Creative Planning’s NUVEEN SENIOR INCM FD NSL Stock Holding History

Creative Planning’s Portfolio NSL Stock Details NSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-1,500	Closed	-$10K	–	3938
2017 Q2	$10K	Buy	+1,500	New	+$10.3K	﹤0.01%	3645
2016 Q1	–	Sell	-5,682	Closed	-$33K	–	4596
2015 Q4	$33K	Buy	+5,682	New	+$32.7K	﹤0.01%	2454
2014 Q4	–	Sell	-2,600	Closed	-$17K	–	4390
2014 Q3	$17K	Hold	2,600	–	–	﹤0.01%	2643
2014 Q2	$18K	Hold	2,600	–	–	﹤0.01%	2563
2014 Q1	$19K	Hold	2,600	–	–	﹤0.01%	2415
2013 Q4	$19K	Hold	2,600	–	–	﹤0.01%	2223
2013 Q3	$19K	Hold	2,600	–	–	﹤0.01%	2138
2013 Q2	$20K	Buy	+2,600	New	+$20.5K	﹤0.01%	1936

Other funds holding NSL

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SII Investments Appleton, Wisconsin $965M AUM 15.44% 1-Year Est. Return

Creative Planning's NSL Position: Q3 2017 in Review

Creative Planning sold out of NUVEEN SENIOR INCM FD (NSL) in Q3 2017, closing a stake of 1,500 shares — an estimated $10K sold.

Creative Planning first reported a position in NSL in Q2 2013 and held it in 8 quarters. The position peaked at $33K in Q4 2015. 56 funds tracked by Wall St. Rank hold NSL as of Q3 2017.

Creative Planning reported no remaining NUVEEN SENIOR INCM FD position as of Q3 2017 after selling out during the quarter.
Creative Planning sold 1,500 NUVEEN SENIOR INCM FD shares in Q3 2017, an estimated $10K.
Creative Planning first reported a position in NUVEEN SENIOR INCM FD in Q2 2013 and held it in 8 quarters.
Creative Planning's NUVEEN SENIOR INCM FD position peaked at $33K in Q4 2015.
56 funds tracked by Wall St. Rank held NUVEEN SENIOR INCM FD as of Q3 2017.

Based on Creative Planning's 13F filing for Q3 2017, filed 17 Oct 2017.