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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+14.08%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$5.92B
AUM Growth
+$600M
Cap. Flow
-$77.7M
Cap. Flow %
-1.31%
Top 10 Hldgs %
21.97%
Holding
332
New
28
Increased
131
Reduced
122
Closed
38

Top Buys

Rank Stock Value
1
ETR icon
Entergy
ETR
+$85.4M
2
USB icon
US Bancorp
USB
+$84.5M
3
LMT icon
Lockheed Martin
LMT
+$83.9M
4
CERN
Cerner Corp
CERN
+$25.4M
5
DLR icon
Digital Realty Trust
DLR
+$20.6M

Top Sells

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$123M
2
IRM icon
Iron Mountain
IRM
+$85.3M
3
KHC icon
Kraft Heinz
KHC
+$60.8M
4
FAST icon
Fastenal
FAST
+$32.8M
5
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$29.2M

Sector Composition

Rank Sector Weight
1 Financials 19.89%
2 Technology 12.77%
3 Industrials 11.64%
4 Consumer Staples 8.1%
5 Healthcare 7.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICMB icon
176
Investcorp Credit Management BDC
ICMB
$12.3M
$1.82M 0.03%
247,894
+87,392
+54% +$655K
PFLT icon
177
PennantPark Floating Rate Capital
PFLT
$724M
$1.8M 0.03%
140,761
+2,606
+2% +$33.4K
BABA icon
178
Alibaba
BABA
$304B
$1.77M 0.03%
9,690
+1,268
+15% +$213K
WCN
179
Waste Connections
WCN
$42.2B
$1.77M 0.03%
19,959
-2,310
-10% -$190K
NATH icon
180
Nathan's Famous
NATH
$403M
$1.69M 0.03%
24,701
+2,476
+11% +$176K
OCSL icon
181
Oaktree Specialty Lending
OCSL
$1.12B
$1.65M 0.03%
105,860
+2,236
+2% +$33.3K
CYBR
182
DELISTED
CyberArk
CYBR
$1.61M 0.03%
13,525
-544
-4% -$52K
BRK.A icon
183
Berkshire Hathaway Class A
BRK.A
$1.13T
$1.51M 0.03%
5
– –
PFX icon
184
PhenixFIN
PFX
$88.1M
$1.45M 0.02%
23,336
– –
RIO icon
185
Rio Tinto
RIO
$162B
$1.44M 0.02%
24,408
-4,516
-16% -$248K
EC icon
186
Ecopetrol
EC
$35.8B
$1.36M 0.02%
63,574
-4,891
-7% -$95.8K
ABDC
187
DELISTED
Alcentra Capital Corp
ABDC
$1.3M 0.02%
172,787
– –
RDS.A
188
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.26M 0.02%
20,084
-1,329
-6% -$82.2K
BCIC
189
BCP Investment Corp
BCIC
$91.5M
$1.23M 0.02%
34,047
– –
BP icon
190
BP
BP
$109B
$1.23M 0.02%
28,480
-1,022
-3% -$41.9K
ESLT icon
191
Elbit Systems
ESLT
$40.2B
$1.17M 0.02%
9,040
-1,459
-14% -$186K
SUNS
192
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$1.17M 0.02%
67,877
+1,336
+2% +$22.2K
APTV icon
193
Aptiv
APTV
$9.61B
$1.08M 0.02%
13,602
-1,941
-12% -$149K
CNI icon
194
Canadian National Railway
CNI
$76.5B
$1.05M 0.02%
11,686
-1,614
-12% -$135K
UL icon
195
Unilever
UL
$137B
$1.02M 0.02%
15,756
-2,297
-13% -$140K
SMFG icon
196
Sumitomo Mitsui Financial
SMFG
$163B
$1.01M 0.02%
143,474
-13,180
-8% -$94.2K
SAP icon
197
SAP
SAP
$230B
$1M 0.02%
8,690
-1,303
-13% -$139K
ZTO icon
198
ZTO Express
ZTO
$18.3B
$986K 0.02%
53,951
-4,567
-8% -$83.7K
CMO
199
DELISTED
Capstead Mortgage Corp.
CMO
$961K 0.02%
111,884
– –
SONY icon
200
Sony
SONY
$136B
$944K 0.02%
111,720
-29,605
-21% -$277K
6 7
8
9 10

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Confluence Investment Management's Q1 2019 Portfolio in Review

As of Q1 2019, Confluence Investment Management held 332 positions worth $5.92B, up 11% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management's Q1 2019 filing shows 28 new, 131 increased, 122 reduced and 38 closed positions. Its largest new stake was Entergy: 1,888,790 shares worth $90.3M. The largest sale was Johnson & Johnson, an estimated $123M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 19% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q1 2019 buy was Entergy: 1,888,790 shares worth $90.3M.
  • Confluence Investment Management added most to Lockheed Martin in Q1 2019, an estimated $83.9M increase.
  • Confluence Investment Management's biggest Q1 2019 reduction was Johnson & Johnson, cutting an estimated $123M.
  • Confluence Investment Management fully exited Iron Mountain in Q1 2019, selling an estimated $85.3M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $5.92B portfolio in Q1 2019.
  • Confluence Investment Management opened 28 new positions and closed 38 in Q1 2019.
  • Confluence Investment Management's portfolio value rose 11% quarter-over-quarter to $5.92B.

Based on Confluence Investment Management's 13F filing for Q1 2019, filed 16 Apr 2019.