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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+16.41%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.06%
5 Year Est. Return
+670.57%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$757M
Cap. Flow
+$1.77B
Cap. Flow %
153.77%
Top 10 Hldgs %
71.98%
Holding
716
New
268
Increased
91
Reduced
64
Closed
268

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$285M
2
AAPL icon
Apple
AAPL
+$138M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$98.2M
4
FRC
First Republic Bank
FRC
+$38.9M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$36.5M

Top Sells

Rank Stock Value
1
ZM icon
Zoom
ZM
+$32.9M
2
CRWD icon
CrowdStrike
CRWD
+$17.6M
3
BYND icon
Beyond Meat
BYND
+$17.1M
4
SEGG
Sports Entertainment Gaming Global Corp
SEGG
+$12M
5
BFI
BurgerFi International, Inc. Common Stock
BFI
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 17.86%
2 Financials 13.13%
3 Healthcare 4.9%
4 Consumer Discretionary 2.63%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
1
Invesco QQQ Trust
QQQ
$445B
$304M 26.44%
1,431,300
+1,424,647
+21,414% +$285M
AAPL icon
2
Apple
AAPL
$4.99T
$158M 13.7%
+2,148,000
New +$138M
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$103M 8.92%
+319,000
New +$98.2M
SMFG icon
4
Sumitomo Mitsui Financial
SMFG
$163B
$73M 6.34%
9,851,605
-400,000
-4% -$2.88M
FRC
5
DELISTED
First Republic Bank
FRC
$42.3M 3.67%
+360,000
New +$38.9M
XBI icon
6
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$38M 3.3%
+400,000
New +$34.6M
XLY icon
7
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$37.6M 3.27%
+600,000
New +$36.5M
USB icon
8
US Bancorp
USB
$100B
$35M 3.04%
+590,000
New +$34.1M
CVNA icon
9
Carvana
CVNA
$47.3B
$20M 1.74%
+1,085,000
New +$18.2M
TFC icon
10
Truist Financial
TFC
$64.7B
$18M 1.56%
+320,000
New +$17.3M
CIEN icon
11
Ciena
CIEN
$49.6B
$16.2M 1.41%
+380,000
New +$14.5M
MDCO
12
CALL
DELISTED
Medicines Co
MDCO
$14M 1.21%
689,300
+627,200
+1,010% +$41.8M
ARQL
13
DELISTED
Arqule Inc
ARQL
$8.94M 0.78%
+447,999
New +$5.2M
MAPS
14
DELISTED
WM TECHNOLOGY INC A
MAPS
$8.86M 0.77%
+893,762
New +$8.83M
PPLI
15
People Inc
PPLI
$3.13B
$8.35M 0.72%
+187,446
New +$7.56M
DVA icon
16
DaVita
DVA
$15.4B
$7.67M 0.67%
+102,168
New +$6.78M
SPLV icon
17
Invesco S&P 500 Low Volatility ETF
SPLV
$7.28B
$7.62M 0.66%
+130,600
New +$7.49M
NMR icon
18
Nomura Holdings
NMR
$28.1B
$6.91M 0.6%
+1,338,500
New +$6.46M
CHRD icon
19
Chord Energy
CHRD
$7.25B
$6.52M 0.57%
+2,000,000
New +$5.72M
SAN icon
20
Banco Santander
SAN
$200B
$6.49M 0.56%
1,635,116
– –
PG icon
21
Procter & Gamble
PG
$347B
$6.26M 0.54%
50,109
+47,109
+1,570% +$5.76M
DVN icon
22
Devon Energy
DVN
$49.2B
$6.25M 0.54%
+240,774
New +$5.42M
CSCO icon
23
Cisco
CSCO
$456B
$6.08M 0.53%
126,774
+119,374
+1,613% +$5.55M
KLR
24
DELISTED
Kaleyra, Inc.
KLR
$5.25M 0.46%
+176,601
New +$5.86M
CELU icon
25
Celularity
CELU
$22M
$4.43M 0.39%
44,542
+41,867
+1,565% +$4.15M
1
2 3 4 5

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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Cowen and Company's Q4 2019 Portfolio in Review

As of Q4 2019, Cowen and Company held 716 positions worth $1.15B, up 192% from $394M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Cowen and Company deployed $1.77B of net new capital in Q4 2019, opening 268 new positions and adding to 91 existing holdings. Its largest new stake was Apple: 2,148,000 shares worth $158M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Sports Entertainment Gaming Global Corp, an estimated $12M trimmed.

  • Cowen and Company's largest Q4 2019 buy was Apple: 2,148,000 shares worth $158M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2019, an estimated $285M increase.
  • Cowen and Company's biggest Q4 2019 reduction was Sports Entertainment Gaming Global Corp, cutting an estimated $12M.
  • Cowen and Company fully exited Zoom in Q4 2019, selling an estimated $32.9M.
  • Cowen and Company's ten largest holdings make up 72% of its $1.15B portfolio in Q4 2019.
  • Cowen and Company opened 268 new positions and closed 268 in Q4 2019.
  • Cowen and Company's portfolio value rose 192% quarter-over-quarter to $1.15B.

Based on Cowen and Company's 13F filing for Q4 2019, filed 11 Feb 2020.