First Allied Asset Management’s ProShares Ultra S&P500 SSO Stock Holding History

First Allied Asset Management’s Portfolio SSO Stock Details SSO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-31,392	Closed	-$230K	–	231
2014 Q3	$230K	Buy	+31,392	New	+$231K	0.03%	197
2014 Q2	–	Sell	-34,352	Closed	-$226K	–	201
2014 Q1	$226K	Sell	34,352 -15,712	-31%	-$99.2K	0.03%	164
2013 Q4	$321K	Buy	+50,064	New	+$293K	0.05%	162
2013 Q3	–	Sell	-1,851,216	Closed	-$8.87M	–	203
2013 Q2	$8.87M	Buy	+1,851,216	New	+$8.93M	1.28%	17

Other funds holding SSO

TCM

Tuttle Capital Management Riverside, Connecticut $60.8M AUM 17.47% 1-Year Est. Return

SCP

Syntal Capital Partners Midland, Texas $10M AUM 35.51% 1-Year Est. Return

GHF

Good Harbor Financial Barrington, Illinois $916M AUM 5.96% 1-Year Est. Return

KAM

Kazazian Asset Management Fort Lauderdale, Florida $91.5M AUM 35.36% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

LSA

L & S Advisors Los Angeles, California $795M AUM 52.77% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

First Allied Asset Management's SSO Position: Q4 2014 in Review

First Allied Asset Management sold out of ProShares Ultra S&P500 (SSO) in Q4 2014, closing a stake of 31,392 shares — an estimated $230K sold.

First Allied Asset Management first reported a position in SSO in Q2 2013 and held it in 4 quarters. The position peaked at $8.87M in Q2 2013. 102 funds tracked by Wall St. Rank hold SSO as of Q4 2014.

First Allied Asset Management reported no remaining ProShares Ultra S&P500 position as of Q4 2014 after selling out during the quarter.
First Allied Asset Management sold 31,392 ProShares Ultra S&P500 shares in Q4 2014, an estimated $230K.
First Allied Asset Management first reported a position in ProShares Ultra S&P500 in Q2 2013 and held it in 4 quarters.
First Allied Asset Management's ProShares Ultra S&P500 position peaked at $8.87M in Q2 2013.
102 funds tracked by Wall St. Rank held ProShares Ultra S&P500 as of Q4 2014.

Based on First Allied Asset Management's 13F filing for Q4 2014, filed 9 Feb 2015.