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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
-1.63%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$413M
AUM Growth
+$10.1M
Cap. Flow
+$17.7M
Cap. Flow %
4.28%
Top 10 Hldgs %
65.64%
Holding
110
New
9
Increased
64
Reduced
24
Closed
6

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.7M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$9.34M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.46M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$1.41M
5
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.35M

Top Sells

Rank Stock Value
1
TUZ
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
+$8.65M
2
SCHP icon
Schwab US TIPS ETF
SCHP
+$6.84M
3
PVI icon
Invesco Floating Rate Municipal Income ETF
PVI
+$1.68M
4
GSP
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
+$806K
5
TIP icon
iShares TIPS Bond ETF
TIP
+$492K

Sector Composition

Rank Sector Weight
1 Technology 0.96%
2 Consumer Staples 0.49%
3 Industrials 0.46%
4 Healthcare 0.34%
5 Communication Services 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCSH icon
1
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$79.8M 19.3%
999,061
+18,268
+2% +$1.46M
VCIT icon
2
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$49.1M 11.88%
572,727
+13,062
+2% +$1.13M
SCHX icon
3
Schwab US Large- Cap ETF
SCHX
$70.3B
$30.9M 7.47%
3,941,736
+179,310
+5% +$1.41M
SHY icon
4
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$19.8M 4.79%
234,549
+150,053
+178% +$12.7M
SCHP icon
5
Schwab US TIPS ETF
SCHP
$16.4B
$18.9M 4.56%
696,642
-247,396
-26% -$6.84M
GSP
6
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
$16.7M 4.03%
559,909
-25,302
-4% -$806K
VNQ icon
7
Vanguard Real Estate ETF
VNQ
$39.9B
$16.3M 3.95%
227,150
+11,049
+5% +$834K
VEA icon
8
Vanguard FTSE Developed Markets ETF
VEA
$223B
$15.8M 3.83%
397,942
+29,207
+8% +$1.22M
IEMG icon
9
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
$12.1M 2.93%
242,027
+14,309
+6% +$757K
TUZ
10
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
$12M 2.91%
236,430
-169,870
-42% -$8.65M
VV icon
11
Vanguard Large-Cap ETF
VV
$51.2B
$11.4M 2.75%
125,889
-1,762
-1% -$160K
VTIP icon
12
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$10.5M 2.55%
213,450
+187,331
+717% +$9.34M
TIP icon
13
iShares TIPS Bond ETF
TIP
$14.5B
$8.38M 2.03%
74,793
-4,306
-5% -$492K
SJNK icon
14
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.87B
$8.04M 1.95%
268,767
+44,284
+20% +$1.35M
HYS icon
15
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$7.12M 1.72%
68,664
-94
-0.1% -$9.91K
MUB icon
16
iShares National Muni Bond ETF
MUB
$45.2B
$6.43M 1.56%
58,637
+1,143
+2% +$125K
VTI icon
17
Vanguard Total Stock Market ETF
VTI
$646B
$4.54M 1.1%
44,851
-1,270
-3% -$130K
HYMB icon
18
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$4.11M 0.99%
144,574
+27,242
+23% +$763K
SCHZ icon
19
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$3.86M 0.93%
148,990
+7,924
+6% +$205K
BSCG
20
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$2.9M 0.7%
129,961
+10,339
+9% +$231K
BSCF
21
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$2.79M 0.67%
128,155
+10,685
+9% +$233K
BSCE
22
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
$2.75M 0.67%
130,623
+10,370
+9% +$219K
BSCH
23
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$2.67M 0.65%
117,269
+10,817
+10% +$247K
FM
24
DELISTED
iShares Frontier and Select EM ETF
FM
$2.57M 0.62%
67,967
+13,371
+24% +$515K
BSCI
25
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$2.53M 0.61%
119,590
+11,660
+11% +$247K
1
2 3 4 5

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GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return

Empirical Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, Empirical Wealth Management held 110 positions worth $413M, up 2.5% from $403M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Empirical Wealth Management deployed $17.7M of net new capital in Q3 2014, opening 9 new positions and adding to 64 existing holdings. Its largest new stake was Philip Morris: 5,128 shares worth $428K.

By sector, the portfolio is most concentrated in Technology at 0.96% of assets, up from 0.73% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund, an estimated $8.65M trimmed.

  • Empirical Wealth Management's largest Q3 2014 buy was Philip Morris: 5,128 shares worth $428K.
  • Empirical Wealth Management added most to iShares 1-3 Year Treasury Bond ETF in Q3 2014, an estimated $12.7M increase.
  • Empirical Wealth Management's biggest Q3 2014 reduction was PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund, cutting an estimated $8.65M.
  • Empirical Wealth Management fully exited ISHARES TR 2014 AMT-FREE MUN TERM ETF in Q3 2014, selling an estimated $305K.
  • Empirical Wealth Management's ten largest holdings make up 66% of its $413M portfolio in Q3 2014.
  • Empirical Wealth Management opened 9 new positions and closed 6 in Q3 2014.
  • Empirical Wealth Management's portfolio value rose 2.5% quarter-over-quarter to $413M.

Based on Empirical Wealth Management's 13F filing for Q3 2014, filed 12 Nov 2014.