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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-2.91%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.06%
5 Year Est. Return
+670.57%
10 Year Est. Return
–
AUM
$394M
AUM Growth
–
Cap. Flow
+$923M
Cap. Flow %
234.23%
Top 10 Hldgs %
47.92%
Holding
448
New
446
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$70M
2
ZM icon
Zoom
ZM
+$38.9M
3
CRWD icon
CrowdStrike
CRWD
+$24M
4
BYND icon
Beyond Meat
BYND
+$18.9M
5
NKLA
Nikola Corporation Common Stock
NKLA
+$12.1M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 28.08%
2 Technology 20%
3 Consumer Discretionary 7.92%
4 Consumer Staples 6.17%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMFG icon
1
Sumitomo Mitsui Financial
SMFG
$163B
$70.1M 17.79%
+10,251,605
New +$70M
ZM icon
2
Zoom
ZM
$26.8B
$32.9M 8.34%
+431,400
New +$38.9M
CRWD icon
3
CrowdStrike
CRWD
$185B
$17.6M 4.47%
+1,208,400
New +$24M
BYND icon
4
Beyond Meat
BYND
$279M
$17.1M 4.34%
+115,000
New +$18.9M
SEGG
5
Sports Entertainment Gaming Global Corp
SEGG
$13.3M
$12.1M 3.06%
+5,792
New +$12.1M
BFI
6
DELISTED
BurgerFi International, Inc. Common Stock
BFI
$10.1M 2.56%
+973,539
New +$10.1M
GB
7
DELISTED
Global Blue Group Holding
GB
$7.84M 1.99%
+766,964
New +$7.87M
MFG icon
8
Mizuho Financial
MFG
$123B
$7.68M 1.95%
+2,503,250
New +$7.44M
LSXMA
9
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$6.91M 1.75%
+229,980
New +$6.72M
GDX icon
10
VanEck Gold Miners ETF
GDX
$22.7B
$6.64M 1.68%
+248,500
New +$6.95M
SAN icon
11
Banco Santander
SAN
$200B
$6.3M 1.6%
+1,635,116
New +$6.49M
CCC.WS
12
DELISTED
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
$5.45M 1.38%
+924,478
New +$5.17M
STNL
13
DELISTED
Sentinel Energy Services Inc. Class A Common Stock
STNL
$4.74M 1.2%
+461,349
New +$4.72M
TRGP icon
14
Targa Resources
TRGP
$56.2B
$4.03M 1.02%
+100,336
New +$3.83M
ZM icon
15
PUT
Zoom
ZM
$26.8B
$3.95M 1%
+126,400
New +$11.4M
BBL
16
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$3.89M 0.99%
+90,868
New +$4.14M
FSLY icon
17
Fastly Inc
FSLY
$3.26B
$3.6M 0.91%
+150,000
New +$3.53M
MDT icon
18
Medtronic
MDT
$111B
$3.17M 0.8%
+29,150
New +$3.04M
VTIQU
19
DELISTED
VectoIQ Acquisition Corp. Unit
VTIQU
$3.16M 0.8%
+297,067
New +$3.15M
BTRS
20
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$3.16M 0.8%
+322,061
New +$3.17M
PD icon
21
PagerDuty
PD
$795M
$3.11M 0.79%
+110,000
New +$4.22M
XEC
22
DELISTED
CIMAREX ENERGY CO
XEC
$2.96M 0.75%
+61,819
New +$2.93M
MUFG icon
23
Mitsubishi UFJ Financial
MUFG
$253B
$2.8M 0.71%
+551,800
New +$2.7M
PACQU
24
DELISTED
Pure Acquisition Corp. Unit
PACQU
$2.77M 0.7%
+257,802
New +$2.78M
CHNGU
25
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$2.47M 0.63%
+51,820
New +$2.77M
1
2 3 4 5

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PWLP
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FPCG
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CIM
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PRO
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Cowen and Company's Q3 2019 Portfolio in Review

Q3 2019 is the first quarter with a 13F filing on record for Cowen and Company, which disclosed 448 positions worth $394M. Its ten largest holdings account for 48% of the portfolio.

Its largest position is Sumitomo Mitsui Financial: 10,251,605 shares worth $70.1M.

By sector, the portfolio is most concentrated in Financials at 28% of assets, followed by Technology and Consumer Discretionary.

  • Cowen and Company's largest Q3 2019 buy was Sumitomo Mitsui Financial: 10,251,605 shares worth $70.1M.
  • Cowen and Company's ten largest holdings make up 48% of its $394M portfolio in Q3 2019.
  • Cowen and Company disclosed 448 positions in Q3 2019, its first 13F filing on record.

Based on Cowen and Company's 13F filing for Q3 2019, filed 12 Nov 2019.