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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+151.03%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.06%
5 Year Est. Return
+670.57%
10 Year Est. Return
–
AUM
$601M
AUM Growth
+$166M
Cap. Flow
+$564M
Cap. Flow %
93.74%
Top 10 Hldgs %
55.84%
Holding
582
New
177
Increased
66
Reduced
116
Closed
191

Top Buys

Rank Stock Value
1
NKLA
Nikola Corporation Common Stock
NKLA
+$23.3M
2
CCL icon
Carnival Corporation Ltd
CCL
+$22.1M
3
BLU
BELLUS Health Inc.
BLU
+$15.7M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
+$9.48M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$8.14M

Top Sells

Rank Stock Value
1
MTCH icon
Match Group
MTCH
+$19.8M
2
XOM icon
ExxonMobil
XOM
+$19.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.1M
4
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
+$13.9M
5
BHP icon
BHP
BHP
+$7.19M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 28.9%
2 Healthcare 14.37%
3 Financials 8.14%
4 Industrials 2.53%
5 Technology 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKLA
1
DELISTED
Nikola Corporation Common Stock
NKLA
$128M 21.34%
63,359
+24,226
+62% +$23.3M
QQQ icon
2
Invesco QQQ Trust
QQQ
$436B
$78.4M 13.03%
316,548
+11,232
+4% +$2.52M
SMFG icon
3
Sumitomo Mitsui Financial
SMFG
$159B
$36M 5.98%
6,401,605
– –
CCL icon
4
Carnival Corporation Ltd
CCL
$38.1B
$24.2M 4.03%
+1,476,800
New +$22.1M
BLU
5
DELISTED
BELLUS Health Inc.
BLU
$16.7M 2.78%
1,625,883
+1,544,233
+1,891% +$15.7M
AVDL
6
DELISTED
Avadel Pharmaceuticals
AVDL
$15.4M 2.56%
1,907,504
+390,208
+26% +$3.44M
NKLAW
7
DELISTED
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
$11M 1.83%
+332,158
New +$9.48M
XBI icon
8
State Street SPDR S&P Biotech ETF
XBI
$10B
$8.96M 1.49%
+80,000
New +$7.88M
IWM icon
9
iShares Russell 2000 ETF
IWM
$79.1B
$8.88M 1.48%
+62,032
New +$8.14M
ABUS icon
10
Arbutus Biopharma
ABUS
$847M
$7.88M 1.31%
4,331,020
– –
ESTA icon
11
Establishment Labs
ESTA
$2.71B
$6.49M 1.08%
347,618
+49,371
+17% +$839K
PPLI
12
CALL
People Inc
PPLI
$3.12B
$6.27M 1.04%
+339,082
New +$15.1M
LGVW.U
13
DELISTED
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
$6.05M 1.01%
+598,886
New +$6.01M
XGN icon
14
Exagen
XGN
$105M
$5.37M 0.89%
432,402
+192,731
+80% +$2.61M
TELA icon
15
TELA Bio
TELA
$30.3M
$5.31M 0.88%
409,417
+3,910
+1% +$51.4K
SHLL.U
16
DELISTED
Tortoise Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half
SHLL.U
$5.09M 0.85%
+155,000
New +$2.54M
INVA icon
17
CALL
Innoviva
INVA
$1.6B
$4.45M 0.74%
+1,035,900
New +$14.1M
IWM icon
18
CALL
iShares Russell 2000 ETF
IWM
$79.1B
$4.18M 0.7%
+1,125,300
New +$148M
NIO icon
19
NIO
NIO
$11.9B
$3.86M 0.64%
500,000
– –
QGEN icon
20
Qiagen
QGEN
$8.62B
$3.85M 0.64%
84,878
+76,397
+901% +$3.42M
EOSE icon
21
Eos Energy Enterprises
EOSE
$1.14B
$3.81M 0.63%
+354,767
New +$3.6M
GLIBA
22
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$3.66M 0.61%
+51,403
New +$3.3M
SPY icon
23
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$3.53M 0.59%
11,461
-55,039
-83% -$16.1M
LCAHU
24
DELISTED
Landcadia Holdings II, Inc. Unit
LCAHU
$3.46M 0.57%
+190,515
New +$2M
BBVA icon
25
Banco Bilbao Vizcaya Argentaria
BBVA
$142B
$3.4M 0.57%
1,000,000
– –
1
2 3 4 5

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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Cowen and Company's Q2 2020 Portfolio in Review

As of Q2 2020, Cowen and Company held 582 positions worth $601M, up 38% from $435M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Cowen and Company deployed $564M of net new capital in Q2 2020, opening 177 new positions and adding to 66 existing holdings. Its largest new stake was Carnival Corporation Ltd: 1,476,800 shares worth $24.2M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 29% of assets, up from 4.8% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $16.1M trimmed.

  • Cowen and Company's largest Q2 2020 buy was Carnival Corporation Ltd: 1,476,800 shares worth $24.2M.
  • Cowen and Company added most to Nikola Corporation Common Stock in Q2 2020, an estimated $23.3M increase.
  • Cowen and Company's biggest Q2 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $16.1M.
  • Cowen and Company fully exited Match Group in Q2 2020, selling an estimated $19.8M.
  • Cowen and Company's ten largest holdings make up 56% of its $601M portfolio in Q2 2020.
  • Cowen and Company opened 177 new positions and closed 191 in Q2 2020.
  • Cowen and Company's portfolio value rose 38% quarter-over-quarter to $601M.

Based on Cowen and Company's 13F filing for Q2 2020, filed 13 Aug 2020.