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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-1.08%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$2.24B
AUM Growth
+$57.2M
Cap. Flow
+$92.5M
Cap. Flow %
4.13%
Top 10 Hldgs %
20.47%
Holding
268
New
12
Increased
164
Reduced
69
Closed
11

Top Buys

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$32.4M
2
CL icon
Colgate-Palmolive
CL
+$18.7M
3
RYAM icon
Rayonier Advanced Materials
RYAM
+$10.2M
4
MAT icon
Mattel
MAT
+$8.03M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.72M

Top Sells

Rank Stock Value
1
POM
PEPCO HOLDINGS, INC.
POM
+$35.5M
2
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$9.54M
3
BF.B icon
Brown-Forman Class B
BF.B
+$5.7M
4
IRM icon
Iron Mountain
IRM
+$4.83M
5
FNF icon
Fidelity National Financial
FNF
+$4.23M

Sector Composition

Rank Sector Weight
1 Financials 19%
2 Industrials 14.24%
3 Healthcare 8.93%
4 Consumer Discretionary 7.11%
5 Technology 7.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
1
Johnson & Johnson
JNJ
$618B
$57.9M 2.58%
542,920
+20,307
+4% +$2.11M
PEP icon
2
PepsiCo
PEP
$190B
$53.2M 2.37%
571,207
+7,818
+1% +$714K
CVX icon
3
Chevron
CVX
$392B
$49.2M 2.19%
412,506
+17,927
+5% +$2.29M
MSFT icon
4
Microsoft
MSFT
$3.45T
$46.6M 2.08%
1,004,350
+27,702
+3% +$1.24M
LMT icon
5
Lockheed Martin
LMT
$134B
$44.1M 1.97%
241,350
+4,010
+2% +$683K
ARCC icon
6
Ares Capital
ARCC
$13.5B
$43.6M 1.94%
2,696,968
+149,444
+6% +$2.52M
EMR icon
7
Emerson Electric
EMR
$83.9B
$42.5M 1.9%
679,262
+30,399
+5% +$1.97M
DEO icon
8
Diageo
DEO
$49B
$41.2M 1.84%
357,376
+18,296
+5% +$2.22M
MMM icon
9
3M
MMM
$90.9B
$40.5M 1.81%
341,775
+7,244
+2% +$871K
NTRS icon
10
Northern Trust
NTRS
$33.3B
$40.5M 1.8%
594,946
+13,594
+2% +$914K
CL icon
11
Colgate-Palmolive
CL
$73.1B
$39.2M 1.75%
600,690
+283,724
+90% +$18.7M
KMI icon
12
Kinder Morgan
KMI
$71.7B
$38.2M 1.7%
997,351
+33,776
+4% +$1.28M
PX
13
DELISTED
Praxair Inc
PX
$37.3M 1.66%
289,304
+16,240
+6% +$2.13M
DD
14
DELISTED
Du Pont De Nemours E I
DD
$36.7M 1.64%
538,489
+23,218
+5% +$1.46M
CHRW icon
15
C.H. Robinson
CHRW
$17.4B
$36.1M 1.61%
544,574
+3,406
+0.6% +$227K
SO icon
16
Southern Company
SO
$109B
$36M 1.61%
825,734
+50,925
+7% +$2.24M
KSS icon
17
Kohl's
KSS
$2.17B
$35.8M 1.6%
586,383
+24,348
+4% +$1.38M
DLR icon
18
Digital Realty Trust
DLR
$69.7B
$35.7M 1.59%
571,666
+13,907
+2% +$883K
IRM icon
19
Iron Mountain
IRM
$36.4B
$34.8M 1.55%
1,067,259
-149,013
-12% -$4.83M
MLM icon
20
Martin Marietta Materials
MLM
$31.5B
$32.9M 1.47%
255,310
+2,350
+0.9% +$303K
GSK icon
21
GSK
GSK
$104B
$32.6M 1.45%
567,006
+43,631
+8% +$2.67M
BR icon
22
Broadridge
BR
$17.8B
$32.2M 1.44%
773,252
+14,498
+2% +$603K
KRFT
23
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$32.1M 1.43%
568,724
+35,274
+7% +$2.04M
GE icon
24
GE Aerospace
GE
$374B
$31.9M 1.42%
+260,209
New +$32.4M
PGR icon
25
Progressive
PGR
$123B
$31.4M 1.4%
1,242,859
+69,064
+6% +$1.7M
1
2 3 4 5

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Confluence Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Confluence Investment Management held 268 positions worth $2.24B, up 2.6% from $2.19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $92.5M of net new capital in Q3 2014, opening 12 new positions and adding to 164 existing holdings. Its largest new stake was GE Aerospace: 260,209 shares worth $31.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, down from 20% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares S&P Mid-Cap 400 Value ETF, an estimated $9.54M trimmed.

  • Confluence Investment Management's largest Q3 2014 buy was GE Aerospace: 260,209 shares worth $31.9M.
  • Confluence Investment Management added most to Colgate-Palmolive in Q3 2014, an estimated $18.7M increase.
  • Confluence Investment Management's biggest Q3 2014 reduction was iShares S&P Mid-Cap 400 Value ETF, cutting an estimated $9.54M.
  • Confluence Investment Management fully exited PEPCO HOLDINGS, INC. in Q3 2014, selling an estimated $35.5M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $2.24B portfolio in Q3 2014.
  • Confluence Investment Management opened 12 new positions and closed 11 in Q3 2014.
  • Confluence Investment Management's portfolio value rose 2.6% quarter-over-quarter to $2.24B.

Based on Confluence Investment Management's 13F filing for Q3 2014, filed 21 Oct 2014.