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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-0.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$1.01B
Cap. Flow
-$635M
Cap. Flow %
-57.59%
Top 10 Hldgs %
36.04%
Holding
915
New
342
Increased
119
Reduced
101
Closed
281

Top Buys

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$65.1M
2
CCVI
Churchill Capital Corp VI
CCVI
+$34.4M
3
PEGR
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
+$29.1M
4
ARKK icon
ARK Innovation ETF
ARKK
+$27.3M
5
AMD icon
Advanced Micro Devices
AMD
+$22.6M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$268M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$196M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$146M
4
LOW icon
Lowe's Companies
LOW
+$105M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$90.8M

Sector Composition

Rank Sector Weight
1 Financials 27.17%
2 Healthcare 26.29%
3 Technology 9.65%
4 Industrials 7.84%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRTX
176
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$830K 0.08%
+5,658
New +$878K
PEGRW
177
DELISTED
Project Energy Reimagined Acquisition Corp. Warrant
PEGRW
$826K 0.07%
+1,500,000
New +$793K
CNR
178
DELISTED
Cornerstone Building Brands, Inc.
CNR
$807K 0.07%
+46,288
New +$719K
EXEEW
179
DELISTED
Expand Energy Corp Class A Warrants
EXEEW
$804K 0.07%
20,329
+8,771
+76% +$336K
EXEEZ
180
DELISTED
Expand Energy Corp Class B Warrants
EXEEZ
$804K 0.07%
22,683
+100
+0.4% +$3.43K
FACA
181
DELISTED
Figure Acquisition Corp. I
FACA
$804K 0.07%
82,083
-103
-0.1% -$1.01K
XLNX
182
PUT
DELISTED
Xilinx Inc
XLNX
$800K 0.07%
269,700
+167,700
+164% +$33.1M
HMCOW
183
DELISTED
HumanCo Acquisition Corp. Warrant
HMCOW
$795K 0.07%
+1,060,025
New +$1.09M
ADP icon
184
Automatic Data Processing
ADP
$109B
$774K 0.07%
+3,138
New +$710K
IPOD
185
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$768K 0.07%
75,071
-24,929
-25% -$255K
ASHR icon
186
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.59B
$751K 0.07%
19,221
-16,471
-46% -$639K
IBB icon
187
iShares Biotechnology ETF
IBB
$9.82B
$739K 0.07%
+4,839
New +$749K
FRGE
188
DELISTED
Forge Global Holdings
FRGE
$731K 0.07%
+4,954
New +$737K
ACAH
189
DELISTED
Atlantic Coastal Acquisition Corp. Class A Common Stock
ACAH
$728K 0.07%
+74,551
New +$729K
GRAB icon
190
PUT
Grab
GRAB
$15B
$699K 0.06%
+75,100
New +$573K
VMW
191
PUT
DELISTED
VMware, Inc
VMW
$698K 0.06%
98,300
– –
TBCH
192
Turtle Beach Corp
TBCH
$251M
$668K 0.06%
30,000
-20,000
-40% -$540K
KVSA
193
DELISTED
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
$660K 0.06%
+68,000
New +$671K
BSGA
194
DELISTED
Blue Safari Group Acquisition Corp. Class A Ordinary Share
BSGA
$653K 0.06%
+65,500
New +$658K
NMR icon
195
Nomura Holdings
NMR
$28.7B
$650K 0.06%
+150,000
New +$680K
TWOA
196
DELISTED
two
TWOA
$632K 0.06%
+65,000
New +$635K
SRSA
197
DELISTED
Sarissa Capital Acquisition Corp. Class A Ordinary Shares
SRSA
$631K 0.06%
+64,465
New +$635K
VRAY
198
CALL
DELISTED
ViewRay, Inc.
VRAY
$630K 0.06%
600,400
+525,400
+701% +$3.2M
BMY icon
199
Bristol-Myers Squibb
BMY
$132B
$618K 0.06%
9,908
-26,405
-73% -$1.55M
RF icon
200
Regions Financial
RF
$26.8B
$610K 0.06%
27,960
+791
+3% +$18.1K
6 7
8
9 10

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen and Company held 915 positions worth $1.1B, down 48% from $2.11B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Cowen and Company withdrew a net $635M in Q4 2021, closing 281 positions and reducing 101 holdings. Its most notable exit was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $268M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 5.5% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Cowen and Company opened a new position in Churchill Capital Corp VI worth $34.2M.

  • Cowen and Company's largest Q4 2021 buy was Churchill Capital Corp VI: 3,494,970 shares worth $34.2M.
  • Cowen and Company added most to Social Capital Hedosophia Holdings Corp. VI in Q4 2021, an estimated $65.1M increase.
  • Cowen and Company's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $146M.
  • Cowen and Company fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q4 2021, selling an estimated $268M.
  • Cowen and Company's ten largest holdings make up 36% of its $1.1B portfolio in Q4 2021.
  • Cowen and Company opened 342 new positions and closed 281 in Q4 2021.
  • Cowen and Company's portfolio value fell 48% quarter-over-quarter to $1.1B.

Based on Cowen and Company's 13F filing for Q4 2021, filed 14 Feb 2022.