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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.35%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$3.06B
AUM Growth
+$315M
Cap. Flow
+$204M
Cap. Flow %
6.66%
Top 10 Hldgs %
19.94%
Holding
257
New
19
Increased
159
Reduced
59
Closed
9

Top Buys

Rank Stock Value
1
CB icon
Chubb
CB
+$43.6M
2
KSS icon
Kohl's
KSS
+$11.4M
3
KMI icon
Kinder Morgan
KMI
+$10.1M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.66M
5
FNF icon
Fidelity National Financial
FNF
+$5.8M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.74M
2
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$2.95M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.69M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$2.69M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.14M

Sector Composition

Rank Sector Weight
1 Financials 22.37%
2 Industrials 12.44%
3 Healthcare 10.14%
4 Consumer Staples 8.69%
5 Technology 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
1
PepsiCo
PEP
$190B
$78.1M 2.55%
781,617
+37,536
+5% +$3.75M
JNJ icon
2
Johnson & Johnson
JNJ
$618B
$75.8M 2.48%
737,593
+40,642
+6% +$4.09M
MSFT icon
3
Microsoft
MSFT
$3.45T
$64.1M 2.1%
1,155,455
-39,323
-3% -$2.07M
DEO icon
4
Diageo
DEO
$49B
$63.2M 2.07%
579,631
+27,177
+5% +$3.07M
CVX icon
5
Chevron
CVX
$392B
$58.7M 1.92%
652,152
+44,683
+7% +$4.03M
NTRS icon
6
Northern Trust
NTRS
$33.3B
$55.2M 1.81%
766,124
+39,696
+5% +$2.85M
MMM icon
7
3M
MMM
$90.9B
$54.5M 1.78%
432,472
+22,356
+5% +$2.87M
PAYX icon
8
Paychex
PAYX
$41.6B
$53.5M 1.75%
1,011,197
+23,570
+2% +$1.23M
SO icon
9
Southern Company
SO
$109B
$53.3M 1.74%
1,139,849
+64,315
+6% +$2.92M
CB icon
10
Chubb
CB
$135B
$53.2M 1.74%
455,630
+385,373
+549% +$43.6M
GGG icon
11
Graco
GGG
$12.9B
$53.2M 1.74%
2,214,867
+7,401
+0.3% +$179K
CL icon
12
Colgate-Palmolive
CL
$73.1B
$52.2M 1.71%
784,126
+44,976
+6% +$2.99M
GE icon
13
GE Aerospace
GE
$374B
$50.3M 1.65%
337,090
+8,772
+3% +$1.25M
LLTC
14
DELISTED
Linear Technology Corp
LLTC
$50.2M 1.64%
1,182,690
+69,126
+6% +$3.04M
DLR icon
15
Digital Realty Trust
DLR
$69.7B
$50.1M 1.64%
663,018
+3,277
+0.5% +$236K
PGR icon
16
Progressive
PGR
$123B
$48.8M 1.6%
1,535,000
+31,096
+2% +$988K
KHC icon
17
Kraft Heinz
KHC
$30.7B
$48.8M 1.6%
670,712
+27,470
+4% +$2.03M
FNF icon
18
Fidelity National Financial
FNF
$13.9B
$47.6M 1.56%
1,977,021
+237,847
+14% +$5.8M
ARCC icon
19
Ares Capital
ARCC
$13.5B
$46.6M 1.52%
3,271,386
+52,577
+2% +$798K
SYK icon
20
Stryker
SYK
$125B
$46.2M 1.51%
497,274
+37,035
+8% +$3.54M
MLM icon
21
Martin Marietta Materials
MLM
$31.5B
$45.8M 1.5%
335,604
+12,175
+4% +$1.85M
MKL icon
22
Markel Group
MKL
$23.3B
$45.7M 1.5%
51,738
+2,958
+6% +$2.57M
BR icon
23
Broadridge
BR
$17.8B
$45.7M 1.49%
849,929
-8,029
-0.9% -$450K
KSS icon
24
Kohl's
KSS
$2.17B
$44M 1.44%
924,219
+247,170
+37% +$11.4M
PCL
25
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$44M 1.44%
921,197
-23,038
-2% -$1.04M
1
2 3 4 5

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GT
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BFS
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EWM
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HI
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Confluence Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, Confluence Investment Management held 257 positions worth $3.06B, up 12% from $2.74B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $204M of net new capital in Q4 2015, opening 19 new positions and adding to 159 existing holdings. Its largest new stake was Goldman Sachs BDC: 134,915 shares worth $2.56M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares Russell Mid-Cap Growth ETF, an estimated $8.74M trimmed.

  • Confluence Investment Management's largest Q4 2015 buy was Goldman Sachs BDC: 134,915 shares worth $2.56M.
  • Confluence Investment Management added most to Chubb in Q4 2015, an estimated $43.6M increase.
  • Confluence Investment Management's biggest Q4 2015 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $8.74M.
  • Confluence Investment Management fully exited State Street SPDR Dow Jones REIT ETF in Q4 2015, selling an estimated $2.95M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $3.06B portfolio in Q4 2015.
  • Confluence Investment Management opened 19 new positions and closed 9 in Q4 2015.
  • Confluence Investment Management's portfolio value rose 12% quarter-over-quarter to $3.06B.

Based on Confluence Investment Management's 13F filing for Q4 2015, filed 3 Feb 2016.