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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
-1.63%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$413M
AUM Growth
+$10.1M
Cap. Flow
+$17.7M
Cap. Flow %
4.28%
Top 10 Hldgs %
65.64%
Holding
110
New
9
Increased
64
Reduced
24
Closed
6

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.7M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$9.34M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.46M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$1.41M
5
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.35M

Top Sells

Rank Stock Value
1
TUZ
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
+$8.65M
2
SCHP icon
Schwab US TIPS ETF
SCHP
+$6.84M
3
PVI icon
Invesco Floating Rate Municipal Income ETF
PVI
+$1.68M
4
GSP
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
+$806K
5
TIP icon
iShares TIPS Bond ETF
TIP
+$492K

Sector Composition

Rank Sector Weight
1 Technology 0.96%
2 Consumer Staples 0.49%
3 Industrials 0.46%
4 Healthcare 0.34%
5 Communication Services 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSJF
51
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$799K 0.19%
30,233
+2,694
+10% +$71.8K
BSJG
52
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$792K 0.19%
29,742
+2,677
+10% +$72.2K
BSJE
53
DELISTED
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
$777K 0.19%
29,459
+2,631
+10% +$69.5K
BSJH
54
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$765K 0.19%
28,601
+2,787
+11% +$75.6K
GE icon
55
GE Aerospace
GE
$364B
$763K 0.18%
6,210
+1,480
+31% +$184K
VYM icon
56
Vanguard High Dividend Yield ETF
VYM
$80.8B
$725K 0.18%
10,915
+7
+0.1% +$467
BSJI
57
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$724K 0.18%
27,119
+2,900
+12% +$78.5K
RWO icon
58
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
$690K 0.17%
15,566
+128
+0.8% +$5.97K
PVI icon
59
Invesco Floating Rate Municipal Income ETF
PVI
$32.3M
$673K 0.16%
26,959
-67,265
-71% -$1.68M
BSJJ
60
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$671K 0.16%
26,119
+2,989
+13% +$78.1K
IEI icon
61
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$665K 0.16%
5,479
+11
+0.2% +$1.34K
MMM icon
62
3M
MMM
$91.8B
$624K 0.15%
5,271
– –
PG icon
63
Procter & Gamble
PG
$340B
$600K 0.15%
7,162
+131
+2% +$10.7K
IVV icon
64
iShares Core S&P 500 ETF
IVV
$858B
$587K 0.14%
2,961
+14
+0.5% +$2.79K
IWC icon
65
iShares Micro-Cap ETF
IWC
$1.42B
$557K 0.13%
8,008
-316
-4% -$23K
SCZ icon
66
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.1B
$525K 0.13%
10,826
+19
+0.2% +$971
CVX icon
67
Chevron
CVX
$382B
$522K 0.13%
4,374
+787
+22% +$100K
BAC icon
68
Bank of America
BAC
$429B
$488K 0.12%
28,621
+177
+0.6% +$2.82K
SBUX icon
69
Starbucks
SBUX
$119B
$477K 0.12%
12,654
+2,756
+28% +$107K
AMGN icon
70
Amgen
AMGN
$209B
$459K 0.11%
3,266
– –
SPSB icon
71
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$459K 0.11%
14,970
-4,816
-24% -$148K
PM icon
72
Philip Morris
PM
$309B
$428K 0.1%
+5,128
New +$434K
DES icon
73
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$401K 0.1%
18,534
-1,338
-7% -$30.4K
DWX icon
74
State Street SPDR S&P International Dividend ETF
DWX
$529M
$375K 0.09%
8,094
+21
+0.3% +$1.04K
TIPZ icon
75
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$89M
$375K 0.09%
6,614
-1,151
-15% -$66.7K
1 2
3
4 5

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GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return

Empirical Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, Empirical Wealth Management held 110 positions worth $413M, up 2.5% from $403M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Empirical Wealth Management deployed $17.7M of net new capital in Q3 2014, opening 9 new positions and adding to 64 existing holdings. Its largest new stake was Philip Morris: 5,128 shares worth $428K.

By sector, the portfolio is most concentrated in Technology at 0.96% of assets, up from 0.73% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund, an estimated $8.65M trimmed.

  • Empirical Wealth Management's largest Q3 2014 buy was Philip Morris: 5,128 shares worth $428K.
  • Empirical Wealth Management added most to iShares 1-3 Year Treasury Bond ETF in Q3 2014, an estimated $12.7M increase.
  • Empirical Wealth Management's biggest Q3 2014 reduction was PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund, cutting an estimated $8.65M.
  • Empirical Wealth Management fully exited ISHARES TR 2014 AMT-FREE MUN TERM ETF in Q3 2014, selling an estimated $305K.
  • Empirical Wealth Management's ten largest holdings make up 66% of its $413M portfolio in Q3 2014.
  • Empirical Wealth Management opened 9 new positions and closed 6 in Q3 2014.
  • Empirical Wealth Management's portfolio value rose 2.5% quarter-over-quarter to $413M.

Based on Empirical Wealth Management's 13F filing for Q3 2014, filed 12 Nov 2014.