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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
+0.62%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$411M
AUM Growth
-$12.6M
Cap. Flow
-$13.7M
Cap. Flow %
-3.34%
Top 10 Hldgs %
73.44%
Holding
118
New
6
Increased
38
Reduced
54
Closed
14
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
SUB icon
26
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$1.77M 0.43%
+16,750
New +$1.77M
IEFA icon
27
iShares Core MSCI EAFE ETF
IEFA
$186B
$1.72M 0.42%
31,690
-1,357
-4% -$75.3K
IWC icon
28
iShares Micro-Cap ETF
IWC
$1.42B
$1.66M 0.4%
23,039
+6,125
+36% +$452K
BSCK
29
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$1.63M 0.4%
78,094
-10,203
-12% -$216K
FEM icon
30
First Trust Emerging Markets AlphaDEX Fund
FEM
$717M
$1.59M 0.39%
88,257
-13,584
-13% -$257K
AGG icon
31
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.51M 0.37%
13,979
-1,163
-8% -$127K
IGSB icon
32
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$1.51M 0.37%
28,804
-3,152
-10% -$165K
SCHE icon
33
Schwab Emerging Markets Equity ETF
SCHE
$12.2B
$1.5M 0.36%
76,609
-39,308
-34% -$824K
VNQI icon
34
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$1.49M 0.36%
29,081
+271
+0.9% +$14.2K
HYS icon
35
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$1.46M 0.36%
15,925
-25,072
-61% -$2.37M
BSCL
36
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$1.42M 0.35%
69,331
-4,984
-7% -$103K
ITM icon
37
VanEck Intermediate Muni ETF
ITM
$2.14B
$1.38M 0.34%
28,828
-325
-1% -$15.4K
SCZ icon
38
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.1B
$1.38M 0.33%
27,552
+54
+0.2% +$2.7K
SCHF icon
39
Schwab International Equity ETF
SCHF
$64.9B
$1.36M 0.33%
99,030
-4,244
-4% -$60.8K
AAPL icon
40
Apple
AAPL
$4.97T
$1.36M 0.33%
51,768
-18,528
-26% -$529K
RWR icon
41
State Street SPDR Dow Jones REIT ETF
RWR
$1.9B
$1.35M 0.33%
14,714
-1,027
-7% -$92.9K
SPSB icon
42
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$1.34M 0.33%
44,059
+7,996
+22% +$244K
VT icon
43
Vanguard Total World Stock ETF
VT
$75.3B
$1.27M 0.31%
22,031
-243
-1% -$14.3K
HYD icon
44
VanEck High Yield Muni ETF
HYD
$4.44B
$1.27M 0.31%
20,523
+2,504
+14% +$154K
INTC icon
45
Intel
INTC
$413B
$1.26M 0.31%
36,487
-12,678
-26% -$429K
EFA icon
46
iShares MSCI EAFE ETF
EFA
$76.4B
$1.16M 0.28%
19,791
-8,699
-31% -$524K
SPY icon
47
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$1.16M 0.28%
5,688
+55
+1% +$11.3K
BSV icon
48
Vanguard Short-Term Bond ETF
BSV
$44.7B
$1.13M 0.27%
14,196
-624
-4% -$49.9K
VYM icon
49
Vanguard High Dividend Yield ETF
VYM
$80.8B
$1.01M 0.25%
15,088
+175
+1% +$11.7K
CVX icon
50
Chevron
CVX
$382B
$976K 0.24%
10,848
+2,847
+36% +$257K

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Empirical Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Empirical Wealth Management held 118 positions worth $411M, down 3% from $424M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Empirical Wealth Management withdrew a net $13.7M in Q4 2015, closing 14 positions and reducing 54 holdings. Its most notable exit was CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF, an estimated $2.17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.3% of assets, down from 1.4% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Empirical Wealth Management opened a new position in iShares Short-Term National Muni Bond ETF worth $1.77M.

  • Empirical Wealth Management's largest Q4 2015 buy was iShares Short-Term National Muni Bond ETF: 16,750 shares worth $1.77M.
  • Empirical Wealth Management added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q4 2015, an estimated $3.51M increase.
  • Empirical Wealth Management's biggest Q4 2015 reduction was Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index, cutting an estimated $7.66M.
  • Empirical Wealth Management fully exited CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q4 2015, selling an estimated $2.17M.
  • Empirical Wealth Management's ten largest holdings make up 73% of its $411M portfolio in Q4 2015.
  • Empirical Wealth Management opened 6 new positions and closed 14 in Q4 2015.
  • Empirical Wealth Management's portfolio value fell 3% quarter-over-quarter to $411M.

Based on Empirical Wealth Management's 13F filing for Q4 2015, filed 26 Jan 2016.