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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
+1.91%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$320M
AUM Growth
+$19.8M
Cap. Flow
+$14.4M
Cap. Flow %
4.49%
Top 10 Hldgs %
73.07%
Holding
90
New
8
Increased
59
Reduced
19
Closed
2

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.34M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$1.24M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$1.19M
4
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.09M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.03M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$2.7M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$635K
3
VRD
SPDR NUVEEN S&P VRDO MUN BD ETF
VRD
+$603K
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$441K
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$364K

Sector Composition

Rank Sector Weight
1 Technology 0.81%
2 Industrials 0.42%
3 Energy 0.27%
4 Consumer Staples 0.24%
5 Consumer Discretionary 0.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCSH icon
1
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$68.8M 21.51%
863,988
+16,892
+2% +$1.34M
VCIT icon
2
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$41.4M 12.94%
495,806
+14,400
+3% +$1.19M
TUZ
3
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
$24.6M 7.7%
483,349
+6,138
+1% +$312K
SCHX icon
4
Schwab US Large- Cap ETF
SCHX
$70.3B
$21.4M 6.68%
3,186,900
+186,624
+6% +$1.24M
SCHP icon
5
Schwab US TIPS ETF
SCHP
$16.4B
$20.9M 6.54%
773,932
-16,452
-2% -$441K
GSP
6
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
$16.1M 5.03%
491,368
+28,755
+6% +$955K
VV icon
7
Vanguard Large-Cap ETF
VV
$51.2B
$12M 3.74%
154,749
-2,291
-1% -$176K
VNQ icon
8
Vanguard Real Estate ETF
VNQ
$39.9B
$11.3M 3.55%
171,420
+15,181
+10% +$1.03M
TIP icon
9
iShares TIPS Bond ETF
TIP
$14.5B
$9.57M 2.99%
85,052
-5,694
-6% -$635K
VEA icon
10
Vanguard FTSE Developed Markets ETF
VEA
$223B
$7.63M 2.39%
192,886
+22,570
+13% +$859K
HYS icon
11
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$7.01M 2.19%
66,789
+64
+0.1% +$6.69K
BSV icon
12
Vanguard Short-Term Bond ETF
BSV
$44.7B
$5.78M 1.81%
71,949
-33,752
-32% -$2.7M
IEMG icon
13
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
$4.67M 1.46%
96,098
+18,262
+23% +$862K
MUB icon
14
iShares National Muni Bond ETF
MUB
$45.2B
$4.21M 1.32%
40,306
+5,540
+16% +$572K
VTI icon
15
Vanguard Total Stock Market ETF
VTI
$646B
$4.21M 1.32%
48,054
-720
-1% -$62.6K
SJNK icon
16
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.87B
$3.97M 1.24%
130,128
+35,914
+38% +$1.09M
IGSB icon
17
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$2.21M 0.69%
41,996
-6,938
-14% -$364K
PVI icon
18
Invesco Floating Rate Municipal Income ETF
PVI
$32.3M
$1.93M 0.6%
77,142
+34,000
+79% +$849K
HYD icon
19
VanEck High Yield Muni ETF
HYD
$4.44B
$1.8M 0.56%
30,869
+732
+2% +$42.8K
VT icon
20
Vanguard Total World Stock ETF
VT
$75.3B
$1.7M 0.53%
30,629
-2,760
-8% -$150K
SCHZ icon
21
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$1.65M 0.52%
64,940
+37,548
+137% +$947K
BSCF
22
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$1.48M 0.46%
67,627
+26,324
+64% +$574K
SCHF icon
23
Schwab International Equity ETF
SCHF
$64.9B
$1.48M 0.46%
97,264
+2,474
+3% +$36.1K
BSCE
24
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
$1.47M 0.46%
69,146
+26,879
+64% +$572K
BSCD
25
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2013 CORP BD ETF
BSCD
$1.46M 0.46%
70,276
+27,231
+63% +$565K
1
2 3 4

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GAM
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AG
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PS
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AMH
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EDRH
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CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return

Empirical Wealth Management's Q3 2013 Portfolio in Review

As of Q3 2013, Empirical Wealth Management held 90 positions worth $320M, up 6.6% from $300M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Empirical Wealth Management deployed $14.4M of net new capital in Q3 2013, opening 8 new positions and adding to 59 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 17,208 shares worth $851K.

By sector, the portfolio is most concentrated in Technology at 0.81% of assets, down from 0.86% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Vanguard Short-Term Bond ETF, an estimated $2.7M trimmed.

  • Empirical Wealth Management's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 17,208 shares worth $851K.
  • Empirical Wealth Management added most to Vanguard Short-Term Corporate Bond ETF in Q3 2013, an estimated $1.34M increase.
  • Empirical Wealth Management's biggest Q3 2013 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $2.7M.
  • Empirical Wealth Management fully exited IBM in Q3 2013, selling an estimated $202K.
  • Empirical Wealth Management's ten largest holdings make up 73% of its $320M portfolio in Q3 2013.
  • Empirical Wealth Management opened 8 new positions and closed 2 in Q3 2013.
  • Empirical Wealth Management's portfolio value rose 6.6% quarter-over-quarter to $320M.

Based on Empirical Wealth Management's 13F filing for Q3 2013, filed 24 Oct 2013.