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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$1.61B
AUM Growth
+$161M
Cap. Flow
+$103M
Cap. Flow %
6.36%
Top 10 Hldgs %
20.07%
Holding
267
New
13
Increased
160
Reduced
63
Closed
13

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.8M
2
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.58M
3
PEP icon
PepsiCo
PEP
+$8.43M
4
MMM icon
3M
MMM
+$7.09M
5
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$5.72M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.65M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$7.45M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$5.18M
4
IAU icon
iShares Gold Trust
IAU
+$4.15M
5
LDR
Landauer Inc
LDR
+$3.79M

Sector Composition

Rank Sector Weight
1 Financials 21.28%
2 Industrials 12.44%
3 Healthcare 8.37%
4 Technology 7.63%
5 Consumer Staples 5.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARCC icon
1
Ares Capital
ARCC
$13.5B
$37.1M 2.3%
2,144,130
+122,900
+6% +$2.15M
JNJ icon
2
Johnson & Johnson
JNJ
$618B
$35.3M 2.19%
406,816
+30,099
+8% +$2.7M
VNQ icon
3
Vanguard Real Estate ETF
VNQ
$39.2B
$33.9M 2.1%
512,702
+37,468
+8% +$2.55M
PEP icon
4
PepsiCo
PEP
$190B
$33.7M 2.09%
424,483
+102,622
+32% +$8.43M
MSFT icon
5
Microsoft
MSFT
$3.45T
$33.7M 2.09%
1,013,603
+92,691
+10% +$3.05M
DEO icon
6
Diageo
DEO
$49B
$32.9M 2.04%
258,905
+23,122
+10% +$2.89M
EMR icon
7
Emerson Electric
EMR
$83.9B
$32.7M 2.03%
505,548
+39,994
+9% +$2.45M
LMT icon
8
Lockheed Martin
LMT
$134B
$30M 1.86%
235,078
+11,974
+5% +$1.45M
CVX icon
9
Chevron
CVX
$392B
$27.3M 1.69%
224,326
+2,122
+1% +$261K
MMM icon
10
3M
MMM
$90.9B
$27.2M 1.69%
272,311
+72,892
+37% +$7.09M
BR icon
11
Broadridge
BR
$17.8B
$26.1M 1.62%
823,252
+61,290
+8% +$1.82M
GBDC icon
12
Golub Capital BDC
GBDC
$3.34B
$25.7M 1.59%
1,513,754
+110,202
+8% +$1.9M
PX
13
DELISTED
Praxair Inc
PX
$25.4M 1.58%
211,624
+20,649
+11% +$2.45M
GSK icon
14
GSK
GSK
$104B
$24.9M 1.54%
397,006
+37,734
+11% +$2.43M
RYN icon
15
Rayonier
RYN
$6.55B
$23.9M 1.48%
632,860
+53,093
+9% +$2.04M
DD
16
DELISTED
Du Pont De Nemours E I
DD
$23.9M 1.48%
428,929
+33,864
+9% +$1.85M
FNF icon
17
Fidelity National Financial
FNF
$13.9B
$23.7M 1.47%
1,561,945
+141,942
+10% +$2M
KSS icon
18
Kohl's
KSS
$2.17B
$23M 1.43%
444,790
+35,144
+9% +$1.84M
SO icon
19
Southern Company
SO
$109B
$23M 1.42%
558,241
+61,753
+12% +$2.66M
PCL
20
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$23M 1.42%
490,231
+43,137
+10% +$2.02M
IRM icon
21
Iron Mountain
IRM
$36.4B
$22.9M 1.42%
916,887
+90,691
+11% +$2.3M
CHRW icon
22
C.H. Robinson
CHRW
$17.4B
$22.9M 1.42%
383,709
+36,969
+11% +$2.17M
WTW icon
23
Willis Towers Watson
WTW
$31.2B
$22.4M 1.39%
195,538
+17,865
+10% +$2.02M
PFE icon
24
Pfizer
PFE
$143B
$22.4M 1.39%
823,331
+74,970
+10% +$2.04M
KRFT
25
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$22.4M 1.39%
426,552
+34,474
+9% +$1.89M
1
2 3 4 5

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Confluence Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Confluence Investment Management held 267 positions worth $1.61B, up 11% from $1.45B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $103M of net new capital in Q3 2013, opening 13 new positions and adding to 160 existing holdings. Its largest new stake was iShares S&P Mid-Cap 400 Value ETF: 160,900 shares worth $8.69M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 22% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $9.65M trimmed.

  • Confluence Investment Management's largest Q3 2013 buy was iShares S&P Mid-Cap 400 Value ETF: 160,900 shares worth $8.69M.
  • Confluence Investment Management added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2013, an estimated $10.8M increase.
  • Confluence Investment Management's biggest Q3 2013 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $9.65M.
  • Confluence Investment Management fully exited iShares Gold Trust in Q3 2013, selling an estimated $4.15M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $1.61B portfolio in Q3 2013.
  • Confluence Investment Management opened 13 new positions and closed 13 in Q3 2013.
  • Confluence Investment Management's portfolio value rose 11% quarter-over-quarter to $1.61B.

Based on Confluence Investment Management's 13F filing for Q3 2013, filed 17 Oct 2013.