Ellington Management Group’s Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) SMFG Stock Holding History

Ellington Management Group’s Portfolio SMFG Stock Details SMFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-38,100	Closed	-$182K	–	368
2020 Q1	$182K	Buy	38,100 +23,300	+157%	+$150K	0.04%	449
2019 Q4	$110K	Buy	+14,800	New	+$106K	0.02%	489
2019 Q3	–	Sell	-22,900	Closed	-$162K	–	769
2019 Q2	$162K	Buy	22,900 +900	+4%	+$6.37K	0.03%	516
2019 Q1	$155K	Buy	+22,000	New	+$157K	0.03%	498
2017 Q4	–	Sell	-15,400	Closed	-$119K	–	796
2017 Q3	$119K	Buy	+15,400	New	+$117K	0.02%	579
2017 Q1	–	Sell	-14,200	Closed	-$108K	–	856
2016 Q4	$108K	Sell	14,200 -10,800	-43%	-$78.4K	0.02%	498
2016 Q3	$169K	Buy	+25,000	New	+$162K	0.05%	570
2015 Q3	–	Sell	-26,500	Closed	-$236K	–	880
2015 Q2	$236K	Buy	+26,500	New	+$230K	0.06%	524
2013 Q4	–	Sell	-96,800	Closed	-$942K	–	769
2013 Q3	$942K	Buy	96,800 +69,500	+255%	+$660K	0.18%	128
2013 Q2	$252K	Buy	+27,300	New	+$244K	0.05%	578

Other funds holding SMFG

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

CIM

Cowen Investment Management New York $12M AUM 1.47% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

LMR Partners London, United Kingdom $26.8B AUM 68.38% 1-Year Est. Return

Ellington Management Group's SMFG Position: Q2 2020 in Review

Ellington Management Group sold out of Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) (SMFG) in Q2 2020, closing a stake of 38,100 shares — an estimated $182K sold.

Ellington Management Group first reported a position in SMFG in Q2 2013 and held it in 10 quarters. The position peaked at $942K in Q3 2013. 222 funds tracked by Wall St. Rank hold SMFG as of Q2 2020.

Ellington Management Group reported no remaining Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position as of Q2 2020 after selling out during the quarter.
Ellington Management Group sold 38,100 Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) shares in Q2 2020, an estimated $182K.
Ellington Management Group first reported a position in Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) in Q2 2013 and held it in 10 quarters.
Ellington Management Group's Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position peaked at $942K in Q3 2013.
222 funds tracked by Wall St. Rank held Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) as of Q2 2020.

Based on Ellington Management Group's 13F filing for Q2 2020, filed 17 Aug 2020.