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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
+4.81%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$910M
AUM Growth
+$84.2M
Cap. Flow
+$49.5M
Cap. Flow %
5.44%
Top 10 Hldgs %
50.7%
Holding
349
New
64
Increased
149
Reduced
92
Closed
20

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$21.9M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.57M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$5.8M
4
AMD icon
Advanced Micro Devices
AMD
+$3.69M
5
AAPL icon
Apple
AAPL
+$3.49M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.3M
2
USB icon
US Bancorp
USB
+$2.52M
3
BSCJ
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
+$2.14M
4
INTC icon
Intel
INTC
+$2.08M
5
AMZN icon
Amazon
AMZN
+$1.24M

Sector Composition

Rank Sector Weight
1 Technology 7.57%
2 Financials 2.63%
3 Consumer Discretionary 2.23%
4 Healthcare 2.21%
5 Industrials 2.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCSH icon
1
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$130M 14.32%
1,608,083
+93,485
+6% +$7.57M
VCIT icon
2
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$79.3M 8.71%
868,225
+25,735
+3% +$2.35M
VTIP icon
3
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$79M 8.68%
1,602,206
+117,806
+8% +$5.8M
IEMG icon
4
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
$35.1M 3.86%
652,955
+28,816
+5% +$1.48M
SJNK icon
5
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.87B
$34.1M 3.75%
1,266,857
+110,935
+10% +$2.97M
VGSH icon
6
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$30.5M 3.35%
501,814
+359,897
+254% +$21.9M
VNQ icon
7
Vanguard Real Estate ETF
VNQ
$39.9B
$23.4M 2.57%
251,976
+12,590
+5% +$1.17M
AAPL icon
8
Apple
AAPL
$5.01T
$20.1M 2.2%
273,264
+54,280
+25% +$3.49M
MSFT icon
9
Microsoft
MSFT
$2.93T
$15.8M 1.74%
100,253
+3,537
+4% +$520K
HYMB icon
10
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$13.8M 1.52%
468,624
+4,458
+1% +$132K
SPY icon
11
State Street SPDR S&P 500 ETF Trust
SPY
$776B
$13.6M 1.5%
42,275
+2,897
+7% +$892K
SHY icon
12
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$12.8M 1.4%
150,764
-239,711
-61% -$20.3M
FPE icon
13
First Trust Preferred Securities and Income ETF
FPE
$6.31B
$12.2M 1.34%
606,535
+84,253
+16% +$1.68M
SCHX icon
14
Schwab US Large- Cap ETF
SCHX
$70.7B
$11.2M 1.23%
874,722
-44,508
-5% -$546K
VV icon
15
Vanguard Large-Cap ETF
VV
$51.5B
$9.85M 1.08%
66,596
-4,548
-6% -$643K
AMZN icon
16
Amazon
AMZN
$2.46T
$9.4M 1.03%
101,780
-14,040
-12% -$1.24M
QUAL icon
17
iShares MSCI USA Quality Factor ETF
QUAL
$46B
$8.82M 0.97%
87,335
+13,270
+18% +$1.28M
SHM icon
18
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$8.55M 0.94%
174,167
-10,550
-6% -$517K
RS icon
19
Reliance Steel & Aluminium
RS
$20.8B
$7.77M 0.85%
64,861
+4,087
+7% +$463K
SCHC icon
20
Schwab International Small-Cap Equity ETF
SCHC
$5.28B
$7.72M 0.85%
222,782
-4,322
-2% -$144K
IQLT icon
21
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$6.8M 0.75%
210,560
+19,569
+10% +$605K
VTI icon
22
Vanguard Total Stock Market ETF
VTI
$650B
$6.43M 0.71%
39,299
+2,706
+7% +$424K
EFV icon
23
iShares MSCI EAFE Value ETF
EFV
$28.3B
$6.38M 0.7%
127,740
+25,110
+24% +$1.23M
MUB icon
24
iShares National Muni Bond ETF
MUB
$45.2B
$6.33M 0.7%
55,537
-6,792
-11% -$774K
IWC icon
25
iShares Micro-Cap ETF
IWC
$1.43B
$6.3M 0.69%
63,341
-1,027
-2% -$95K
1
2 3 4 5

Similar funds

GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return

Empirical Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Empirical Wealth Management held 349 positions worth $910M, up 10% from $826M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Empirical Wealth Management deployed $49.5M of net new capital in Q4 2019, opening 64 new positions and adding to 149 existing holdings. Its largest new stake was Invesco BulletShares 2026 Corporate Bond ETF: 48,505 shares worth $997K.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 6.1% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $20.3M trimmed.

  • Empirical Wealth Management's largest Q4 2019 buy was Invesco BulletShares 2026 Corporate Bond ETF: 48,505 shares worth $997K.
  • Empirical Wealth Management added most to Vanguard Short-Term Treasury ETF in Q4 2019, an estimated $21.9M increase.
  • Empirical Wealth Management's biggest Q4 2019 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $20.3M.
  • Empirical Wealth Management fully exited Invesco BulletShares 2019 Corporate Bond ETF in Q4 2019, selling an estimated $2.14M.
  • Empirical Wealth Management's ten largest holdings make up 51% of its $910M portfolio in Q4 2019.
  • Empirical Wealth Management opened 64 new positions and closed 20 in Q4 2019.
  • Empirical Wealth Management's portfolio value rose 10% quarter-over-quarter to $910M.

Based on Empirical Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.