CAC
Cowen and Company Portfolio holdings
AUM
$2.9B
This Quarter Return
-14.28%
1 Year Return
+104.28%
3 Year Return
+119.87%
5 Year Return
+632.2%
10 Year Return
–
AUM
$382M
AUM Growth
+$382M
(-65%)
Cap. Flow
-$623M
Cap. Flow
% of AUM
-163.3%
Top 10 Holdings %
Top 10 Hldgs %
49.99%
Holding
468
New
112
Increased
69
Reduced
61
Closed
133
Top Buys
| 1 |
Match Group
MTCH
|
$19.8M |
| 2 |
Exxon Mobil
XOM
|
$19.2M |
| 3 |
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
|
$13M |
| 4 |
AVDL
Avadel Pharmaceuticals
AVDL
|
$10.8M |
| 5 |
Q32 Bio
QTTB
|
$7.41M |
Top Sells
| 1 |
Invesco QQQ Trust
QQQ
|
$214M |
| 2 |
Apple
AAPL
|
$158M |
| 3 |
SPDR S&P 500 ETF Trust
SPY
|
$65.1M |
| 4 |
FRC
First Republic Bank
FRC
|
$42.3M |
| 5 |
SPDR S&P Biotech ETF
XBI
|
$38M |
Sector Composition
| 1 | Healthcare | 18.65% |
| 2 | Financials | 13.7% |
| 3 | Communication Services | 6.73% |
| 4 | Energy | 6.53% |
| 5 | Consumer Discretionary | 5.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Invesco QQQ Trust
QQQ
$364B
| $58.1M | 13.35% | 305,316 -1,125,984 | -79% | -$214M |
|
2
Sumitomo Mitsui Financial
SMFG
$105B
| $30.7M | 7.04% | 6,401,605 -3,450,000 | -35% | -$16.5M |
|
|
3
Match Group
MTCH
$8.98B
| $19.8M | 4.55% | +300,000 | New | +$19.8M |
|
|
4
Exxon Mobil
XOM
$487B
| $19.7M | 4.52% | 517,946 +506,623 | +4,474% | +$19.2M |
|
|
5
SPDR S&P 500 ETF Trust
SPY
$658B
| $17.1M | 3.94% | 66,500 -252,500 | -79% | -$65.1M |
|
|
DFNS.U
6
DELISTED
LGL Systems Acquisition Corp. Units
DFNS.U
| $14.1M | 3.23% | 1,397,901 +1,286,326 | +1,153% | +$13M |
|
|
AVDL
7
Avadel Pharmaceuticals
AVDL
$1.43B
| $10.8M | 2.47% | +1,517,296 | New | +$10.8M |
|
|
8
Q32 Bio
QTTB
$20.9M
| $7.41M | 1.7% | +476,488 | New | +$7.41M |
|
9
BHP
BHP
$142B
| $7.15M | 1.64% | +194,800 | New | +$7.15M |
|
10
ChargePoint
CHPT
$263M
| $6M | 1.38% | 622,030 +452,490 | +267% | +$4.37M |
|
|
VLDR
11
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
| $5.62M | 1.29% | +552,410 | New | +$5.62M |
|
12
HighPeak Energy
HPK
$971M
| $5.26M | 1.21% | 506,240 +466,917 | +1,187% | +$4.85M |
|
13
CVS Health
CVS
$92.8B
| $4.54M | 1.04% | +76,534 | New | +$4.54M |
|
|
KLR
14
DELISTED
Kaleyra, Inc.
KLR
| $4.51M | 1.04% | 618,103 | – | – |
|
15
Arbutus Biopharma
ABUS
$711M
| $4.37M | 1% | 4,331,020 +3,404,820 | +368% | +$3.44M |
|
16
DaVita
DVA
$9.85B
| $4.35M | 1% | 57,178 -44,990 | -44% | -$3.42M |
|
17
Establishment Labs
ESTA
$1.2B
| $4.31M | 0.99% | 298,247 +178,493 | +149% | +$2.58M |
|
18
Skillsoft
SKIL
$132M
| $4.12M | 0.95% | +414,269 | New | +$4.12M |
|
|
VTIQU
19
DELISTED
VectoIQ Acquisition Corp. Unit
VTIQU
| $4.12M | 0.95% | 296,667 -17,134 | -5% | -$238K |
|
20
Exagen
XGN
$217M
| $3.82M | 0.88% | +239,671 | New | +$3.82M |
|
|
CFFAU
21
DELISTED
CF Finance Acquisition Corp. Unit
CFFAU
| $3.61M | 0.83% | 330,200 +320,200 | +3,202% | +$3.5M |
|
|
DMS
22
DELISTED
Digital Media Solutions, Inc.
DMS
| $3.56M | 0.82% | +346,002 | New | +$3.56M |
|
|
DEACW
23
DELISTED
Diamond Eagle Acquisition Corp. Warrant
DEACW
| $3.44M | 0.79% | 1,201,562 +1,129,135 | +1,559% | +$3.23M |
|
24
TELA Bio
TELA
$70.5M
| $3.17M | 0.73% | 405,507 +381,676 | +1,602% | +$2.98M |
|
25
Banco Bilbao Vizcaya Argentaria
BBVA
$104B
| $3.06M | 0.7% | +1,000,000 | New | +$3.06M |
|