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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
+0.62%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$411M
AUM Growth
-$12.6M
Cap. Flow
-$13.7M
Cap. Flow %
-3.34%
Top 10 Hldgs %
73.44%
Holding
118
New
6
Increased
38
Reduced
54
Closed
14

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.51M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$3.26M
3
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$1.98M
4
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.77M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.14M

Top Sells

Rank Stock Value
1
GSP
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
+$7.66M
2
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$2.37M
3
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$2.17M
4
PG icon
Procter & Gamble
PG
+$1.55M
5
TUZ
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
+$1.37M

Sector Composition

Rank Sector Weight
1 Technology 1.25%
2 Healthcare 0.5%
3 Industrials 0.46%
4 Energy 0.45%
5 Consumer Staples 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSJG
51
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$931K 0.23%
35,987
+968
+3% +$25.1K
BSJH
52
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$889K 0.22%
35,631
+410
+1% +$10.4K
GE icon
53
GE Aerospace
GE
$364B
$847K 0.21%
5,673
+381
+7% +$54.1K
BSJI
54
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$838K 0.2%
35,422
+1,500
+4% +$36.6K
VTV icon
55
Vanguard Morningstar Value ETF
VTV
$188B
$817K 0.2%
10,021
+885
+10% +$72.5K
SPIB icon
56
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$816K 0.2%
24,411
+1,921
+9% +$65K
PG icon
57
Procter & Gamble
PG
$340B
$808K 0.2%
10,177
-20,330
-67% -$1.55M
BSJJ
58
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$783K 0.19%
34,440
+1,390
+4% +$32.7K
BSJK
59
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$763K 0.19%
33,902
+3,162
+10% +$74.1K
WPS
60
DELISTED
iShares International Developed Property ETF
WPS
$694K 0.17%
19,758
-69
-0.3% -$2.46K
IEI icon
61
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$683K 0.17%
5,571
-465
-8% -$57.4K
TUZ
62
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
$671K 0.16%
13,247
-26,970
-67% -$1.37M
RWO icon
63
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
$665K 0.16%
14,220
-1,412
-9% -$66.3K
XOM icon
64
ExxonMobil
XOM
$650B
$656K 0.16%
8,420
+865
+11% +$69.1K
EWX icon
65
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$642M
$633K 0.15%
16,773
-9,385
-36% -$365K
IVV icon
66
iShares Core S&P 500 ETF
IVV
$858B
$633K 0.15%
3,092
-185
-6% -$38.2K
VIG icon
67
Vanguard Dividend Appreciation ETF
VIG
$111B
$580K 0.14%
+7,458
New +$582K
MMM icon
68
3M
MMM
$91.8B
$555K 0.14%
4,407
-1,307
-23% -$168K
SBUX icon
69
Starbucks
SBUX
$119B
$548K 0.13%
9,136
+1,059
+13% +$64.5K
BAC icon
70
Bank of America
BAC
$429B
$510K 0.12%
30,279
+3,120
+11% +$52.8K
AMGN icon
71
Amgen
AMGN
$209B
$498K 0.12%
3,067
– –
DWX icon
72
State Street SPDR S&P International Dividend ETF
DWX
$529M
$489K 0.12%
14,645
+254
+2% +$8.93K
TWTR
73
DELISTED
Twitter, Inc.
TWTR
$470K 0.11%
20,304
-6,987
-26% -$186K
AMZN icon
74
Amazon
AMZN
$2.44T
$468K 0.11%
13,860
-8,820
-39% -$278K
DES icon
75
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$458K 0.11%
21,180
+423
+2% +$9.37K
1 2
3
4 5

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AG
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PS
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AMH
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EDRH
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CF
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JCAM
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Empirical Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Empirical Wealth Management held 118 positions worth $411M, down 3% from $424M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Empirical Wealth Management withdrew a net $13.7M in Q4 2015, closing 14 positions and reducing 54 holdings. Its most notable exit was CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF, an estimated $2.17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.3% of assets, down from 1.4% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Empirical Wealth Management opened a new position in iShares Short-Term National Muni Bond ETF worth $1.77M.

  • Empirical Wealth Management's largest Q4 2015 buy was iShares Short-Term National Muni Bond ETF: 16,750 shares worth $1.77M.
  • Empirical Wealth Management added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q4 2015, an estimated $3.51M increase.
  • Empirical Wealth Management's biggest Q4 2015 reduction was Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index, cutting an estimated $7.66M.
  • Empirical Wealth Management fully exited CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q4 2015, selling an estimated $2.17M.
  • Empirical Wealth Management's ten largest holdings make up 73% of its $411M portfolio in Q4 2015.
  • Empirical Wealth Management opened 6 new positions and closed 14 in Q4 2015.
  • Empirical Wealth Management's portfolio value fell 3% quarter-over-quarter to $411M.

Based on Empirical Wealth Management's 13F filing for Q4 2015, filed 26 Jan 2016.