Cowen and Company’s Nomura Holdings NMR Stock Holding History

Cowen and Company’s Portfolio NMR Stock Details NMR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-570,000	Closed	-$2.18M	–	663
2023 Q2	$2.18M	Buy	+570,000	New	+$2.11M	0.18%	92
2022 Q1	–	Sell	-150,000	Closed	-$650K	–	697
2021 Q4	$650K	Buy	+150,000	New	+$680K	0.06%	196
2021 Q1	–	Sell	-350,900	Closed	-$1.87M	–	606
2020 Q4	$1.87M	Buy	350,900 +45,900	+15%	+$227K	0.17%	49
2020 Q3	$1.4M	Sell	305,000 -55,000	-15%	-$267K	0.23%	72
2020 Q2	$1.6M	Sell	360,000 -267,100	-43%	-$1.11M	0.27%	69
2020 Q1	$2.68M	Sell	627,100 -711,400	-53%	-$3.38M	0.61%	40
2019 Q4	$6.91M	Buy	+1,338,500	New	+$6.46M	0.6%	18

Other funds holding NMR

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Ethic Inc New York $6.39B AUM 29.64% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Cowen and Company's NMR Position: Q3 2023 in Review

Cowen and Company sold out of Nomura Holdings (NMR) in Q3 2023, closing a stake of 570,000 shares — an estimated $2.18M sold.

Cowen and Company first reported a position in NMR in Q4 2019 and held it in 7 quarters. The position peaked at $6.91M in Q4 2019. 129 funds tracked by Wall St. Rank hold NMR as of Q3 2023.

Cowen and Company reported no remaining Nomura Holdings position as of Q3 2023 after selling out during the quarter.
Cowen and Company sold 570,000 Nomura Holdings shares in Q3 2023, an estimated $2.18M.
Cowen and Company first reported a position in Nomura Holdings in Q4 2019 and held it in 7 quarters.
Cowen and Company's Nomura Holdings position peaked at $6.91M in Q4 2019.
129 funds tracked by Wall St. Rank held Nomura Holdings as of Q3 2023.

Based on Cowen and Company's 13F filing for Q3 2023, filed 9 Nov 2023.