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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
-1.26%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$407M
AUM Growth
+$24.5M
Cap. Flow
+$30.2M
Cap. Flow %
7.42%
Top 10 Hldgs %
70.72%
Holding
130
New
21
Increased
68
Reduced
26
Closed
7
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
VCSH icon
1
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$82.7M 20.31%
1,042,406
+23,899
+2% +$1.91M
VCIT icon
2
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$51.6M 12.66%
602,013
+13,138
+2% +$1.14M
VTIP icon
3
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$43.2M 10.61%
879,543
+65,984
+8% +$3.26M
SHY icon
4
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$32.7M 8.03%
387,317
+15,533
+4% +$1.32M
SJNK icon
5
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.87B
$21.6M 5.31%
781,635
+45,855
+6% +$1.26M
IEMG icon
6
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
$17.5M 4.29%
411,317
+19,214
+5% +$843K
VNQ icon
7
Vanguard Real Estate ETF
VNQ
$39.8B
$10.4M 2.56%
126,293
+4,549
+4% +$370K
SCHX icon
8
Schwab US Large- Cap ETF
SCHX
$70.7B
$10.4M 2.55%
1,171,632
-68,316
-6% -$593K
VV icon
9
Vanguard Large-Cap ETF
VV
$51.5B
$9.75M 2.39%
95,219
+51
+0.1% +$5.11K
SHM icon
10
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$8.18M 2.01%
170,700
+130,368
+323% +$6.3M
MUB icon
11
iShares National Muni Bond ETF
MUB
$45.2B
$5.56M 1.36%
51,359
+17,909
+54% +$1.96M
HYMB icon
12
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$5.1M 1.25%
182,282
-48,338
-21% -$1.38M
EMB icon
13
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$4.42M 1.09%
40,117
+1,684
+4% +$189K
VTI icon
14
Vanguard Total Stock Market ETF
VTI
$650B
$4.27M 1.05%
37,029
-532
-1% -$59.8K
TIP icon
15
iShares TIPS Bond ETF
TIP
$14.5B
$4.26M 1.04%
37,608
-884
-2% -$101K
SCHZ icon
16
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$4.24M 1.04%
164,460
+8,334
+5% +$218K
VEA icon
17
Vanguard FTSE Developed Markets ETF
VEA
$223B
$3.26M 0.8%
+89,275
New +$3.26M
HYD icon
18
VanEck High Yield Muni ETF
HYD
$4.45B
$3.15M 0.77%
53,046
+32,864
+163% +$2M
MSFT icon
19
Microsoft
MSFT
$2.93T
$3.08M 0.75%
49,482
+6,254
+14% +$376K
AAPL icon
20
Apple
AAPL
$5T
$2.48M 0.61%
85,696
-24
-0% -$680
CAC icon
21
Camden National
CAC
$981M
$2.4M 0.59%
53,919
-1,151
-2% -$42.3K
SCHE icon
22
Schwab Emerging Markets Equity ETF
SCHE
$12.2B
$2.3M 0.57%
106,855
+10,005
+10% +$224K
BSCI
23
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$2.22M 0.54%
104,807
+4,820
+5% +$102K
BSCH
24
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$2.2M 0.54%
97,339
+3,597
+4% +$81.4K
FM
25
DELISTED
iShares Frontier and Select EM ETF
FM
$2.19M 0.54%
87,956
+5,983
+7% +$150K

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Empirical Wealth Management's Q4 2016 Portfolio in Review

As of Q4 2016, Empirical Wealth Management held 130 positions worth $407M, up 6.4% from $383M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Empirical Wealth Management deployed $30.2M of net new capital in Q4 2016, opening 21 new positions and adding to 68 existing holdings. Its largest new stake was Vanguard FTSE Developed Markets ETF: 89,275 shares worth $3.26M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, down from 2.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Nuveen ICE High Yield Municipal Bond ETF, an estimated $1.38M trimmed.

  • Empirical Wealth Management's largest Q4 2016 buy was Vanguard FTSE Developed Markets ETF: 89,275 shares worth $3.26M.
  • Empirical Wealth Management added most to State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q4 2016, an estimated $6.3M increase.
  • Empirical Wealth Management's biggest Q4 2016 reduction was State Street SPDR Nuveen ICE High Yield Municipal Bond ETF, cutting an estimated $1.38M.
  • Empirical Wealth Management fully exited Guggenheim BulletShares 2016 Corporate Bond ETF in Q4 2016, selling an estimated $1.95M.
  • Empirical Wealth Management's ten largest holdings make up 71% of its $407M portfolio in Q4 2016.
  • Empirical Wealth Management opened 21 new positions and closed 7 in Q4 2016.
  • Empirical Wealth Management's portfolio value rose 6.4% quarter-over-quarter to $407M.

Based on Empirical Wealth Management's 13F filing for Q4 2016, filed 8 Feb 2017.