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FAAM
First Allied Asset Management Portfolio holdings
AUM
$712M
1-Year Est. Return
9.35%
This Fund
S&P 500
This Quarter
Est. Return
+4.45%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$665M
AUM Growth
-$30.6M
(-4.4%)
Cap. Flow
-$53.1M
Cap. Flow
% of AUM
-7.99%
Top 10 Holdings %
Top 10 Hldgs %
26.64%
Holding
221
New
28
Increased
83
Reduced
50
Closed
57
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
|
+$10.1M |
| 2 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$9.69M |
| 3 |
Vanguard Health Care ETF
VHT
|
+$9.09M |
| 4 |
RALS
ProShares RAFI Long/Short
RALS
|
+$7.12M |
| 5 |
Travelers Companies
TRV
|
+$6.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$17.2M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$15.7M |
| 3 |
ProShares Ultra Russell2000
UWM
|
+$10.9M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$10.2M |
| 5 |
ProShares Ultra S&P500
SSO
|
+$8.87M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.87% |
| 2 | Technology | 6.9% |
| 3 | Healthcare | 6.56% |
| 4 | Energy | 4.57% |
| 5 | Industrials | 4.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
| $6.84M | 1.03% |
75,713
-12,820
| -14% | -$1.18M |
|
27
Seagate
STX
$174B
| $6.62M | 1% |
150,352
+9,732
| +7% | +$409K |
|
28
Cardinal Health
CAH
$53.7B
| $6.43M | 0.97% |
121,930
+6,972
| +6% | +$354K |
|
29
Emerson Electric
EMR
$81.6B
| $6.36M | 0.96% |
97,488
+5,001
| +5% | +$306K |
|
|
30
Travelers Companies
TRV
$81.1B
| $6.33M | 0.95% |
+73,839
| New | +$6.1M |
|
|
DD
31
DELISTED
Du Pont De Nemours E I
DD
| $6.25M | 0.94% |
110,816
+4,562
| +4% | +$249K |
|
|
CA
32
DELISTED
CA, Inc.
CA
| $6.23M | 0.94% |
207,366
+13,475
| +7% | +$404K |
|
33
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
| $6.23M | 0.94% |
72,993
+6,361
| +10% | +$527K |
|
34
Microchip Technology
MCHP
$38.8B
| $6.08M | 0.91% |
298,114
+16,394
| +6% | +$325K |
|
35
iShares Global Comm Services ETF
IXP
$529M
| $6.06M | 0.91% |
93,491
+8,460
| +10% | +$521K |
|
36
Hasbro
HAS
$13.5B
| $6.04M | 0.91% |
126,813
+9,260
| +8% | +$432K |
|
37
AT&T
T
$164B
| $6.03M | 0.91% |
233,866
+17,944
| +8% | +$471K |
|
38
Meta Platforms (Facebook)
META
$1.49T
| $6.01M | 0.9% |
119,842
-6,994
| -6% | -$260K |
|
39
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.87B
| $6M | 0.9% |
+196,033
| New | +$5.97M |
|
40
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
| $5.93M | 0.89% |
338,698
+28,947
| +9% | +$513K |
|
|
EEB
41
DELISTED
Invesco BRIC ETF
EEB
| $5.92M | 0.89% |
+168,346
| New | +$5.52M |
|
42
Merck
MRK
$322B
| $5.89M | 0.89% |
128,701
+1,610
| +1% | +$73.5K |
|
43
Apple
AAPL
$4.97T
| $5.84M | 0.88% |
363,356
+17,724
| +5% | +$294K |
|
44
IBM
IBM
$213B
| $5.83M | 0.88% |
32,757
+31,114
| +1,894% | +$5.66M |
|
45
GE Aerospace
GE
$364B
| $5.76M | 0.87% |
49,537
+1,850
| +4% | +$212K |
|
46
Corning
GLW
$107B
| $5.75M | 0.87% |
+389,637
| New | +$5.77M |
|
47
Bank of Montreal
BMO
$123B
| $5.66M | 0.85% |
83,680
+7,037
| +9% | +$441K |
|
48
Teva Pharmaceuticals
TEVA
$40.4B
| $5.62M | 0.84% |
148,153
+13,158
| +10% | +$513K |
|
49
iShares MSCI Canada ETF
EWC
$6.12B
| $5.58M | 0.84% |
197,243
+38,032
| +24% | +$1.05M |
|
50
Manulife Financial
MFC
$73B
| $5.58M | 0.84% |
333,151
+27,309
| +9% | +$466K |
|
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First Allied Asset Management's Q3 2013 Portfolio in Review
As of Q3 2013, First Allied Asset Management held 221 positions worth $665M, down 4.4% from $696M the previous quarter. Its ten largest holdings account for 27% of the portfolio.
First Allied Asset Management withdrew a net $53.1M in Q3 2013, closing 57 positions and reducing 50 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $15.7M position sold in full.
By sector, the portfolio is most concentrated in Financials at 8.9% of assets, up from 7.3% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Asset Management opened a new position in Vanguard Short-Term Inflation-Protected Securities Index Fund worth $10M.
- First Allied Asset Management's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 204,280 shares worth $10M.
- First Allied Asset Management added most to IBM in Q3 2013, an estimated $5.66M increase.
- First Allied Asset Management's biggest Q3 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $17.2M.
- First Allied Asset Management fully exited iShares Core S&P 500 ETF in Q3 2013, selling an estimated $15.7M.
- First Allied Asset Management's ten largest holdings make up 27% of its $665M portfolio in Q3 2013.
- First Allied Asset Management opened 28 new positions and closed 57 in Q3 2013.
- First Allied Asset Management's portfolio value fell 4.4% quarter-over-quarter to $665M.
Based on First Allied Asset Management's 13F filing for Q3 2013, filed 7 Nov 2013.