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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+4.66%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.06%
5 Year Est. Return
+670.57%
10 Year Est. Return
–
AUM
$1.92B
AUM Growth
+$461M
Cap. Flow
+$989M
Cap. Flow %
51.63%
Top 10 Hldgs %
63.63%
Holding
876
New
346
Increased
84
Reduced
115
Closed
295

Top Buys

Rank Stock Value
1
HD icon
Home Depot
HD
+$102M
2
LOW icon
Lowe's Companies
LOW
+$102M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$97.8M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$51.2M
5
RCKT icon
Rocket Pharmaceuticals
RCKT
+$43.4M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$107M
2
ITOS
iTeos Therapeutics
ITOS
+$20.1M
3
UPST icon
Upstart Holdings
UPST
+$12.9M
4
QNGY
Quanergy Systems, Inc.
QNGY
+$10.7M
5
ML
MoneyLion Inc.
ML
+$10.3M

Sector Composition

Rank Sector Weight
1 Healthcare 11.9%
2 Consumer Discretionary 11.6%
3 Financials 6.59%
4 Technology 3.07%
5 Industrials 2.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
1
Invesco QQQ Trust
QQQ
$445B
$274M 14.3%
773,000
-14,250
-2% -$4.79M
HYG icon
2
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$268M 13.97%
3,040,000
– –
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$182M 9.52%
425,930
+234,230
+122% +$97.8M
LOW icon
4
Lowe's Companies
LOW
$122B
$101M 5.27%
+520,000
New +$102M
HD icon
5
Home Depot
HD
$343B
$99.8M 5.21%
+320,000
New +$102M
IWM icon
6
iShares Russell 2000 ETF
IWM
$80.4B
$95.2M 4.97%
414,970
-1,460
-0.4% -$328K
XBI icon
7
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$60.8M 3.17%
448,702
+46,208
+11% +$6.08M
XLI icon
8
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$51.2M 2.67%
+500,000
New +$51.2M
RCKT icon
9
Rocket Pharmaceuticals
RCKT
$343M
$44.3M 2.31%
+1,000,000
New +$43.4M
XLV icon
10
State Street Health Care Select Sector SPDR ETF
XLV
$43.2B
$42.8M 2.24%
340,000
– –
SMFG icon
11
Sumitomo Mitsui Financial
SMFG
$163B
$41.6M 2.17%
6,036,605
-305,000
-5% -$2.19M
ESTA icon
12
Establishment Labs
ESTA
$2.7B
$33.7M 1.76%
386,047
– –
CTLP
13
DELISTED
Cantaloupe
CTLP
$26.2M 1.37%
2,207,308
-65,470
-3% -$768K
IWO icon
14
iShares Russell 2000 Growth ETF
IWO
$14.4B
$23.4M 1.22%
+75,000
New +$22.6M
ITB icon
15
iShares US Home Construction ETF
ITB
$2.41B
$20.8M 1.08%
+300,000
New +$21.3M
XRT icon
16
State Street SPDR S&P Retail ETF
XRT
$458M
$19.4M 1.02%
200,000
+185,442
+1,274% +$17.3M
XLE icon
17
State Street Energy Select Sector SPDR ETF
XLE
$38.3B
$18.9M 0.98%
+700,000
New +$18.2M
AVDL
18
DELISTED
Avadel Pharmaceuticals
AVDL
$16.8M 0.88%
2,495,573
– –
APYX icon
19
Apyx Medical
APYX
$163M
$16M 0.84%
1,553,199
+1,031,157
+198% +$10.2M
WPF
20
DELISTED
Foley Trasimene Acquisition Corp.
WPF
$15.1M 0.79%
+1,550,000
New +$15.7M
TARS icon
21
Tarsus Pharmaceuticals
TARS
$2.57B
$14.9M 0.78%
+514,289
New +$16.1M
BPYU
22
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$14.4M 0.75%
763,743
+682,858
+844% +$12.5M
XOP icon
23
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.42B
$14.4M 0.75%
+149,000
New +$13M
BWAY
24
Brainsway
BWAY
$622M
$14M 0.73%
2,752,336
+794,818
+41% +$3.88M
FULC icon
25
Fulcrum Therapeutics
FULC
$248M
$13.8M 0.72%
1,319,887
+438,055
+50% +$4.43M
1
2 3 4 5

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FPCG
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Cowen and Company's Q2 2021 Portfolio in Review

As of Q2 2021, Cowen and Company held 876 positions worth $1.92B, up 32% from $1.45B the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Cowen and Company deployed $989M of net new capital in Q2 2021, opening 346 new positions and adding to 84 existing holdings. Its largest new stake was Home Depot: 320,000 shares worth $99.8M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Foresight Acquisition Corp. Units, an estimated $6.05M trimmed.

  • Cowen and Company's largest Q2 2021 buy was Home Depot: 320,000 shares worth $99.8M.
  • Cowen and Company added most to State Street SPDR S&P 500 ETF Trust in Q2 2021, an estimated $97.8M increase.
  • Cowen and Company's biggest Q2 2021 reduction was Foresight Acquisition Corp. Units, cutting an estimated $6.05M.
  • Cowen and Company fully exited iShares iBoxx $ Investment Grade Corporate Bond ETF in Q2 2021, selling an estimated $107M.
  • Cowen and Company's ten largest holdings make up 64% of its $1.92B portfolio in Q2 2021.
  • Cowen and Company opened 346 new positions and closed 295 in Q2 2021.
  • Cowen and Company's portfolio value rose 32% quarter-over-quarter to $1.92B.

Based on Cowen and Company's 13F filing for Q2 2021, filed 13 Aug 2021.