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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
+1.39%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$383M
AUM Growth
+$2.15M
Cap. Flow
-$2.69M
Cap. Flow %
-0.7%
Top 10 Hldgs %
73.79%
Holding
119
New
12
Increased
58
Reduced
32
Closed
10

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$4.26M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.48M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$927K
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$699K
5
INTC icon
Intel
INTC
+$687K

Top Sells

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$6.01M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$4.89M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$1.38M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.2M
5
VT icon
Vanguard Total World Stock ETF
VT
+$1.17M

Sector Composition

Rank Sector Weight
1 Technology 2.15%
2 Financials 0.76%
3 Healthcare 0.62%
4 Consumer Discretionary 0.58%
5 Industrials 0.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCSH icon
1
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$82M 21.43%
1,018,507
+8,667
+0.9% +$699K
VCIT icon
2
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$52.8M 13.78%
588,875
+3,875
+0.7% +$347K
VTIP icon
3
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$40.4M 10.55%
813,559
+29,975
+4% +$1.48M
SHY icon
4
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$31.6M 8.26%
371,784
+50,035
+16% +$4.26M
SJNK icon
5
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.87B
$20.4M 5.32%
735,780
+24,949
+4% +$682K
IEMG icon
6
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
$17.9M 4.67%
392,103
+14,234
+4% +$632K
SCHX icon
7
Schwab US Large- Cap ETF
SCHX
$70.7B
$10.7M 2.79%
1,239,948
-569,712
-31% -$4.89M
VNQ icon
8
Vanguard Real Estate ETF
VNQ
$39.8B
$10.6M 2.76%
121,744
-13,473
-10% -$1.2M
VV icon
9
Vanguard Large-Cap ETF
VV
$51.6B
$9.44M 2.46%
95,168
-3,412
-3% -$338K
HYMB icon
10
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$6.84M 1.79%
230,620
+1,116
+0.5% +$33.2K
EMB icon
11
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$4.5M 1.18%
38,433
+290
+0.8% +$33.8K
TIP icon
12
iShares TIPS Bond ETF
TIP
$14.5B
$4.48M 1.17%
38,492
-251
-0.6% -$29.1K
SCHZ icon
13
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$4.19M 1.09%
156,126
+1,268
+0.8% +$34K
VTI icon
14
Vanguard Total Stock Market ETF
VTI
$650B
$4.18M 1.09%
37,561
+701
+2% +$77.7K
MUB icon
15
iShares National Muni Bond ETF
MUB
$45.3B
$3.77M 0.98%
33,450
-1,951
-6% -$221K
MSFT icon
16
Microsoft
MSFT
$2.93T
$2.49M 0.65%
43,228
+440
+1% +$24.8K
INTC icon
17
Intel
INTC
$423B
$2.48M 0.65%
65,653
+19,412
+42% +$687K
AAPL icon
18
Apple
AAPL
$5.01T
$2.42M 0.63%
85,720
+4,712
+6% +$125K
SCHE icon
19
Schwab Emerging Markets Equity ETF
SCHE
$12.2B
$2.23M 0.58%
96,850
-1,512
-2% -$34.1K
BSCJ
20
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$2.14M 0.56%
99,950
+8,059
+9% +$173K
BSCI
21
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$2.13M 0.56%
99,987
+7,779
+8% +$166K
BSCH
22
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$2.13M 0.56%
93,742
+6,373
+7% +$145K
FM
23
DELISTED
iShares Frontier and Select EM ETF
FM
$2.1M 0.55%
81,973
-8,530
-9% -$213K
BSCK
24
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$2.06M 0.54%
94,844
+8,122
+9% +$176K
SHM icon
25
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$1.97M 0.51%
40,332
+216
+0.5% +$10.6K
1
2 3 4 5

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AG
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AMH
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EDRH
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JCAM
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Empirical Wealth Management's Q3 2016 Portfolio in Review

As of Q3 2016, Empirical Wealth Management held 119 positions worth $383M, up 0.56% from $381M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Empirical Wealth Management's Q3 2016 filing shows 12 new, 58 increased, 32 reduced and 10 closed positions. Its largest new stake was First Trust Preferred Securities and Income ETF: 47,534 shares worth $929K. The largest sale was Vanguard FTSE Developed Markets ETF, an estimated $6.01M.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, up from 1.6% a quarter earlier, followed by Financials and Healthcare.

  • Empirical Wealth Management's largest Q3 2016 buy was First Trust Preferred Securities and Income ETF: 47,534 shares worth $929K.
  • Empirical Wealth Management added most to iShares 1-3 Year Treasury Bond ETF in Q3 2016, an estimated $4.26M increase.
  • Empirical Wealth Management's biggest Q3 2016 reduction was Schwab US Large- Cap ETF, cutting an estimated $4.89M.
  • Empirical Wealth Management fully exited Vanguard FTSE Developed Markets ETF in Q3 2016, selling an estimated $6.01M.
  • Empirical Wealth Management's ten largest holdings make up 74% of its $383M portfolio in Q3 2016.
  • Empirical Wealth Management opened 12 new positions and closed 10 in Q3 2016.
  • Empirical Wealth Management's portfolio value rose 0.56% quarter-over-quarter to $383M.

Based on Empirical Wealth Management's 13F filing for Q3 2016, filed 4 Nov 2016.