FineMark National Bank & Trust’s First Trust Specialty Finance and Financial Opportunities Fund FGB Stock Holding History

FineMark National Bank & Trust’s Portfolio FGB Stock Details FGB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-3,000	Closed	-$18K	–	1359
2016 Q2	$18K	Hold	3,000	–	–	﹤0.01%	839
2016 Q1	$19K	Hold	3,000	–	–	﹤0.01%	789
2015 Q4	$17K	Buy	+3,000	New	+$18.3K	﹤0.01%	850

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IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

FineMark National Bank & Trust's FGB Position: Q3 2016 in Review

FineMark National Bank & Trust sold out of First Trust Specialty Finance and Financial Opportunities Fund (FGB) in Q3 2016, closing a stake of 3,000 shares — an estimated $18K sold.

FineMark National Bank & Trust first reported a position in FGB in Q4 2015 and held it in 3 quarters. The position peaked at $19K in Q1 2016. 17 funds tracked by Wall St. Rank hold FGB as of Q3 2016.

FineMark National Bank & Trust reported no remaining First Trust Specialty Finance and Financial Opportunities Fund position as of Q3 2016 after selling out during the quarter.
FineMark National Bank & Trust sold 3,000 First Trust Specialty Finance and Financial Opportunities Fund shares in Q3 2016, an estimated $18K.
FineMark National Bank & Trust first reported a position in First Trust Specialty Finance and Financial Opportunities Fund in Q4 2015 and held it in 3 quarters.
FineMark National Bank & Trust's First Trust Specialty Finance and Financial Opportunities Fund position peaked at $19K in Q1 2016.
17 funds tracked by Wall St. Rank held First Trust Specialty Finance and Financial Opportunities Fund as of Q3 2016.

Based on FineMark National Bank & Trust's 13F filing for Q3 2016, filed 10 Nov 2016.