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Cowen and Company Portfolio holdings
AUM
$2.97B
1-Year Est. Return
105.26%
This Fund
S&P 500
This Quarter
Est. Return
+18.18%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.06%
5 Year Est. Return
+670.57%
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$507M
(+83%)
Cap. Flow
+$424M
Cap. Flow
% of AUM
37.86%
Top 10 Holdings %
Top 10 Hldgs %
69.37%
Holding
669
New
238
Increased
59
Reduced
66
Closed
278
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$112M |
| 2 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$111M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$69.2M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$68.6M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$49.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NKLA
Nikola Corporation Common Stock
NKLA
|
+$40M |
| 2 |
ALBO
Albireo Pharma Inc
ALBO
|
+$20M |
| 3 |
AvePoint
AVPT
|
+$14.5M |
| 4 |
McDonald's
MCD
|
+$10.2M |
| 5 |
CMRC
Commerce.com Inc Series 1
CMRC
|
+$5.84M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.86% |
| 2 | Healthcare | 4.92% |
| 3 | Technology | 4.04% |
| 4 | Communication Services | 3.4% |
| 5 | Industrials | 2.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Invesco QQQ Trust
QQQ
$453B
| $243M | 21.69% |
773,606
+233,701
| +43% | +$68.6M |
|
|
2
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.2B
| $114M | 10.18% |
+825,000
| New | +$112M |
|
|
3
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
| $113M | 10.14% |
+1,300,000
| New | +$111M |
|
|
4
iShares Russell 2000 ETF
IWM
$79.9B
| $80.4M | 7.18% |
410,000
+284,342
| +226% | +$49.8M |
|
|
5
State Street SPDR S&P 500 ETF Trust
SPY
$789B
| $72.9M | 6.51% |
+194,933
| New | +$69.2M |
|
6
Sumitomo Mitsui Financial
SMFG
$165B
| $39.5M | 3.53% |
6,401,605
| – | – |
|
7
State Street Health Care Select Sector SPDR ETF
XLV
$42B
| $38.6M | 3.45% |
+340,000
| New | +$37.1M |
|
8
VanEck Semiconductor ETF
SMH
$65.6B
| $28.4M | 2.54% |
260,260
+174,184
| +202% | +$17.3M |
|
|
CTLP
9
DELISTED
Cantaloupe
CTLP
| $23.3M | 2.08% |
+2,222,778
| New | +$21.7M |
|
10
Walt Disney
DIS
$167B
| $23.1M | 2.06% |
+127,295
| New | +$18.3M |
|
|
NGHC
11
DELISTED
National General Holdings Corp
NGHC
| $20.7M | 1.85% |
+604,700
| New | +$20.6M |
|
12
Stellantis
STLA
$16.8B
| $19.7M | 1.76% |
1,089,381
-2,761
| -0.3% | -$40.7K |
|
|
SVOKU
13
DELISTED
Seven Oaks Acquisition Corp. Unit
SVOKU
| $16M | 1.43% |
+1,550,000
| New | +$16M |
|
|
AVDL
14
DELISTED
Avadel Pharmaceuticals
AVDL
| $12.6M | 1.13% |
1,892,043
-13,947
| -0.7% | -$87.2K |
|
15
Establishment Labs
ESTA
$2.74B
| $11.9M | 1.07% |
316,801
+15,800
| +5% | +$416K |
|
|
ML
16
DELISTED
MoneyLion Inc.
ML
| $11.7M | 1.04% |
34,377
+27,944
| +434% | +$8.39M |
|
17
State Street SPDR S&P Biotech ETF
XBI
$9.96B
| $11.3M | 1.01% |
80,000
| – | – |
|
18
System1
SST
$14.1M
| $10.8M | 0.96% |
100,000
| – | – |
|
|
PS
19
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
| $10.4M | 0.93% |
+494,200
| New | +$8.83M |
|
20
CALL
Peloton Interactive
PTON
$2.75B
| $8.98M | 0.8% |
86,100
-70,000
| -45% | -$8.53M |
|
|
ABB
21
DELISTED
ABB Ltd
ABB
| $6.99M | 0.62% |
250,000
| – | – |
|
22
Louisiana-Pacific
LPX
$5.07B
| $6.63M | 0.59% |
+178,229
| New | +$5.97M |
|
23
TELA Bio
TELA
$31.8M
| $6.04M | 0.54% |
401,776
-7,228
| -2% | -$117K |
|
24
International Flavors & Fragrances
IFF
$20.3B
| $5.44M | 0.49% |
+50,000
| New | +$5.61M |
|
25
Palantir
PLTR
$293B
| $5.44M | 0.49% |
+230,900
| New | +$4.13M |
|
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Cowen and Company's Q4 2020 Portfolio in Review
As of Q4 2020, Cowen and Company held 669 positions worth $1.12B, up 83% from $613M the previous quarter. Its ten largest holdings account for 69% of the portfolio.
Cowen and Company deployed $424M of net new capital in Q4 2020, opening 238 new positions and adding to 59 existing holdings. Its largest new stake was iShares iBoxx $ Investment Grade Corporate Bond ETF: 825,000 shares worth $114M.
By sector, the portfolio is most concentrated in Financials at 8.9% of assets, up from 8.4% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was McDonald's, an estimated $10.2M trimmed.
- Cowen and Company's largest Q4 2020 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 825,000 shares worth $114M.
- Cowen and Company added most to Invesco QQQ Trust in Q4 2020, an estimated $68.6M increase.
- Cowen and Company's biggest Q4 2020 reduction was McDonald's, cutting an estimated $10.2M.
- Cowen and Company fully exited Nikola Corporation Common Stock in Q4 2020, selling an estimated $40M.
- Cowen and Company's ten largest holdings make up 69% of its $1.12B portfolio in Q4 2020.
- Cowen and Company opened 238 new positions and closed 278 in Q4 2020.
- Cowen and Company's portfolio value rose 83% quarter-over-quarter to $1.12B.
Based on Cowen and Company's 13F filing for Q4 2020, filed 8 Feb 2021.