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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
-1.63%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$413M
AUM Growth
+$10.1M
Cap. Flow
+$17.7M
Cap. Flow %
4.28%
Top 10 Hldgs %
65.64%
Holding
110
New
9
Increased
64
Reduced
24
Closed
6

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.7M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$9.34M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.46M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$1.41M
5
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.35M

Top Sells

Rank Stock Value
1
TUZ
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
+$8.65M
2
SCHP icon
Schwab US TIPS ETF
SCHP
+$6.84M
3
PVI icon
Invesco Floating Rate Municipal Income ETF
PVI
+$1.68M
4
GSP
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
+$806K
5
TIP icon
iShares TIPS Bond ETF
TIP
+$492K

Sector Composition

Rank Sector Weight
1 Technology 0.96%
2 Consumer Staples 0.49%
3 Industrials 0.46%
4 Healthcare 0.34%
5 Communication Services 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EBND icon
26
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.25B
$2.46M 0.6%
83,187
+28,735
+53% +$889K
SCHE icon
27
Schwab Emerging Markets Equity ETF
SCHE
$12.2B
$2.44M 0.59%
95,922
+271
+0.3% +$7.28K
BSCJ
28
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$2.36M 0.57%
112,425
+11,560
+11% +$244K
BSCK
29
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$2.32M 0.56%
109,885
+8,980
+9% +$190K
EFA icon
30
iShares MSCI EAFE ETF
EFA
$76.4B
$2.02M 0.49%
31,470
+615
+2% +$41K
AGG icon
31
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.93M 0.47%
17,699
-791
-4% -$86.4K
AAPL icon
32
Apple
AAPL
$4.97T
$1.92M 0.47%
76,332
+16,020
+27% +$393K
SCHF icon
33
Schwab International Equity ETF
SCHF
$64.9B
$1.83M 0.44%
118,316
+5,422
+5% +$87.6K
MSFT icon
34
Microsoft
MSFT
$2.9T
$1.76M 0.43%
38,058
+6,604
+21% +$295K
VNQI icon
35
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$1.59M 0.38%
29,204
+500
+2% +$29.1K
IGSB icon
36
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$1.52M 0.37%
28,804
-2,408
-8% -$127K
HYD icon
37
VanEck High Yield Muni ETF
HYD
$4.44B
$1.51M 0.37%
24,620
+89
+0.4% +$5.38K
RWR icon
38
State Street SPDR Dow Jones REIT ETF
RWR
$1.9B
$1.51M 0.37%
18,934
+93
+0.5% +$7.78K
BSV icon
39
Vanguard Short-Term Bond ETF
BSV
$44.7B
$1.49M 0.36%
18,640
-1,307
-7% -$105K
SHM icon
40
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$1.47M 0.36%
30,068
+2,505
+9% +$122K
ITM icon
41
VanEck Intermediate Muni ETF
ITM
$2.14B
$1.43M 0.35%
30,527
+12
+0% +$560
VT icon
42
Vanguard Total World Stock ETF
VT
$75.3B
$1.41M 0.34%
23,392
-433
-2% -$26.8K
SPIB icon
43
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$1.15M 0.28%
33,600
-2,267
-6% -$77.7K
TWTR
44
DELISTED
Twitter, Inc.
TWTR
$1.12M 0.27%
21,639
+15,024
+227% +$679K
ELD icon
45
WisdomTree Emerging Markets Local Debt Fund
ELD
$141M
$1.01M 0.25%
22,736
-1,451
-6% -$67.9K
SPY icon
46
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$969K 0.23%
4,917
-143
-3% -$28.3K
EEM icon
47
iShares MSCI Emerging Markets ETF
EEM
$27.5B
$961K 0.23%
23,126
+117
+0.5% +$5.17K
WPS
48
DELISTED
iShares International Developed Property ETF
WPS
$960K 0.23%
26,234
+1,629
+7% +$63.1K
VTV icon
49
Vanguard Value ETF
VTV
$188B
$938K 0.23%
11,554
-118
-1% -$9.64K
BSCL
50
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$937K 0.23%
45,156
+209
+0.5% +$4.37K
1
2
3 4 5

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CIA
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AG
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PS
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AMH
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EDRH
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CF
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JCAM
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Empirical Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, Empirical Wealth Management held 110 positions worth $413M, up 2.5% from $403M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Empirical Wealth Management deployed $17.7M of net new capital in Q3 2014, opening 9 new positions and adding to 64 existing holdings. Its largest new stake was Philip Morris: 5,128 shares worth $428K.

By sector, the portfolio is most concentrated in Technology at 0.96% of assets, up from 0.73% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund, an estimated $8.65M trimmed.

  • Empirical Wealth Management's largest Q3 2014 buy was Philip Morris: 5,128 shares worth $428K.
  • Empirical Wealth Management added most to iShares 1-3 Year Treasury Bond ETF in Q3 2014, an estimated $12.7M increase.
  • Empirical Wealth Management's biggest Q3 2014 reduction was PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund, cutting an estimated $8.65M.
  • Empirical Wealth Management fully exited ISHARES TR 2014 AMT-FREE MUN TERM ETF in Q3 2014, selling an estimated $305K.
  • Empirical Wealth Management's ten largest holdings make up 66% of its $413M portfolio in Q3 2014.
  • Empirical Wealth Management opened 9 new positions and closed 6 in Q3 2014.
  • Empirical Wealth Management's portfolio value rose 2.5% quarter-over-quarter to $413M.

Based on Empirical Wealth Management's 13F filing for Q3 2014, filed 12 Nov 2014.