
546,826
-221,137
| -29% | -$14.4M |
2013 Q2
13 quarters
|
|
16
Alphabet (Google) Class A
GOOGL
$3.44T
| $35.7M | 0.76% |
887,900
-300
| -0% | -$11.7K |
2015 Q4
3 quarters
|
|
17
Oracle
ORCL
$396B
| $34.5M | 0.73% |
877,305
+408,705
| +87% | +$16.7M |
2013 Q2
13 quarters
|
|
18
Costco
COST
$449B
| $33.9M | 0.72% |
222,131
+1,731
| +0.8% | +$280K |
2013 Q2
13 quarters
|
|
19
Merck
MRK
$369B
| $33M | 0.7% |
554,755
-346,472
| -38% | -$20.3M |
2013 Q2
13 quarters
|
|
20
McKesson
MCK
$116B
| $33M | 0.7% |
198,008
+6,380
| +3% | +$1.19M |
2013 Q2
13 quarters
|
|
21
Texas Instruments
TXN
$275B
| $32.7M | 0.69% |
465,592
+129,485
| +39% | +$8.83M |
2013 Q2
13 quarters
|
|
22
Universal Health Services
UHS
$10.4B
| $32M | 0.68% |
259,819
+9,069
| +4% | +$1.15M |
2013 Q2
13 quarters
|
|
23
Simon Property Group
SPG
$70.5B
| $32M | 0.68% |
154,552
| – | – |
2013 Q2
13 quarters
|
|
|
24
United Parcel Service
UPS
$92.1B
| $31.2M | 0.66% |
284,996
+247,596
| +662% | +$27M |
2013 Q2
13 quarters
|
|
|
25
GE Aerospace
GE
$313B
| $31.1M | 0.66% |
219,054
-270,063
| -55% | -$40.3M |
2013 Q2
13 quarters
|
|
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ICMH
First Quadrant's Q3 2016 Portfolio in Review
As of Q3 2016, First Quadrant held 963 positions worth $4.72B, up 4.2% from $4.53B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
First Quadrant's Q3 2016 filing shows 145 new, 195 increased, 238 reduced and 94 closed positions. Its largest new stake was Baxter International: 651,414 shares worth $31M. The largest sale was GE Aerospace, an estimated $40.3M.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Healthcare and Financials.
- First Quadrant's largest Q3 2016 buy was Baxter International: 651,414 shares worth $31M.
- First Quadrant added most to PepsiCo in Q3 2016, an estimated $35.4M increase.
- First Quadrant's biggest Q3 2016 reduction was GE Aerospace, cutting an estimated $40.3M.
- First Quadrant fully exited ResMed in Q3 2016, selling an estimated $24.7M.
- First Quadrant's ten largest holdings make up 13% of its $4.72B portfolio in Q3 2016.
- First Quadrant opened 145 new positions and closed 94 in Q3 2016.
- First Quadrant's portfolio value rose 4.2% quarter-over-quarter to $4.72B.
Based on First Quadrant's 13F filing for Q3 2016, filed 19 Oct 2016.